Keefe Bruyette (NYSE: DCBG) Form 144: Basswood lists recent sale, plans resale

Rhea-AI Filing Summary

Keefe Bruyette & Woods, Inc. notice of proposed sale of 997,444 shares of Common Stock, par value $0.10.

The filing lists Basswood Capital Management, LLC as a selling holder that sold 4,636 shares on 06/12/2026 (sales during the past three months). Shares outstanding were 43,886,835 as of 06/15/2026.

Insights

Securities Counsel

Form 144 notifies the market of a proposed resale by an affiliate.

Form 144 lists a proposed registration to sell 997,444 shares of Common Stock and identifies Basswood Capital Management as an affiliate with recent sales of 4,636 shares on 06/12/2026. The notice is procedural and does not itself effect a transfer.

Timing and cash‑flow treatment are not specified in the excerpt; subsequent trade execution or registration effectiveness will determine actual market activity. Future filings or trade reports will show consummated sales.

Key Figures

Registered shares to be sold: 997,444 shares Shares sold in past 3 months (example): 4,636 shares Shares outstanding: 43,886,835 shares +1 more

4 metrics

Registered shares to be sold 997,444 shares Filed as proposed resale amount

Shares sold in past 3 months (example) 4,636 shares Sale by Basswood Capital on 06/12/2026

Shares outstanding 43,886,835 shares Outstanding as of 06/15/2026

Par value $0.10 Common Stock par value

Key Terms

Common Stock, Open Market, Transfers from Affiliates, Form 144

4 terms

Common Stock financial

"Common Stock, par value $0.10 ("Common Stock")"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Open Market market

"Open Market and/or Transfers from Affiliates"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

Transfers from Affiliates regulatory

"Open Market and/or Transfers from Affiliates"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

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Available on EDGAR 06/15/2026 - 09:26 PM Accepted by SEC EDGAR 06/15/2026 - 09:26 PM Learn about SEC filing dates

FAQ

What does DCBG's Form 144 disclose about shares to be sold?

The Form 144 discloses a proposed sale of 997,444 shares of Common Stock. The filing identifies the security as Common Stock with a $0.10 par value and lists selling methods as open market or transfers from affiliates.

Who is named as a selling holder in the filing for DCBG?

Basswood Capital Management, LLC is named as a selling holder. The filing records that Basswood sold 4,636 shares on 06/12/2026, shown under securities sold during the past three months.

How many shares outstanding does the filing show for DCBG?

The filing shows 43,886,835 shares outstanding as of 06/15/2026. This figure is presented as a baseline context and is separate from the number of shares the filing registers for resale.

Does Form 144 confirm when the proposed sales will occur for DCBG?

The Form 144 provides a proposed registration amount (997,444 shares) and recent past sales (4,636 shares on 06/12/2026), but it does not state exact future sale dates or cash‑flow timing for the proposed sales.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 ("Common Stock")	KEEFE BRUYETTE & WOODS, INC 787 7TH AVENUE 4TH FLOOR New York NY 100019	4281	171582	43886835	06/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	01/16/2014	(3)	Open Market and/or Transfers from Affiliates			997444	01/16/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Capital Management, LLC c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/12/2026	4636	185811

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)