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Sprinklr (CXM) CIO Sanjay Macwan receives 280,210 RSU equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Macwan Sanjay reported acquisition or exercise transactions in this Form 4 filing.

Sprinklr, Inc. Chief Information Officer Sanjay Macwan received an equity compensation grant of 280,210 shares of Class A Common Stock in the form of restricted stock units. These RSUs were awarded at no cash purchase price and increase his direct holdings to 580,210 shares following the grant.

According to the vesting schedule, one-third of the RSUs will vest on March 15, 2027, and the remaining units will vest in eight substantially equal quarterly installments on each subsequent June 15, September 15, December 15 and March 15, as long as he remains in continuous service with the company on each vesting date. This reflects a routine, time-based executive compensation award rather than an open-market stock purchase or sale.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Macwan Sanjay

(Last) (First) (Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/15/2026 A 280,210(1) A $0 580,210 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") award. One-third (1/3rd) of the RSUs will vest on March 15, 2027 and the remainder will vest in eight substantially equal installments on each subsequent June 15, September 15, December 15 and March 15, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
/s/ Laura Acton, Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Sprinklr (CXM) disclose about Sanjay Macwan in this Form 4?

Sprinklr reported that Chief Information Officer Sanjay Macwan received an award of 280,210 restricted stock units of Class A Common Stock. The grant is a form of equity compensation, not an open-market transaction, and was reported as an acquisition on Form 4.

How many Sprinklr (CXM) shares does Sanjay Macwan hold after this RSU grant?

After the restricted stock unit award, Sanjay Macwan is reported to hold 580,210 shares of Sprinklr Class A Common Stock directly. This total includes the newly granted RSUs, which are subject to a multi-year vesting schedule tied to his continued service.

What is the vesting schedule for Sanjay Macwan’s Sprinklr (CXM) RSU award?

The 280,210 RSUs granted to Sanjay Macwan vest over time. One-third vests on March 15, 2027, and the remaining units vest in eight substantially equal quarterly installments on June 15, September 15, December 15 and March 15, contingent on continuous service.

Did Sanjay Macwan buy or sell Sprinklr (CXM) shares on the open market?

No, this Form 4 shows a grant of restricted stock units, not an open-market trade. The transaction code is “A,” meaning an award or other acquisition, and the price per share is reported as $0.0000, consistent with equity compensation.

Is Sanjay Macwan’s Sprinklr (CXM) RSU award subject to any conditions?

Yes. The RSU award requires continuous service to Sprinklr on each vesting date. If Macwan’s service ends before a scheduled vesting date, unvested RSUs would typically not vest, aligning this compensation with long-term employment and performance incentives.
Sprinklr Inc

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