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3D Systems EVP has 15,984 shares withheld for tax

3D Systems EVP Reji Puthenveetil had shares withheld to cover taxes on vested restricted stock, leaving a direct holding of 486,144 shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

3D SYSTEMS CORP (DDD) reported an insider tax-withholding transaction by executive officer Reji Puthenveetil, EVP, Additive Solutions & CCO. On September 8, 2026, 15,984 shares of common stock were withheld at $3.38 per share to satisfy tax withholding obligations related to the vesting of restricted stock. After this withholding, Puthenveetil directly held 486,144 common shares. No Rule 10b5-1 trading plan is reported for this transaction.

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Negative

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Insider Puthenveetil Reji
Role EVP, Additive Solutions & CCO
Type Security Shares Price Value
Tax Withholding Common Stock F1 15,984 $3.38 $54K
Holdings After Transaction: Common Stock — 486,144 shares (Direct)
Footnotes (1)
  1. F1. Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on September 5, 2024.
Shares withheld for tax 15,984 shares Common stock withheld on September 8, 2026 to satisfy tax obligations
Tax withholding price $3.38 per share Value used for the September 8, 2026 withholding transaction
Shares held after transaction 486,144 shares Direct common stock holdings of Reji Puthenveetil following the transaction
Original restricted stock grant date September 5, 2024 Date of restricted stock grant whose vesting triggered tax withholding
restricted stock financial
"with respect to the vesting of a grant of restricted stock originally made"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
tax withholding obligations financial
"Shares reported were withheld to satisfy tax withholding obligations"
Rule 10b5-1 trading plan regulatory
"No Rule 10b5-1 trading plan is reported for this transaction"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What insider transaction did 3D Systems (DDD) report for Reji Puthenveetil?

3D Systems reported that EVP Reji Puthenveetil had 15,984 shares of common stock withheld on September 8, 2026 to satisfy tax withholding obligations arising from the vesting of a restricted stock grant.

Was the DDD insider transaction a market sale or a tax withholding?

The transaction was a tax withholding, not an open market sale. 15,984 shares were withheld to pay tax liabilities related to the vesting of restricted stock originally granted on September 5, 2024.

What price per share was used for the DDD insider tax withholding?

The shares withheld from Reji Puthenveetil were valued at $3.38 per share for the tax-withholding transaction on September 8, 2026, according to the Form 4 data.

How many 3D Systems (DDD) shares does Reji Puthenveetil hold after this transaction?

After the tax-withholding transaction, Reji Puthenveetil directly held 486,144 shares of 3D Systems common stock, as reported in the Form 4 filing.

Was the DDD insider transaction made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not checked, so this tax-withholding transaction was not reported as being made under a 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Puthenveetil Reji

(Last)(First)(Middle)
333 THREE D SYSTEMS CIRCLE

(Street)
ROCK HILL SOUTH CAROLINA 29730

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
3D SYSTEMS CORP [ DDD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Additive Solutions & CCO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/08/2026F15,984(1)D$3.38486,144D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on September 5, 2024.
Remarks:
Andrew WB Wright, Attorney-in-Fact for Reji Puthenveetil09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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