Keefe Bruyette files Rule 144 for 472,233 shares

Keefe, Bruyette & Woods, Inc. submitted a Rule 144 notice relating to 472,233 shares of Common Stock to be sold.

Rhea-AI Filing Summary

Keefe, Bruyette & Woods, Inc. submitted a Rule 144 notice relating to 472,233 shares of Common Stock to be sold. The filing lists the method as Open Market and/or Transfers from Affiliates with cash consideration.

The excerpt shows recent disposals by Basswood Opportunity Partners, L.P.: 5,244 shares on 06/12/2026 for $210,180, 6,963 shares on 06/15/2026 for $276,222.21, and 6,726 shares on 06/16/2026 for $264,264.54.

Insights

Equity Capital Markets Analyst

Routine Rule 144 resale notice with recent small open‑market dispositions.

The filing lists 472,233 shares of Common Stock as the security to be sold under Rule 144, with distribution methods noted as Open Market and/or Transfers from Affiliates. Recent entries show three small transactions executed by Basswood Opportunity Partners, L.P.

These trades (06/12/2026–06/16/2026) total 18,933 shares and are recorded as cash transactions. Timing and broader proceeds treatment beyond the listed trades are not detailed in the provided excerpt; subsequent filings would disclose further activity.

Key Figures

Shares listed for sale: 472,233 shares Sale on 06/12/2026: 5,244 shares Proceeds on 06/15/2026: $276,222.21 +1 more

4 metrics

Shares listed for sale 472,233 shares Securities To Be Sold line

Sale on 06/12/2026 5,244 shares Basswood Opportunity Partners sale

Proceeds on 06/15/2026 $276,222.21 Basswood Opportunity Partners sale

Sale on 06/16/2026 6,726 shares Basswood Opportunity Partners sale for cash

Key Terms

Rule 144, Open Market and/or Transfers from Affiliates, Cash

3 terms

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Open Market and/or Transfers from Affiliates market

"Securities To Be Sold line listing distribution method"

Cash financial

"Securities To Be Sold line and past sales entries showing cash proceeds"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Rule 144 filing for DCBG report?

The filing reports 472,233 shares of Common Stock available for sale under Rule 144. It lists the method as Open Market and/or Transfers from Affiliates and records recent cash disposals by Basswood Opportunity Partners.

Who executed recent sales shown in the filing for DCBG?

Recent sales were executed by Basswood Opportunity Partners, L.P. The excerpt records trades on 06/12/2026, 06/15/2026, and 06/16/2026 for a combined 18,933 shares and cash proceeds.

How many shares were sold in the past three months per the excerpt?

The excerpt lists three transactions totaling 18,933 shares sold on specific dates. Sale amounts recorded are $210,180, $276,222.21, and $264,264.54, respectively.

What distribution methods are listed in the Rule 144 notice?

The filing states the shares may be sold via Open Market and/or Transfers from Affiliates. The listed consideration for the transactions in the excerpt is recorded as cash.

Which issuer is named on the filing for these shares?

The header of the excerpt names Keefe, Bruyette & Woods, Inc. as the issuer and identifies the securities as Common Stock with a par value of $0.10.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/18/2026 - 08:42 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001085394
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Dime Community Bancshares, Inc. /NY/
SEC File Number	001-34096
Address of Issuer	898 Veterans Memorial Highway, Suite 560 Hauppauge NEW YORK 11788
Phone	631-537-1000
Name of Person for Whose Account the Securities are To Be Sold	BASSWOOD OPPORTUNITY PARTNERS, L.P.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 ("Common Stock")	KEEFE, BRUYETTE & WOODS, INC. 787 7TH AVENUE, 4TH FLOOR NEW YORK NY 10019	4553	176474	43886835	06/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/06/2014	(3)	Open Market and/or Transfers from Affiliates			472233	08/06/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BASSWOOD OPPORTUNITY PARTNERS, L.P. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/12/2026	5244	210180
BASSWOOD OPPORTUNITY PARTNERS, L.P. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/15/2026	6963	276222.21
BASSWOOD OPPORTUNITY PARTNERS, L.P. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/16/2026	6726	264264.54

144: Remarks and Signature

Remarks	(1) The Aggregate Market Value is based on the closing price of $38.76 of the Common Stock on June 17, 2026. (2) The Number of Shares Outstanding is based on the number of shares of Common Stock outstanding as of May 28, 2026, as reported by the issuer in its 8-K, which was filed with the Commission on June 1,2026. (3) BASSWOOD OPPORTUNITY PARTNERS, L.P obtained the shares of Common Stock listed in Table I through open market purchases and/or Transfers from Affiliates, from January 2014 through November 2025.
Date of Notice	06/18/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Basswood Capital Management L.L.C, its investment manager; By /s/ Marc Samit, Principal and Chief Operating Officer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)