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3D Systems CEO has 39,959 shares withheld for tax

3D SYSTEMS CORP (DDD) reported that President and CEO Jeffrey A. Graves had 39,959 shares of common stock withheld on September 8, 2026 to satisfy tax withholding obligations tied to the vesting of a restricted stock grant made on September 5, 2024.

(High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

3D SYSTEMS CORP (DDD) reported that President and CEO Jeffrey A. Graves had 39,959 shares of common stock withheld on September 8, 2026 to satisfy tax withholding obligations tied to the vesting of a restricted stock grant made on September 5, 2024. The shares were delivered to cover taxes rather than sold in an open-market transaction, and Graves now directly holds 1,274,282 shares of common stock. No Rule 10b5-1 trading plan is reported for this transaction.

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Insider GRAVES JEFFREY A
Role President and CEO
Type Security Shares Price Value
Tax Withholding Common Stock F1 39,959 $3.38 $135K
Holdings After Transaction: Common Stock — 1,274,282 shares (Direct)
Footnotes (1)
  1. F1. Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on September 5, 2024.
Shares withheld for taxes 39,959 shares Common stock withheld on September 8, 2026 to satisfy tax withholding obligations
Reported per-share value $3.38 per share Value applied to the 39,959 withheld shares in the tax-withholding transaction
Shares held after transaction 1,274,282 shares Direct common stock holdings of Jeffrey A. Graves following the September 8, 2026 transaction
Grant vesting reference date September 5, 2024 Original grant date of restricted stock whose vesting triggered the tax-withholding event
restricted stock financial
"with respect to the vesting of a grant of restricted stock originally made"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
tax withholding obligations financial
"Shares reported were withheld to satisfy tax withholding obligations"
Payment of tax liability by delivering or withholding securities financial
"transaction code description is Payment of tax liability by delivering or withholding"

FAQ

What insider transaction did 3D Systems (DDD) report for CEO Jeffrey A. Graves?

3D Systems reported that 39,959 common shares were withheld on September 8, 2026 to pay tax withholding obligations arising from the vesting of a restricted stock grant originally made on September 5, 2024.

Was the DDD insider transaction by the CEO an open-market sale?

No. The filing states the 39,959 shares were withheld to satisfy tax withholding obligations related to vesting restricted stock, rather than sold in an open-market transaction.

How many 3D Systems (DDD) shares does CEO Jeffrey A. Graves hold after this transaction?

After the September 8, 2026 tax-withholding transaction, Jeffrey A. Graves directly holds 1,274,282 shares of 3D Systems common stock, according to the filing.

What price per share is reported for the DDD insider tax-withholding transaction?

The Form 4 reports a value of $3.38 per share for the 39,959 shares withheld to cover tax obligations associated with the vesting restricted stock award.

Was the DDD CEO’s September 2026 insider transaction made under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as an affirmative plan, indicating no Rule 10b5-1 trading plan is reported for this tax-withholding event.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GRAVES JEFFREY A

(Last)(First)(Middle)
333 THREE D SYSTEMS CIRCLE

(Street)
ROCK HILL SOUTH CAROLINA 29730

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
3D SYSTEMS CORP [ DDD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/08/2026F39,959(1)D$3.381,274,282D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on September 5, 2024.
Remarks:
Andrew WB Wright, Attorney-in-Fact for Jeffrey A. Graves09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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