STOCK TITAN

3D Systems (DDD) EVP Reji Puthenveetil awarded 200,000 share units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Puthenveetil Reji reported acquisition or exercise transactions in this Form 4 filing.

3D Systems Corporation executive Reji Puthenveetil reported stock-based compensation awards. On April 1, 2025, he received 100,000 performance-based restricted stock units and 100,000 shares of restricted common stock at no cash cost.

The restricted stock vests in three equal installments on April 1, 2026, April 1, 2027, and April 1, 2028, subject to continued employment. Each performance share unit represents a contingent right to receive one share of common stock and vests only if the stock reaches a specified price per share. Following the common stock grant, he directly holds 459,081 common shares. The filing notes it was inadvertently submitted late due to an administrative error.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Puthenveetil Reji

(Last) (First) (Middle)
333 THREE D SYSTEMS CIRCLE

(Street)
ROCK HILL SC 29730

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
3D SYSTEMS CORP [ DDD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Additive Solutions & CCO
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
04/11/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/01/2025(1) A 100,000(2) A $0 459,081 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Based Restricted Stock Units (3) 04/01/2025 A 100,000 (3) 04/01/2028 Common Stock 100,000 $0 100,000 D
Explanation of Responses:
1. Inadvertently filed late due to administrative error.
2. The Reporting Person has been awarded 100,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on April 1, 2026, an additional one-third of the total shares awarded vest on April 1, 2027, and the remaining shares awarded vest on April 1, 2028, subject to continued employment.
3. Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units vest upon the Issuer's common stock achieving a specified price per share.
Remarks:
Andrew WB Wright, Attorney-in-Fact for Reji Puthenveetil 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did 3D Systems (DDD) EVP Reji Puthenveetil receive in this Form 4/A?

Reji Puthenveetil received 100,000 performance-based restricted stock units and 100,000 shares of restricted common stock. These awards were granted as stock-based compensation and did not involve a cash purchase, increasing his direct equity exposure to 3D Systems.

How do Reji Puthenveetil’s new restricted 3D Systems (DDD) shares vest?

The 100,000 restricted common shares vest in three equal tranches on April 1, 2026, April 1, 2027, and April 1, 2028. Vesting requires Mr. Puthenveetil to remain employed with 3D Systems through each applicable vesting date.

What conditions apply to the 3D Systems (DDD) performance-based RSUs granted to Reji Puthenveetil?

Each of the 100,000 performance share units represents a contingent right to one common share. These units vest only if 3D Systems’ common stock reaches a specified price per share, linking the award’s payout directly to the company’s share price performance.

How many 3D Systems (DDD) common shares does Reji Puthenveetil hold after this filing?

After the April 1, 2025 restricted stock grant, Reji Puthenveetil directly owns 459,081 shares of 3D Systems common stock. This figure reflects his updated direct equity position as reported in the Form 4/A filing.

Was the 3D Systems (DDD) Form 4/A for Reji Puthenveetil filed on time?

No. A footnote states the Form 4/A was inadvertently filed late due to an administrative error. The disclosure clarifies that the delay related to filing logistics, not to the underlying stock-based compensation transactions themselves.

Does Reji Puthenveetil’s 3D Systems (DDD) Form 4/A show any stock sales?

The Form 4/A reports only grant or award acquisitions, not open-market sales. It lists one grant of 100,000 performance-based RSUs and one grant of 100,000 restricted common shares, both recorded as acquisitions at a price of zero dollars per share.
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