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Citizens & Northern (NASDAQ: CZNC) director buys 19 shares under plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Citizens & Northern Corp director trade: Director Katherine W. Shattuck bought 19 shares of Citizens & Northern Corp common stock on January 9, 2026 at a price of $20.3767 per share. After this purchase, she directly owns 9,208 shares of the company. The filing notes that this transaction was made under a written trading plan intended to satisfy Rule 10b5-1(c) that became effective on May 1, 2025.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shattuck Katherine W

(Last) (First) (Middle)
1171 BARNER ROAD

(Street)
TOWANDA PA 18848

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CITIZENS & NORTHERN CORP [ CZNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/09/2026 P(1) 19 A $20.3767 9,208 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was made pursuant to a written plan that became effective 5/1/25.
/s/ Melinda Kilburn for Katherine W Shattuck, 03.20.25, Attorney-in-Fact 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Citizens & Northern (CZNC) report?

Citizens & Northern (CZNC) reported that director Katherine W. Shattuck purchased 19 shares of the company’s common stock on January 9, 2026.

Was the CZNC insider transaction a purchase or a sale?

The reported Citizens & Northern (CZNC) insider transaction was a purchase of common stock, coded as transaction type P for a buy.

At what price were the Citizens & Northern (CZNC) shares bought?

The 19 Citizens & Northern (CZNC) common shares were purchased at a price of $20.3767 per share.

How many Citizens & Northern (CZNC) shares does the director own after this trade?

Following the reported transaction, director Katherine W. Shattuck directly owns 9,208 shares of Citizens & Northern (CZNC) common stock.

Was the CZNC insider trade made under a Rule 10b5-1 trading plan?

Yes. The filing states the transaction was made pursuant to a written plan that became effective on May 1, 2025, intended to satisfy Rule 10b5-1(c) conditions.

What is the reporting person’s relationship to Citizens & Northern (CZNC)?

The reporting person, Katherine W. Shattuck, is listed as a director of Citizens & Northern Corp and not as a 10% owner or officer.

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