DDC Enterprise (DDC) CEO Norma Chu details share and warrant holdings

Rhea-AI Filing Summary

DDC Enterprise Ltd CEO and director Norma Ka Yin Chu filed an initial ownership report showing her equity position in the company. She directly holds 1,239,478 Class A Ordinary Shares and 1,750,000 Class B Ordinary Shares, plus several derivative awards.

Her derivatives include warrants exercisable at $0.16 per share tied to 800,000, 900,000 and 2,800,000 underlying shares, stock options for 88,000 shares at $5.50, and restricted stock units covering 320,000 and 1,829,268 shares. The report lists holdings only, with no recent purchases or sales.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Chu Norma Ka Yin

(Last) (First) (Middle)

368 9TH AVE

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
DDC Enterprise Ltd [ DDC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares	1,239,478	D
Class B Ordinary Shares	1,750,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	06/30/2025	06/12/2035	Warrants	800,000	$0.16	D
Warrants	12/30/2025	09/29/2035	Warrants	900,000	$0.16	D
Warrants	03/16/2026	12/30/2035	Warrants	2,800,000	$0.16	D
Stock Options	02/22/2025	02/21/2035	Stock Options	88,000	$5.5	D
Restricted Stock Units	05/22/2025	02/21/2035	Restricted Stock Unit	320,000	$0	D
Restricted Stock Units	12/13/2026	12/12/2035	Restricted Stock Unit	1,829,268	$0	D

Explanation of Responses:

	/s/ Norma Ka Yin Chu	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Norma Chu’s Form 3 filing show for DDC Enterprise (DDC)?

The Form 3 shows CEO Norma Chu’s initial ownership in DDC Enterprise, including 1,239,478 Class A shares, 1,750,000 Class B shares, and multiple derivative awards such as warrants, stock options, and restricted stock units with specified exercise prices and expiration dates.

How many DDC Enterprise Class A and Class B shares does the CEO hold?

Norma Chu directly holds 1,239,478 Class A Ordinary Shares and 1,750,000 Class B Ordinary Shares of DDC Enterprise. These figures reflect her reported direct equity stake, separate from additional warrants, stock options, and restricted stock units disclosed in the same Form 3 filing.

What warrant holdings are disclosed in DDC Enterprise CEO Norma Chu’s Form 3?

The filing lists three warrant positions, each exercisable at $0.16 per share, linked to 800,000, 900,000, and 2,800,000 underlying shares. These warrants have expiration dates in 2035, providing long-dated potential to convert into additional equity if exercised in the future.

What stock options are reported for DDC Enterprise CEO Norma Chu?

Norma Chu reports stock options over 88,000 underlying shares with an exercise price of $5.50 and an expiration date in 2035. These options represent part of her equity-based compensation and give her the right, but not the obligation, to buy DDC shares at that price.

What restricted stock units does Norma Chu hold in DDC Enterprise?

The Form 3 discloses two restricted stock unit awards covering 320,000 and 1,829,268 underlying shares, both with a stated exercise price of $0.00. These RSUs represent future share delivery subject to vesting terms and have expiration dates in 2035, extending their potential horizon.

Does Norma Chu’s DDC Enterprise Form 3 show any insider buying or selling?

The summarized data show no insider purchases or sales by Norma Chu. All eight entries are classified as holdings with buyCount and sellCount at zero, indicating the filing serves as an initial ownership snapshot rather than reporting recent market transactions in DDC shares.