Welcome to our dedicated page for Dakota Gold SEC filings (Ticker: DC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dakota Gold Corp. filings document the formal disclosure record for a gold exploration and development issuer focused on the Homestake District and the Richmond Hill project. Proxy materials and current reports cover operating and financial results, common stock and warrant terms, capital-raising agreements, and corporate governance.
The filings also include material-event reports on equity distribution and underwriting agreements, auditor changes, executive employment arrangements, annual meeting proposals, director elections, auditor ratification, and Form 25 disclosures related to the removal of the company's warrant class from NYSE American listing and registration.
State Street Corporation reported a passive ownership stake in Dakota Gold Corp common stock. State Street beneficially owns 7,389,740 shares, representing 5.5% of Dakota Gold’s common stock. All reported voting and dispositive authority is shared through affiliated asset management and trust subsidiaries, with no sole voting or dispositive power.
Koenig Amy reported acquisition or exercise transactions in this Form 4 filing.
Dakota Gold Corp. granted 33,040 restricted stock units (RSUs) of common stock to senior vice president and chief legal officer Amy Koenig as an equity award, with a reported grant price of $0.00 per share. Following this grant, Koenig holds 319,307 shares/units. The RSUs are scheduled to vest in three equal tranches on August 1, 2027, August 1, 2028, and August 1, 2029 under Dakota Gold’s 2022 Stock Incentive Plan.
CAMPBELL SHAWN reported acquisition or exercise transactions in this Form 4 filing.
Dakota Gold Corp. reported that Chief Financial Officer Shawn Campbell received a grant of 49,560 restricted stock units (RSUs) representing common stock on August 1, 2026 under the 2022 Stock Incentive Plan. These RSUs vest in three equal tranches on August 1, 2027, 2028 and 2029.
After this award, Campbell directly holds 358,307 shares of common stock, with an additional 296,736 shares reported as indirectly held through his spouse.
Dakota Gold Corp. announced a planned CEO transition tied to the advancement of its Richmond Hill Gold Project. Dr. Robert Quartermain will retire as Chief Executive Officer effective August 18, 2026, while continuing as Director and Board Co-Chair. The Board has appointed current President and COO Jack Henris, a 35-year mining veteran and South Dakota School of Mines graduate, to become CEO and join the board on the same date.
Henris’s compensation package includes an annual base salary of $360,000, a discretionary bonus opportunity equal to 75% of base salary tied to performance goals, and at least $630,000 in long-term incentive awards, subject to vesting. Management highlights progress at Richmond Hill to pre-feasibility stage, notes having secured funding to execute planned programs through 2028, and cites a cash balance of $107 million in March 2026 financial statements, supporting a goal of moving the project toward potential production as soon as 2029. Additional leadership adjustments include planning to appoint Shawn Campbell as Chief Development Officer and continued oversight of permitting by SVP and Chief Legal Officer Amy Koenig.
BlackRock, Inc. reported a passive ownership stake in DAKOTA GOLD CORP common stock. BlackRock’s reporting business units beneficially own 8,582,999 shares, representing 6.4% of the outstanding common shares. The firm has sole voting power over 8,459,898 shares and sole dispositive power over all 8,582,999 shares, with no shared voting or dispositive power. Various underlying clients and accounts have rights to dividends or sale proceeds from these shares, but no single underlying person has an interest equal to more than 5% of Dakota Gold’s total outstanding common stock.
Dakota Gold Corp. senior vice president and chief legal officer Amy Koenig reported a small share disposition tied to taxes, not a discretionary trade. On June 1, 2026, 8,080 shares of common stock were sold solely to satisfy tax withholding obligations arising from the conversion of 33,333 vested restricted stock units into shares. The shares were sold at a weighted average price of $5.9722 in multiple transactions. Following this tax-related sale, Koenig directly holds 286,267 shares of Dakota Gold common stock.
Dakota Gold Corp. President and COO John William Henris reported a disposition of 12,100 shares of common stock at a weighted average price of $5.9615 per share. These shares were sold solely to cover tax withholding obligations arising from the settlement of 50,000 vested restricted stock units into common shares on June 1, 2026. After this tax-related sale, Henris directly holds 201,019 shares of Dakota Gold common stock, so the transaction represents a relatively small portion of his overall position and reflects a routine compensation-related event rather than an open-market trade based on stock outlook.
Dakota Gold Corp. director Jennifer S. Grafton received an equity award of 17,362 restricted stock units on June 1, 2026. The award was granted under the company’s 2022 Stock Incentive Plan at no cash cost to her, as shown by the $0.0000 per-share value.
Each RSU represents the right to receive one share of Dakota Gold common stock. The RSUs are scheduled to vest on June 1, 2027, meaning they convert into shares if she remains eligible on that date. After this grant, her direct holdings reported in this filing total 130,900 shares, including this new award.
SCHROEDER ALICE D. reported acquisition or exercise transactions in this Form 4 filing.
Dakota Gold Corp. director Alice D. Schroeder reported an award of 17,362 restricted stock units (RSUs) under the company’s 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, scheduled to vest on June 1, 2027. Following this grant, she holds 362,732 shares directly.
Dakota Gold Corp. director Kevin Puil received an award of 17,362 restricted stock units, or RSUs, of common stock. The grant was made at no cash cost to him as part of the company’s 2022 Stock Incentive Plan. These RSUs are scheduled to vest on June 1, 2027, and will then convert into an equal number of common shares, increasing his directly held stock position if he remains eligible through the vesting date. After this award, his reported direct holdings total 160,399 shares of common stock.