DDC Enterprise (DDC) director discloses warrants, options and RSU stakes

Rhea-AI Filing Summary

DDC Enterprise Ltd director Samuel Shih filed an initial ownership report showing derivative and equity awards. He holds warrants for 33,333 underlying shares at an exercise price of $0.1600 per share in two separate blocks, and stock options for 45,454 and 20,000 underlying shares at $5.5000 per share. He also holds 121,951 restricted stock units with a zero exercise price. These awards generally have expiration dates in 2035, indicating long-dated incentives tied to the company’s performance.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Shih Samuel Chun Kong

(Last) (First) (Middle)

368 9TH AVE

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
DDC Enterprise Ltd [ DDC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	12/30/2025	09/29/2035	Warrants	33,333	$0.16	D
Warrants	03/16/2026	12/30/2035	Warrants	33,333	$0.16	D
Stock Options	05/22/2025	02/21/2035	Stock Options	45,454	$5.5	D
Stock Options	02/22/2025	02/21/2035	Stock Options	20,000	$5.5	D
Restricted Stock Units	12/13/2026	12/12/2035	Restricted Stock Unit	121,951	$0	D

Explanation of Responses:

	/s/ Samuel Chun Kong Shih	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Form 3 filing by DDC Enterprise Ltd (DDC) report for Samuel Shih?

The Form 3 reports Samuel Shih’s initial derivative and equity holdings in DDC Enterprise Ltd. It lists warrants, stock options, and restricted stock units he beneficially owns, including exercise prices, underlying share amounts, and long-dated expiration terms extending to 2035.

How many warrants does Samuel Shih hold in DDC Enterprise Ltd (DDC)?

Samuel Shih holds warrants over 33,333 underlying DDC shares in two blocks. Each block carries an exercise price of $0.1600 per share, with expiration dates in 2035, providing low-cost, long-term leveraged exposure to DDC’s share performance.

What stock options are disclosed for Samuel Shih in DDC Enterprise Ltd (DDC)?

The filing shows stock options over 45,454 and 20,000 underlying DDC shares. Both option grants carry an exercise price of $5.5000 per share and share a common expiration date in 2035, aligning his potential upside with the company’s longer-term results.

What restricted stock units does Samuel Shih hold in DDC Enterprise Ltd (DDC)?

Samuel Shih holds 121,951 restricted stock units in DDC Enterprise Ltd. These RSUs have a stated exercise price of $0.0000 and an expiration date in 2035, functioning as long-term equity incentives that convert into shares subject to vesting conditions.

Does the DDC Enterprise Ltd (DDC) Form 3 show any recent insider buying or selling by Samuel Shih?

No buying or selling transactions are shown; the Form 3 lists holdings only. All entries are classified as holdings with unknown transaction codes, indicating this is an initial disclosure of existing warrants, stock options, and restricted stock units rather than new trades.