Keefe, Bruyette & Woods, Inc. (DCBG) holder files to sell 32,285 shares

Rhea-AI Filing Summary

Basswood Financial Long Only Fund, LP filed to potentially sell 32,285 shares of Keefe, Bruyette & Woods, Inc. common stock on the NYSE through open market and/or transfers from an affiliate. The filing also lists recent sales of smaller share amounts in July and August 2026.

Key Figures

Shares to be sold: 32,285 shares Sale date covered: 02/03/2014 Shares sold 07/30/2026: 326 shares +5 more

8 metrics

Shares to be sold 32,285 shares Common Stock covered by the Form 144 notice

Sale date covered 02/03/2014 Date associated with the planned common stock sale entry

Shares sold 07/30/2026 326 shares Common stock sold by Basswood Financial Long Only Fund, LP

Proceeds 07/30/2026 $13,297.54 Dollar amount reported for 326 shares sold

Shares sold 07/31/2026 1,130 shares Common stock sold by Basswood Financial Long Only Fund, LP

Proceeds 07/31/2026 $46,058.80 Dollar amount reported for 1,130 shares sold

Shares sold 08/03/2026 178 shares Common stock sold by Basswood Financial Long Only Fund, LP

Proceeds 08/03/2026 $7,328.26 Dollar amount reported for 178 shares sold

Key Terms

Form 144, Open Market, Transfers from Affiliate

3 terms

Form 144 regulatory

"144: Securities To Be Sold Common Stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market financial

"Open Market and/or Transfers from Affiliate"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

Transfers from Affiliate financial

"Open Market and/or Transfers from Affiliate"

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Available on EDGAR 08/11/2026 - 06:27 PM Accepted by SEC EDGAR 08/11/2026 - 06:27 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing for DCBG disclose?

The filing shows Basswood Financial Long Only Fund, LP may sell 32,285 shares of Keefe, Bruyette & Woods, Inc. common stock. Sales may occur on the NYSE via open market trades and/or transfers from an affiliate, subject to Rule 144 conditions.

How many DCBG-related shares are planned for sale under this Form 144?

Basswood Financial Long Only Fund, LP indicates a potential sale of 32,285 shares of common stock. This represents the amount covered by the notice and sets an upper limit for sales during the relevant Rule 144 period.

What recent DCBG share sales are reported in the past 3 months?

The filing lists three prior sales: 326 shares on July 30, 2026, 1,130 shares on July 31, 2026, and 178 shares on August 3, 2026. These transactions demonstrate recent selling activity by the same reporting fund.

What dollar amounts were received from recent DCBG stock sales?

Reported proceeds include $13,297.54 for 326 shares on July 30, 2026, $46,058.80 for 1,130 shares on July 31, 2026, and $7,328.26 for 178 shares on August 3, 2026, reflecting recent executed trades.

How will the DCBG shares covered by this Form 144 be sold?

The document states the 32,285 shares may be sold in the open market and/or via transfers from an affiliate. These sale methods align with Rule 144 provisions for resales of restricted or control securities.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 ("Common Stock")	KEEFE, BRUYETTE & WOODS, INC. 787 7TH AVENUE, 4TH FLOOR NEW YORK NY 10019	80	3211	44156595	08/11/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/03/2014	(3)	Open Market and/or Transfers from Affiliate			32285	02/03/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Financial Long Only Fund, LP c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	07/30/2026	326	13297.54
Basswood Financial Long Only Fund, LP c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	07/31/2026	1130	46058.8
Basswood Financial Long Only Fund, LP c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	08/03/2026	178	7328.26

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)