Basswood Financial Long Only Fund (DCBG) plans sale of 32,205 Keefe Bruyette shares

Rhea-AI Filing Summary

Basswood Financial Long Only Fund, LP filed a notice of proposed sale on Form 144 relating to Common Stock of Keefe, Bruyette & Woods, Inc. The filing covers a planned disposition of 32,205 shares of common stock through open market and/or transfers from an affiliate. In the preceding three months, the fund reported sales of common stock on 07/30/2026 (326 shares for $13,297.54), 07/31/2026 (1,130 shares for $46,058.80), 08/03/2026 (178 shares for $7,328.26), and 08/11/2026 (80 shares for $3,247.24).

Key Figures

Shares proposed for sale: 32,205 shares Sale on 07/30/2026: 326 shares for $13,297.54 Sale on 07/31/2026: 1,130 shares for $46,058.80 +2 more

5 metrics

Shares proposed for sale 32,205 shares Common Stock of Keefe, Bruyette & Woods, Inc. to be sold under Rule 144

Sale on 07/30/2026 326 shares for $13,297.54 Basswood sale of common stock during prior three months

Sale on 07/31/2026 1,130 shares for $46,058.80 Basswood sale of common stock during prior three months

Sale on 08/03/2026 178 shares for $7,328.26 Basswood sale of common stock during prior three months

Sale on 08/11/2026 80 shares for $3,247.24 Basswood sale of common stock during prior three months

Key Terms

Form 144, Rule 144, Open Market and/or Transfers from Affiliate, Common Stock, par value $0.10

4 terms

Form 144 regulatory

"Basswood Financial Long Only Fund, LP filed a notice of proposed sale on Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"shares may be sold in the open market and/or via transfers from an affiliate, as permitted under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Open Market and/or Transfers from Affiliate financial

"planned disposition of 32,205 shares of common stock through open market and/or transfers from an affiliate"

Common Stock, par value $0.10 financial

"Common Stock, par value $0.10 ("Common Stock") of Keefe, Bruyette & Woods, Inc."

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Available on EDGAR 08/12/2026 - 07:35 PM Accepted by SEC EDGAR 08/12/2026 - 07:34 PM Learn about SEC filing dates

FAQ

What does DCBG's latest Form 144 filing disclose?

The Form 144 discloses that Basswood Financial Long Only Fund, LP intends to sell 32,205 shares of Keefe, Bruyette & Woods, Inc. common stock through open market transactions and/or transfers from an affiliate.

How many DCBG-related shares are proposed for sale in this Form 144?

The filing covers a proposed sale of 32,205 shares of Keefe, Bruyette & Woods, Inc. common stock. These shares may be sold in the open market and/or via transfers from an affiliate, as permitted under Rule 144.

Who is the selling security holder in the DCBG Form 144?

The selling security holder is Basswood Financial Long Only Fund, LP, managed from 645 Madison Avenue, New York. The fund reports holdings being sold in Keefe, Bruyette & Woods, Inc. common stock under Rule 144.

What recent DCBG-related stock sales has Basswood reported?

Basswood reported four recent sales of Keefe, Bruyette & Woods, Inc. common stock: 326 shares on 07/30/2026, 1,130 on 07/31/2026, 178 on 08/03/2026, and 80 on 08/11/2026, each with corresponding dollar proceeds.

At what prices were recent DCBG-related sales by Basswood executed?

Reported proceeds were $13,297.54 for 326 shares on 07/30/2026, $46,058.80 for 1,130 shares on 07/31/2026, $7,328.26 for 178 shares on 08/03/2026, and $3,247.24 for 80 shares on 08/11/2026.

On which market is the DCBG-related security listed in this filing?

The security referenced is Keefe, Bruyette & Woods, Inc. common stock, which the filing identifies as being listed on the NYSE. The Form 144 pertains to potential resales under Rule 144.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 ("Common Stock")	KEEFE, BRUYETTE & WOODS, INC. 787 7TH AVENUE, 4TH FLOOR NEW YORK NY 10019	992	40305	44156595	08/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/03/2014	(3)	Open Market and/or Transfers from Affiliate			32205	02/03/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Financial Long Only Fund, LP c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	07/30/2026	326	13297.54
Basswood Financial Long Only Fund, LP c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	07/31/2026	1130	46058.8
Basswood Financial Long Only Fund, LP c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	08/03/2026	178	7328.26
Basswood Financial Long Only Fund, LP c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	08/11/2026	80	3247.24

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)