Basswood Financial Fund (DCBG) plans open market sale of 6,785 shares

Rhea-AI Filing Summary

Basswood Financial Fund, Ltd filed a notice of proposed sale of 6,785 shares of DCBG common stock, to be disposed of for cash through open market and/or transfers from affiliates, with Keefe, Bruyette & Woods, Inc. as broker on the NYSE. The filing also lists recent sales during the prior three months, including 98 shares for $3,928 on June 12, 2026, 128 shares for $5,077.76 on June 15, 2026, 123 shares for $4,832.67 on June 16, 2026, and 255 shares for $9,950.10 on June 18, 2026.

Key Figures

Planned shares to be sold: 6,785 shares Sale on 06/12/2026: 98 shares for $3,928 Sale on 06/15/2026: 128 shares for $5,077.76 +2 more

5 metrics

Planned shares to be sold 6,785 shares Common Stock to be sold for cash via open market and/or transfers from affiliates

Sale on 06/12/2026 98 shares for $3,928 Common Stock sold by Basswood Financial Fund, Ltd on June 12, 2026

Sale on 06/15/2026 128 shares for $5,077.76 Common Stock sold by Basswood Financial Fund, Ltd on June 15, 2026

Sale on 06/16/2026 123 shares for $4,832.67 Common Stock sold by Basswood Financial Fund, Ltd on June 16, 2026

Sale on 06/18/2026 255 shares for $9,950.10 Common Stock sold by Basswood Financial Fund, Ltd on June 18, 2026

Key Terms

Form 144, Open Market, Transfers from Affiliates

3 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market financial

"Open Market and/or Transfers from Affiliates"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

Transfers from Affiliates financial

"Open Market and/or Transfers from Affiliates"

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Available on EDGAR 07/30/2026 - 08:18 PM Accepted by SEC EDGAR 07/30/2026 - 08:18 PM Learn about SEC filing dates

FAQ

What does Form 144 filed for DCBG by Basswood Financial Fund, Ltd disclose?

The Form 144 discloses that Basswood Financial Fund, Ltd may sell 6,785 DCBG common shares for cash through open market trades and/or transfers from affiliates, using Keefe, Bruyette & Woods, Inc. as broker on the NYSE.

How many DCBG shares is Basswood Financial Fund, Ltd planning to sell?

Basswood Financial Fund, Ltd plans to sell up to 6,785 shares of DCBG common stock. The shares are expected to be sold for cash through open market transactions and/or transfers from affiliates, as indicated in the Form 144.

What recent DCBG stock sales by Basswood are listed in the Form 144?

The filing lists June 2026 sales of DCBG stock: 98 shares for $3,928, 128 shares for $5,077.76, 123 shares for $4,832.67, and 255 shares for $9,950.10, all by Basswood Financial Fund, Ltd.

Through what method will the DCBG shares be sold under this Form 144?

The DCBG shares may be sold via open market transactions and/or transfers from affiliates. Consideration is specified as cash, and the trades are expected to occur on the NYSE through Keefe, Bruyette & Woods, Inc.

Who is the broker for the planned DCBG share sales disclosed by Basswood?

Keefe, Bruyette & Woods, Inc., located in New York, is identified as the broker for the planned sale of 6,785 DCBG common shares under the Form 144 filed by Basswood Financial Fund, Ltd.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 ("Common Stock")	KEEFE, BRUYETTE & WOODS, INC. 787 7TH AVENUE, 4TH FLOOR New York NY 10019	415	16849	44158000	07/30/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/06/2014	(3)	Open Market and/or Transfers from Affiliates			6785	08/06/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Financial Fund, Ltd c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/12/2026	98	3928
Basswood Financial Fund, Ltd c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/15/2026	128	5077.76
Basswood Financial Fund, Ltd c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/16/2026	123	4832.67
Basswood Financial Fund, Ltd c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/18/2026	255	9950.1

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)