Welcome to our dedicated page for DDC ENTERPRISE SEC filings (Ticker: DDC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for DDC Enterprise Limited (NYSEAMERICAN: DDC) provides access to the company’s regulatory disclosures as a foreign private issuer. DDC files Form 6-K current reports under the Securities Exchange Act of 1934 to document material agreements, capital raises, advisory appointments and other significant corporate events affecting its food platform and Bitcoin treasury strategy.
In these filings, DDC outlines securities purchase agreements, ordinary share purchase agreements and subscription agreements that support its corporate Bitcoin treasury program. The documents describe senior secured convertible notes, warrants, equity financings and related registration rights, as well as security interests in cash and Bitcoin holdings. Some Form 6-K reports explain that proceeds from specific offerings are intended to be used exclusively to acquire Bitcoin for the company’s treasury.
Other filings cover subscription agreements funded in Bitcoin, option and collateral agreements tied to a Bitcoin wallet, and lock-up arrangements with investors. DDC also uses Form 6-K to report advisory board appointments, changes in senior roles, annual general meeting results and amendments to equity incentive and warrant programs. Together, these disclosures give a detailed view of how the company structures its capital, manages governance and advances its hybrid model as a global Asian food platform and digital asset treasury company.
On Stock Titan, DDC’s SEC filings are updated as new reports are posted to EDGAR. AI-powered summaries help interpret complex agreements, security structures and treasury-related provisions, allowing readers to quickly understand key terms in documents such as Form 6-K reports, financing agreements and registration rights arrangements. Users can also review filings that relate to equity issuance, collateral arrangements involving Bitcoin, and other regulatory milestones relevant to DDC’s strategy.
DDC Enterprise Limited reported a planned private share placement to a single institutional investor. The company agreed to issue 5,627,871 Class A ordinary shares at USD 2.49 per share to Bristol Point Investment Limited under a Subscription Agreement dated March 19, 2026. As of the report date, DDC had 28,723,005 Class A ordinary shares issued and outstanding, so this represents a sizable new issuance. The closing is subject to customary conditions, including compliance with applicable NYSE American rules. The investor also signed a Lock-Up Agreement, committing not to sell or transfer the new shares for 365 days after closing, except for limited permitted transfers.
DDC Enterprise Ltd director Matthew Gene Mouw filed an initial ownership report listing his equity interests in the company. The filing shows he directly holds Class A ordinary shares, warrants, stock options, and restricted stock units, providing a detailed view of his current position.
His derivative holdings include warrants exercisable at $0.1600 per share with expiration dates in 2035, and stock options exercisable at $5.5000 per share with expirations also in 2035. He also reports multiple tranches of restricted stock units with a $0.0000 exercise price and expirations in 2035, alongside 20,000 Class A ordinary shares held directly.
DDC Enterprise Ltd officer Yu Yongkang filed an initial ownership report showing direct holdings of derivative securities rather than new trades. The filing lists warrants exercisable at $0.1600 for 100,000 and 300,000 underlying shares, stock options exercisable at $0.0400 for 906 shares and $5.5000 for 10,000 shares, and restricted stock units for 80,000 and 609,756 underlying shares at an exercise price of $0.0000. All entries are recorded as holdings, with no buy or sell transactions indicated.
DDC Enterprise Ltd director Lai Kwok Ho filed an initial ownership report listing derivative awards rather than new trades. He holds warrants covering 33,333 underlying shares at an exercise price of $0.1600 with expirations in 2035, stock options over 45,454 shares at $5.5000, and restricted stock units over 20,000 and 121,951 shares with no exercise price.
DDC Enterprise Ltd director Samuel Shih filed an initial ownership report showing derivative and equity awards. He holds warrants for 33,333 underlying shares at an exercise price of $0.1600 per share in two separate blocks, and stock options for 45,454 and 20,000 underlying shares at $5.5000 per share. He also holds 121,951 restricted stock units with a zero exercise price. These awards generally have expiration dates in 2035, indicating long-dated incentives tied to the company’s performance.
DDC Enterprise Ltd CEO and director Norma Ka Yin Chu filed an initial ownership report showing her equity position in the company. She directly holds 1,239,478 Class A Ordinary Shares and 1,750,000 Class B Ordinary Shares, plus several derivative awards.
Her derivatives include warrants exercisable at $0.16 per share tied to 800,000, 900,000 and 2,800,000 underlying shares, stock options for 88,000 shares at $5.50, and restricted stock units covering 320,000 and 1,829,268 shares. The report lists holdings only, with no recent purchases or sales.
DDC Enterprise Ltd’s Form 3 shows that Chief of Staff Ho Kok Kyu is reporting his initial equity interests in the company. He holds warrants tied to 300,000 Class A Ordinary Shares with a $0.16 exercise price expiring on December 30, 2035.
He also has several restricted stock unit (RSU) awards that each represent a right to receive one Class A Ordinary Share, covering 67,566, 437,500, and 813,008 underlying shares. In addition, he directly holds 286,547 Class A Ordinary Shares related to warrants and 103,042 Class A Ordinary Shares related to RSUs. The RSUs have no exercise price and no expiration date, and become shares over time as they vest under their award terms.
DDC Enterprise Limited released a Form 6-K sharing preliminary unaudited results for full-year 2025. The company expects record revenue and positive Adjusted EBITDA, driven by growth and margin expansion in its core consumer food business.
Core Consumer Food Business Adjusted EBITDA is projected between $5.5 million and $6.0 million for 2025, excluding Bitcoin-related costs and fair value adjustments. DDC also expanded its Bitcoin treasury to 2,183 BTC as part of a long-term strategy to use Bitcoin as a primary treasury reserve asset. Final audited 2025 results are expected in mid-April 2026.
DDC Enterprise Limited has agreed to issue 16,000,000 senior convertible preferred shares to Satoshi Strategic Investments Limited for an aggregate subscription amount of $32,800,000, as part of a refinancing initiative supporting its ongoing Bitcoin treasury strategy.
The preferred shares carry a 4.5% annual dividend on their stated value and are convertible, at the holder’s option, into Class A ordinary shares at a price equal to 150% of the five-day VWAP before closing, subject to anti-dilution adjustments. Closing depends on customary conditions and required approvals, and the parties plan a registration rights agreement for the conversion shares. DDC had 28,723,005 Class A ordinary shares outstanding as of this report.