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3D Systems CFO has 47K shares withheld for tax

3D Systems’ CFO had 47,396 shares withheld on September 8, 2026 to satisfy taxes on vesting restricted stock.

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

3D SYSTEMS CORP (DDD) reported that its EVP, CFO and CAO, Phyllis B. Nordstrom, had shares of common stock withheld on September 8, 2026 to cover tax obligations arising from restricted stock vesting. Two separate tax-withholding dispositions occurred: 7,879 shares and 39,517 shares, each at $3.38 per share.

According to the footnotes, the withheld shares relate to the vesting of restricted stock grants originally made on September 5, 2024 and September 5, 2025. These transactions were reported as payments of tax liability by delivering or withholding securities, and no Rule 10b5-1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider Nordstrom Phyllis B
Role EVP, CFO and CAO
Type Security Shares Price Value
Tax Withholding Common Stock F1 7,879 $3.38 $27K
Tax Withholding Common Stock F2 39,517 $3.38 $134K
Holdings After Transaction: Common Stock — 745,871 shares (Direct)
Footnotes (2)
  1. F1. Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on September 5, 2024.
  2. F2. Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on September 5, 2025.
Shares withheld for taxes (transaction 1) 7,879 shares Common stock withheld on September 8, 2026 to satisfy tax withholding obligations from a September 5, 2024 restricted stock grant
Shares withheld for taxes (transaction 2) 39,517 shares Common stock withheld on September 8, 2026 to satisfy tax withholding obligations from a September 5, 2025 restricted stock grant
Total shares withheld for taxes 47,396 shares Sum of both tax-withholding dispositions reported for September 8, 2026
Price per share $3.38 per share Applied to both tax-withholding transactions on September 8, 2026
restricted stock financial
"with respect to the vesting of a grant of restricted stock originally made"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
tax withholding obligations financial
"Shares reported were withheld to satisfy tax withholding obligations"
Payment of tax liability by delivering or withholding securities financial
"transaction code description states Payment of tax liability by delivering"

FAQ

What insider transaction did 3D Systems (DDD) report for Phyllis B. Nordstrom?

3D Systems reported that EVP, CFO and CAO Phyllis B. Nordstrom had shares of common stock withheld on September 8, 2026 to pay tax liabilities associated with restricted stock vesting, rather than an open-market purchase or sale.

How many 3D Systems (DDD) shares were withheld for taxes in this Form 4?

A total of 47,396 shares of 3D Systems common stock were withheld for tax obligations, consisting of 7,879 shares and 39,517 shares reported in two separate transactions.

What was the price used for the 3D Systems (DDD) tax-withholding transactions?

Both tax-withholding transactions used a price of $3.38 per share for 3D Systems common stock when calculating the number of shares withheld to satisfy the reported tax liabilities.

What awards triggered the 3D Systems (DDD) tax-withholding by Phyllis B. Nordstrom?

The footnotes state the withheld shares satisfied tax obligations from vesting of restricted stock grants originally made on September 5, 2024 and September 5, 2025.

Was a Rule 10b5-1 trading plan involved in this 3D Systems (DDD) Form 4?

No. The filing indicates that the Rule 10b5-1 checkbox is not selected, so no Rule 10b5-1 trading plan is reported in connection with these tax-withholding transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nordstrom Phyllis B

(Last)(First)(Middle)
333 THREE D SYSTEMS CIRCLE

(Street)
ROCK HILL SOUTH CAROLINA 29730

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
3D SYSTEMS CORP [ DDD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CFO and CAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/08/2026F7,879(1)D$3.38785,388D
Common Stock09/08/2026F39,517(2)D$3.38745,871D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on September 5, 2024.
2. Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on September 5, 2025.
Remarks:
Andrew WB Wright, Attorney-in-Fact for Phyllis B. Nordstrom09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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