DDC Enterprise (DDC) CEO Norma Chu details share and warrant holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
DDC Enterprise Ltd CEO and director Norma Ka Yin Chu filed an initial ownership report showing her equity position in the company. She directly holds 1,239,478 Class A Ordinary Shares and 1,750,000 Class B Ordinary Shares, plus several derivative awards.
Her derivatives include warrants exercisable at $0.16 per share tied to 800,000, 900,000 and 2,800,000 underlying shares, stock options for 88,000 shares at $5.50, and restricted stock units covering 320,000 and 1,829,268 shares. The report lists holdings only, with no recent purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
8 transactions reported
Mixed
8 txns
Insider
Chu Norma Ka Yin
Role
CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Class A Ordinary Shares | -- | -- | -- |
| holding | Class B Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Warrants — 800,000 shares (Direct);
Stock Options — 88,000 shares (Direct);
Restricted Stock Units — 320,000 shares (Direct);
Class A Ordinary Shares — 1,239,478 shares (Direct);
Class B Ordinary Shares — 1,750,000 shares (Direct)
Footnotes (1)
FAQ
What does Norma Chu’s Form 3 filing show for DDC Enterprise (DDC)?
The Form 3 shows CEO Norma Chu’s initial ownership in DDC Enterprise, including 1,239,478 Class A shares, 1,750,000 Class B shares, and multiple derivative awards such as warrants, stock options, and restricted stock units with specified exercise prices and expiration dates.
What warrant holdings are disclosed in DDC Enterprise CEO Norma Chu’s Form 3?
The filing lists three warrant positions, each exercisable at $0.16 per share, linked to 800,000, 900,000, and 2,800,000 underlying shares. These warrants have expiration dates in 2035, providing long-dated potential to convert into additional equity if exercised in the future.
What stock options are reported for DDC Enterprise CEO Norma Chu?
Norma Chu reports stock options over 88,000 underlying shares with an exercise price of $5.50 and an expiration date in 2035. These options represent part of her equity-based compensation and give her the right, but not the obligation, to buy DDC shares at that price.
What restricted stock units does Norma Chu hold in DDC Enterprise?
The Form 3 discloses two restricted stock unit awards covering 320,000 and 1,829,268 underlying shares, both with a stated exercise price of $0.00. These RSUs represent future share delivery subject to vesting terms and have expiration dates in 2035, extending their potential horizon.
Does Norma Chu’s DDC Enterprise Form 3 show any insider buying or selling?
The summarized data show no insider purchases or sales by Norma Chu. All eight entries are classified as holdings with buyCount and sellCount at zero, indicating the filing serves as an initial ownership snapshot rather than reporting recent market transactions in DDC shares.