DDC Enterprise officer reports derivative holdings

DDC Enterprise Ltd officer Yu Yongkang filed an initial ownership report showing direct holdings of derivative securities rather than new trades.

Accepted by SEC EDGAR 03/18/2026 - 05:00 PM EDT

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

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Form Type

Rhea-AI Filing Summary

DDC Enterprise Ltd officer Yu Yongkang filed an initial ownership report showing direct holdings of derivative securities rather than new trades. The filing lists warrants exercisable at $0.1600 for 100,000 and 300,000 underlying shares, stock options exercisable at $0.0400 for 906 shares and $5.5000 for 10,000 shares, and restricted stock units for 80,000 and 609,756 underlying shares at an exercise price of $0.0000. All entries are recorded as holdings, with no buy or sell transactions indicated.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Yu Yongkang

Role PAO

Type	Security	Shares	Price	Value
Holding	Warrants	--	--	--
Holding	Warrants	--	--	--
Holding	Stock Options	--	--	--
Holding	Stock Options	--	--	--
Holding	Restricted Stock Units	--	--	--
Holding	Restricted Stock Units	--	--	--

Holdings: Warrants — 400,000 contracts (Direct); Stock Options — 10,906 contracts (Direct); Restricted Stock Units — 689,756 contracts (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Yu Yongkang’s Form 3 for DDC Enterprise Ltd (DDC) report?

The Form 3 reports Yu Yongkang’s existing derivative holdings in DDC Enterprise Ltd, including warrants, stock options, and restricted stock units. It is an initial ownership statement and, based on the data provided, does not record new purchase or sale transactions.

What warrant holdings does Yu Yongkang report in DDC (DDC) Form 3?

Yu Yongkang reports two direct warrant positions, each exercisable at $0.1600, covering 100,000 and 300,000 underlying shares respectively. These entries are classified as holdings with total shares following the report matching the underlying amounts shown for each warrant position.

What stock options are disclosed for Yu Yongkang in DDC (DDC) Form 3?

The filing lists stock options with exercise prices of $0.0400 for 906 underlying shares and $5.5000 for 10,000 underlying shares. Both option positions are held directly, with expiration dates in 2032 and 2035 respectively, and are reported as existing holdings.

How many restricted stock units does Yu Yongkang hold in DDC (DDC)?

Yu Yongkang reports two direct restricted stock unit positions: 80,000 and 609,756 underlying shares, each with an exercise price of $0.0000. These RSUs have expiration dates in 2035 and are shown as derivative holdings rather than completed share issuances.

Does the DDC (DDC) Form 3 show any insider buying or selling by Yu Yongkang?

Based on the data, the Form 3 does not show insider buying or selling. All six entries are labeled as holdings, transaction codes are unknown, and the transaction summary reports zero buy and sell counts, with a neutral net buy/sell direction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Yu Yongkang

(Last)

(First)

(Middle)

368 9TH AVE

(Street)

NEW YORK

10001

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
DDC Enterprise Ltd [ DDC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	PAO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Warrants	12/30/2025	09/29/2035	Warrants	100,000	$0.16	D
Warrants	03/16/2026	12/30/2035	Warrants	300,000	$0.16	D
Stock Options	11/17/2023	09/30/2032	Stock Options	906	$0.04	D
Stock Options	02/22/2025	02/21/2035	Stock Options	10,000	$5.5	D
Restricted Stock Units	05/22/2025	02/21/2035	Restricted Stock Unit	80,000	$0	D
Restricted Stock Units	12/13/2026	12/12/2035	Restricted Stock Unit	609,756	$0	D

Explanation of Responses:

	/s/ Yong Kang Yu	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR