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Planned Rule 144 sale of 5,814 DAWN shares on NASDAQ (NASDAQ: DAWN)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

A holder of DAWN common stock filed a Rule 144 notice to sell up to 5,814 shares on NASDAQ through Morgan Stanley Smith Barney LLC, with an indicated aggregate market value of 67,447.63. The filing lists total common shares outstanding as 102,675,502.

The shares to be sold were acquired on 02/15/2026 as restricted stock from the issuer, with the nature of payment described as not applicable. By signing the notice, the seller represents that they are not aware of any material adverse, nonpublic information about the issuer’s current or prospective operations.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the DAWN Form 144 filing disclose about planned share sales?

The Form 144 for DAWN discloses a plan to sell up to 5,814 common shares on NASDAQ. The filing shows an aggregate market value of about 67,447.63, providing transparency into a relatively small planned secondary sale under Rule 144.

How many DAWN shares are outstanding according to this Form 144?

The Form 144 lists 102,675,502 DAWN common shares as outstanding. This figure offers context for the planned Rule 144 sale of 5,814 shares, indicating that the proposed transaction represents a very small fraction of the company’s total share count.

When and how were the DAWN shares in this Form 144 acquired?

The shares in this DAWN Form 144 were acquired on 02/15/2026 as restricted stock from the issuer. The nature of payment is described as not applicable, suggesting a non-cash or award-type acquisition rather than an ordinary open-market purchase.

Which broker will handle the planned DAWN Rule 144 share sale?

The Form 144 indicates that Morgan Stanley Smith Barney LLC Executive Financial Services will broker the DAWN share sale. The shares are planned to be sold on the NASDAQ exchange, providing an established marketplace and standard execution channels for the transaction.

What representations does the seller make in DAWN’s Form 144 notice?

In the DAWN Form 144, the seller represents that they do not know of any material adverse, nonpublic information about the issuer’s current or prospective operations. This representation is required when selling restricted or control securities under Rule 144.