10b5-1 sales disclosed for DBX insider (DBX) with multiple dated entries

Rhea-AI Filing Summary

DBX-related resale notice: a broker-dealer filing reports planned sales of common stock by a selling person under Rule 144. The excerpt lists multiple 10b5-1 sales by Sarah Schubach with dated entries and numeric values for each sale. The filing also references Restricted Stock Units dated 05/15/2026.

Insights

Securities Compliance Analyst

Form 144 lists scheduled resale activity by a selling person using 10b5-1 plan entries.

The excerpt documents multiple dated sales labeled as 10b5-1 Sales for Sarah Schubach with per-date numeric entries (e.g., 06/01/2026 and 36096.30). It also shows Restricted Stock Units with a 05/15/2026 effective date.

These entries are procedural resale disclosures under Rule 144; the filing records sale dates and numeric sale values. Further filings or confirmations would show exact share counts, settlement details, and broker handling.

Key Figures

Restricted Stock Units date: 05/15/2026 10b5-1 sale dated: 06/01/2026 10b5-1 sale dated: 05/19/2026 +2 more

5 metrics

Restricted Stock Units date 05/15/2026 RSUs referenced in the filing

10b5-1 sale dated 06/01/2026 Sale entry for Sarah Schubach with numeric value <money>36096.30</money>

10b5-1 sale dated 05/19/2026 Sale entry for Sarah Schubach with numeric value <money>36750.84</money>

10b5-1 sale dated 04/30/2026 Sale entry for Sarah Schubach with numeric value <money>42367.55</money>

Broker-dealer named Morgan Stanley Smith Barney LLC Intermediary listed with address on the form

Key Terms

10b5-1, Restricted Stock Units, Form 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for SARAH SCHUBACH 1800 Owens Street"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Common | 05/15/2026 | Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1306	35379.54	158037382	06/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/15/2026	Restricted Stock Units	Issuer			1306	05/15/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for SARAH SCHUBACH 1800 Owens Street San Francisco CA 94158	Common	06/01/2026	1305	36096.30
10b5-1 Sales for SARAH SCHUBACH 1800 Owens Street San Francisco CA 94158	Common	05/19/2026	1306	36750.84
10b5-1 Sales for SARAH SCHUBACH 1800 Owens Street San Francisco CA 94158	Common	04/30/2026	1769	42367.55
10b5-1 Sales for SARAH SCHUBACH 1800 Owens Street San Francisco CA 94158	Common	04/15/2026	1415	32530.85
10b5-1 Sales for SARAH SCHUBACH 1800 Owens Street San Francisco CA 94158	Common	03/31/2026	1416	32001.60
10b5-1 Sales for SARAH SCHUBACH 1800 Owens Street San Francisco CA 94158	Common	03/16/2026	1415	36450.40

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 excerpt for DBX show about Sarah Schubach's activity?

It shows multiple dated 10b5-1 sales attributed to Sarah Schubach, including entries on 06/01/2026 (36096.30) and 05/19/2026 (36750.84). These are resale disclosures listed on the filing.

Does the excerpt specify how many shares are being sold for DBX?

The excerpt lists numeric values beside each dated sale (e.g., 36096.30) but does not explicitly label a share count in the provided lines. The filing records the sale entries and dates without a clear separate share-count field in this excerpt.

Are the sales described in the filing part of a trading plan?

Yes. The entries are labeled 10b5-1 Sales, indicating the transactions were executed under a pre-arranged Rule 10b5-1 trading plan, as shown by the repeated ‘‘10b5-1 Sales for SARAH SCHUBACH’’ labels and dated entries.

What securities type is referenced in the excerpt for DBX?

The excerpt references Common stock and specifically notes Restricted Stock Units with an effective date of 05/15/2026. The selling activity entries are associated with common stock sales.

Who is the broker-dealer or intermediary named in the filing excerpt?

The filing lists Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza 8th Floor New York NY 10004, indicating the broker-dealer or intermediary involved in the reported transactions.

Do the numeric amounts in the excerpt indicate proceeds received by the seller or broker fees?

The excerpt shows numeric values adjacent to each sale entry (for example, 36750.84 on 05/19/2026), but the document excerpt does not attach an explicit label such as ‘proceeds’ or ‘fees’ to those numbers.