[144] Dave Inc. Warrants SEC Filing

Rhea-AI Filing Summary

Form 144 notice for DAVEW: The filer proposes to sell 19,386 shares of common stock on 09/04/2025 on NASDAQ, with an aggregate market value of $3,970,058.94. The filing reports 12,084,643 shares outstanding. The securities were acquired on 06/03/2024 as Restricted Stock Units from the issuer and were paid/issued on 06/03/2024. The filing states there were no securities sold in the past three months by the person for whose account the sale is proposed. Several filer contact fields and issuer identification fields are blank in the provided content.

Positive

• Transaction details provided: class, quantity, acquisition date and nature (RSUs), proposed sale date, exchange, and aggregate market value are all reported.
• No sales in prior three months: filing states "Nothing to Report" for securities sold during the past 3 months.

Negative

• Missing filer identification/contact: filer CIK/CCC and submission contact fields are blank in the provided content.
• Missing issuer identification: issuer name, SEC file number, address and phone fields are blank in the provided content.

Insights

Securities Analyst

TL;DR: Routine Rule 144 disclosure for an insider sale of 19,386 shares valued at $3.97M; no recent sales reported.

The filing documents a proposed sale under Rule 144 of 19,386 common shares acquired as restricted stock units on 06/03/2024. The aggregate market value is reported as $3,970,058.94 and the trade is scheduled for 09/04/2025 on NASDAQ. Outstanding shares are listed as 12,084,643. The notice indicates no related sales in the prior three months, consistent with a single planned disposition rather than ongoing programmatic selling. The disclosure is concise but lacks identifying filer contact and issuer metadata in the provided extract, which limits traceability.

Compliance/Risk Analyst

TL;DR: Disclosure format follows Rule 144 elements but several filer/issuer fields are missing in the content provided.

The report includes required transaction details: class, quantity, acquisition date and nature (RSUs), proposed sale date, exchange, and aggregate value. It also contains the signer representation regarding material nonpublic information. However, the provided content omits complete filer identification and contact information as well as issuer name and address, which are important for verification and regulatory follow-up. Based solely on the supplied text, no other compliance issues are evident.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	19386	3970058.94	12084643	09/04/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/03/2024	Restricted Stock Units	Issuer			19386	06/03/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares does the DAVEW Form 144 propose to sell?

The notice proposes sale of 19,386 common shares.

When is the proposed sale date reported in the filing for DAVEW?

The proposed sale date is 09/04/2025.

How were the securities acquired according to the filing?

The securities were acquired on 06/03/2024 as Restricted Stock Units (RSUs) from the issuer.

What is the aggregate market value and number of outstanding shares reported?

Aggregate market value is reported as $3,970,058.94 and shares outstanding as 12,084,643.

Does the filing report any sales in the past three months?

No. The filing states "Nothing to Report" for securities sold during the past three months.