Form 144: Proposed sale of 300 shares by Canaccord affiliate

Canaccord Genuity Corp affiliate transactions reported in a Form 144 notice showing proposed and recent sales of common stock.

Rhea-AI Filing Summary

Canaccord Genuity Corp affiliate transactions reported in a Form 144 notice showing proposed and recent sales of common stock. The filing lists a planned sale of 300 shares originally purchased 07/15/2021 in a Privately Negotiated Transaction. The excerpt also records multiple past sales by DCG International Investments Ltd, including 300 shares on 04/27/2026, 300 shares on 04/28/2026, and 300 shares on 04/29/2026.

Insights

Securities Compliance Attorney

Form 144 lists proposed affiliate resale and recent dispositions; filings are routine compliance notices.

Form 144 is a filing required for affiliates intending to sell restricted or control securities under Rule 144. The excerpt shows a proposed sale of 300 shares and several completed dispositions by DCG International Investments Ltd on specified dates.

Documents like this signal routine transfer activity; timing, pricing, and whether the proposed sale closed are not stated here and would appear in subsequent SEC reporting if completed.

Key Figures

Proposed sale: 300 shares Disposition: 300 shares Disposition: 300 shares +2 more

5 metrics

Proposed sale 300 shares purchased 07/15/2021 in a Privately Negotiated Transaction

Disposition 300 shares sold by DCG International Investments Ltd on 04/27/2026

Disposition 300 shares sold by DCG International Investments Ltd on 04/28/2026

Disposition 300 shares sold by DCG International Investments Ltd on 04/29/2026

Earlier reported sales 325 shares; 232 shares; 225 shares sales dated 02/02/2026, 02/04/2026, 02/05/2026 respectively

Key Terms

Form 144, Privately Negotiated Transaction, Purchased from Issuer

3 terms

Form 144 regulatory

"Notice of proposed sale of securities by an affiliate"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"Purchased from Issuer 07/15/2021 in a Privately Negotiated Transaction"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Purchased from Issuer market

"Purchased from Issuer 07/15/2021 Cash"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Canaccord Genuity Corp Form 144 report for DEFG?

The filing reports a proposed sale of 300 shares purchased on 07/15/2021. It also lists multiple recent dispositions by DCG International Investments Ltd with specific trade dates and share counts.

Who is the selling party in the Form 144 excerpt?

The excerpt identifies DCG International Investments Ltd as the party placing shares for sale and references the issuer Canaccord Genuity Corp. The filing shows sales and a proposed sale tied to these parties.

How many shares were sold recently according to the filing?

Recent dispositions listed include 300 shares on 04/27/2026, 300 shares on 04/28/2026, and 300 shares on 04/29/2026. Other earlier sales and quantities are also recorded in the excerpt.

Does Form 144 confirm the proposed sale completed?

This Form 144 excerpt shows a proposed sale of 300 shares but does not state whether the sale was completed. Completion status would appear in subsequent transaction reports if executed.

What transaction type is noted for the 07/15/2021 purchase?

The 07/15/2021 acquisition is described as a Privately Negotiated Transaction, with the consideration recorded as Cash in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/30/2026 - 04:42 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001977454
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GRAYSCALE DECENTRALIZED FINANCE (DEFI) FUND LLC
SEC File Number	021-407958
Address of Issuer	290 Harbor Drive Stamford CONNECTICUT 06902
Phone	212-668-1427
Name of Person for Whose Account the Securities are To Be Sold	DCG International Investments Ltd
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2247.00	239000	04/27/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2244.00	239000	04/28/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2163.00	239000	04/29/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2163.00	239000	04/30/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/15/2021	Privately Negotiated Transaction	Purchased from Issuer			300	07/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/30/2026	300	2603.01
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	325	2601.76
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	232	1682.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	225	1638.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	300	2247.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	300	2244.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/29/2026	300	2163.0

144: Remarks and Signature

Remarks
Date of Notice	04/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DCG International Investments Ltd
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)