Keefe Bruyette & Woods (DCBG) Form 144: 995,521 shares proposed resale

Rhea-AI Filing Summary

Keefe Bruyette & Woods, Inc. filed a Form 144 reporting a proposed sale of 995,521 shares of Common Stock.

Examples of recent dispositions by a selling holder include Basswood Capital Management, LLC: 4,636 shares on 06/12/2026 and 3,134 shares on 06/15/2026. Shares outstanding were 43,886,835 as of 06/18/2026.

Insights

Capital Markets Counsel

Form 144 notifies the market of a proposed resale of registered shares.

Form 144 lists a proposed disposition of 995,521 shares of Common Stock by holders under an open market and/or transfers from affiliates method dated 01/16/2014. The filing includes examples of recent completed sales by Basswood Capital Management in 06/2026.

Timing and exact proceeds allocation are procedural: the filing lists the method as Cash. Subsequent broker reports or SEC filings will show whether and when the full registered amount is sold.

Key Figures

Registered for resale: 995,521 shares Shares outstanding: 43,886,835 shares Recent sale: 4,636 shares +2 more

5 metrics

Registered for resale 995,521 shares Securities To Be Sold (Form 144)

Shares outstanding 43,886,835 shares as of 06/18/2026

Recent sale 4,636 shares sold by Basswood Capital on 06/12/2026

Recent sale 3,134 shares sold by Basswood Capital on 06/15/2026

Recent sale 3,028 shares sold by Basswood Capital on 06/16/2026

Key Terms

Form 144, Open Market and/or Transfers from Affiliates, Cash (3), Securities To Be Sold

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market and/or Transfers from Affiliates market

"Open Market and/or Transfers from Affiliates"

Cash (3) financial

"01/16/2014 | Cash (3)"

Securities To Be Sold regulatory

"144: Securities To Be Sold"

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Available on EDGAR 06/18/2026 - 08:41 PM Accepted by SEC EDGAR 06/18/2026 - 08:40 PM Learn about SEC filing dates

FAQ

What does the DCBG Form 144 report?

The Form 144 reports a proposed resale of 995,521 shares of Common Stock. It lists resale method as open market and/or transfers from affiliates and shows recent sales by a holder in June 2026.

Who is the selling holder named in the DCBG excerpt?

The excerpt shows transactions by Basswood Capital Management, LLC, which executed sales of 4,636 shares on 06/12/2026 and 3,134 shares on 06/15/2026 as reported in the filing.

How many shares outstanding does DCBG report in the excerpt?

The filing shows 43,886,835 shares outstanding as of 06/18/2026, presented as an issuer-level figure in the Filer Information section of the excerpt.

Does the Form 144 show how proceeds will be used?

The excerpt lists the sale consideration type as Cash but does not specify use of proceeds. The filing records the transaction method rather than an allocation of proceeds.

Are the reported June 2026 trades the full sale amount?

No. The excerpt lists recent completed trades of 4,636, 3,134, and 3,028 shares in June 2026. They are examples of past sales, not the full proposed 995,521-share registration.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 ("Common Stock")	KEEFE BRUYETTE & WOODS, INC 787 7TH AVENUE 4TH FLOOR New York NY 100019	11586	449073	43886835	06/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	01/16/2014	(3)	Open Market and/or Transfers from Affiliates			995521	01/16/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Capital Management, LLC c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/12/2026	4636	185811
Basswood Capital Management, LLC c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/15/2026	3134	124325.78
Basswood Capital Management, LLC c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/16/2026	3028	118970.12

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)