Keefe Bruyette & Woods (DCBG) holder Basswood plans 436K-share stock sale

Rhea-AI Filing Summary

Basswood Opportunity Partners, L.P., as a shareholder of Keefe, Bruyette & Woods, Inc., has given notice of a proposed sale of 436,341 shares of Common Stock on the NYSE through open market and/or transfers from affiliates for cash. Recent activity includes sales such as 13,800 shares on June 18, 2026 for $538,476 and 14,990 shares on July 31, 2026 for $610,992.40, illustrating the scale of past three‑month trading.

Key Figures

Proposed shares to be sold: 436341 shares Sale on 06/18/2026: 13800 shares Proceeds on 06/18/2026: 538476 +4 more

7 metrics

Proposed shares to be sold 436341 shares Proposed sale of Keefe, Bruyette & Woods, Inc. Common Stock

Sale on 06/18/2026 13800 shares Common Stock sold by Basswood Opportunity Partners, L.P.

Proceeds on 06/18/2026 538476 Aggregate consideration for 13,800 shares of Common Stock

Sale on 07/31/2026 14990 shares Common Stock sold by Basswood Opportunity Partners, L.P.

Proceeds on 07/31/2026 610992.4 Aggregate consideration for 14,990 shares of Common Stock

Sale on 08/03/2026 3987 shares Common Stock sold by Basswood Opportunity Partners, L.P.

Proceeds on 08/03/2026 164144.79 Aggregate consideration for 3,987 shares of Common Stock

Key Terms

Open Market, Transfers from Affiliates, Common Stock

3 terms

Open Market market

"Open Market and/or Transfers from Affiliates"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

Transfers from Affiliates market

"Open Market and/or Transfers from Affiliates"

Common Stock financial

"Common Stock, par value $0.10 ("Common Stock")"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/12/2026 - 07:34 PM Accepted by SEC EDGAR 08/12/2026 - 07:33 PM Learn about SEC filing dates

FAQ

What stock is covered in this Form 144 notice related to DCBG?

The notice covers Common Stock, par value $0.10, of Keefe, Bruyette & Woods, Inc., which is listed for trading on the NYSE.

How many Keefe, Bruyette & Woods (DCBG) shares are proposed to be sold?

The shareholder has indicated a proposed sale of 436,341 shares of Keefe, Bruyette & Woods, Inc. Common Stock, potentially through open market transactions or transfers from affiliates.

Who is the selling security holder in this DCBG stock sale notice?

The selling security holder is Basswood Opportunity Partners, L.P., acting through Basswood Capital Management, L.L.C., with an address at 645 Madison Avenue, New York.

On which exchange may the DCBG shares be sold under this notice?

The Common Stock of Keefe, Bruyette & Woods, Inc. referenced in the notice is traded on the NYSE, and sales may occur in open market transactions there.

What recent DCBG share sales has Basswood reported in the past three months?

Reported examples include 13,800 shares sold on June 18, 2026 for $538,476 and 14,990 shares sold on July 31, 2026 for $610,992.40, among several transactions.

How is consideration for the proposed DCBG stock sales expected to be paid?

The notice states that consideration for the proposed sale of Keefe, Bruyette & Woods, Inc. Common Stock will be paid in cash, in connection with open market sales or transfers from affiliates.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 ("Common Stock")	KEEFE, BRUYETTE & WOODS, INC. 787 7TH AVENUE, 4TH FLOOR NEW YORK NY 10019	17211	699283	44156595	08/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/06/2014	(3)	Open Market and/or Transfers from Affiliates			436341	08/06/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BASSWOOD OPPORTUNITY PARTNERS, L.P. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/12/2026	5244	210180
BASSWOOD OPPORTUNITY PARTNERS, L.P. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/15/2026	6963	276222.21
BASSWOOD OPPORTUNITY PARTNERS, L.P. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/16/2026	6726	264264.54
BASSWOOD OPPORTUNITY PARTNERS, L.P. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/18/2026	13800	538476
BASSWOOD OPPORTUNITY PARTNERS, L.P. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	07/30/2026	3115	127060.85
BASSWOOD OPPORTUNITY PARTNERS, L.P. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	07/31/2026	14990	610992.4
BASSWOOD OPPORTUNITY PARTNERS, L.P. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	08/03/2026	3987	164144.79

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)