STOCK TITAN

Dakota Gold Corp. (NYSE American: DC) awards 33,040 RSUs to SVP and CLO

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Koenig Amy reported acquisition or exercise transactions in this Form 4 filing.

Dakota Gold Corp. granted 33,040 restricted stock units (RSUs) of common stock to senior vice president and chief legal officer Amy Koenig as an equity award, with a reported grant price of $0.00 per share. Following this grant, Koenig holds 319,307 shares/units. The RSUs are scheduled to vest in three equal tranches on August 1, 2027, August 1, 2028, and August 1, 2029 under Dakota Gold’s 2022 Stock Incentive Plan.

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Insider Koenig Amy
Role SVP, CLO, and Corp. Sec'y
Type Security Shares Price Value
Grant/Award COMMON STOCK F1 33,040 $0.00 $0.00
Holdings After Transaction: COMMON STOCK — 319,307 shares (Direct)
Footnotes (1)
  1. F1. Represents restricted stock units ("RSUs") granted under the Issuer's 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in three equal tranches on August 1, 2027, August 1, 2028 and August 1, 2029.
RSUs granted 33,040 shares Restricted stock units granted to Amy Koenig on 2026-08-01
Holdings after transaction 319,307 shares Total common stock/units beneficially owned by Amy Koenig after grant
Grant price per share $0.00 Reported per-share price for the RSU award
First vesting date August 1, 2027 First of three equal RSU vesting tranches
Final vesting date August 1, 2029 Last scheduled vesting date for the RSU award
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") granted under the Issuer's 2022 Stock Incentive Plan."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
contingent right financial
"Each RSU represents a contingent right to receive one share of the Issuer's common stock."
2022 Stock Incentive Plan financial
"RSUs granted under the Issuer's 2022 Stock Incentive Plan."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Dakota Gold Corp. (DC) report for Amy Koenig?

Dakota Gold reported that Amy Koenig, its SVP, CLO, and Corporate Secretary, received a grant of 33,040 restricted stock units (RSUs) of common stock as an equity award, with no cash purchase price, under the company’s 2022 Stock Incentive Plan.

How many Dakota Gold (DC) shares does Amy Koenig hold after this Form 4 transaction?

After the reported grant, Amy Koenig beneficially owns 319,307 shares or units of Dakota Gold common stock. This total reflects the newly granted 33,040 RSUs plus her existing holdings, as disclosed in the Form 4 filing.

How do the 33,040 RSUs granted by Dakota Gold (DC) to Amy Koenig vest?

The 33,040 RSUs granted to Amy Koenig vest in three equal installments. They are scheduled to vest on August 1, 2027, August 1, 2028, and August 1, 2029, contingent on the RSU terms being satisfied.

What does each RSU granted by Dakota Gold (DC) to Amy Koenig represent?

Each RSU granted to Amy Koenig represents a contingent right to receive one share of Dakota Gold common stock. The actual shares are delivered as the RSUs vest according to the schedule outlined in the award terms.

Under which plan were the RSUs to Dakota Gold (DC) executive Amy Koenig granted?

The RSUs granted to Amy Koenig were issued under Dakota Gold’s 2022 Stock Incentive Plan. This plan governs equity-based awards such as restricted stock units that the company grants to eligible participants.

Did Amy Koenig buy or sell Dakota Gold (DC) shares for cash in this Form 4?

No. The Form 4 reports a grant of 33,040 RSUs to Amy Koenig with a stated price of $0.00 per share, reflecting an equity compensation award rather than an open-market purchase or sale for cash.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Koenig Amy

(Last)(First)(Middle)
C/O DAKOTA GOLD CORP.
106 GLENDALE DRIVE, SUITE 1

(Street)
LEAD SOUTH DAKOTA 57754

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Dakota Gold Corp. [ DC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, CLO, and Corp. Sec'y
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
COMMON STOCK(1)08/01/2026A33,040(1)A$0319,307D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted under the Issuer's 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in three equal tranches on August 1, 2027, August 1, 2028 and August 1, 2029.
/s/ AMY KOENIG08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)