Canaccord Genuity Corp files Rule 144 to sell 300 shares

Canaccord Genuity Corp submitted a Rule 144 notice reporting proposed sales of 300 shares of its common stock.

Accepted by SEC EDGAR 04/28/2026 - 04:39 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Canaccord Genuity Corp submitted a Rule 144 notice reporting proposed sales of 300 shares of its common stock. The filing lists the securities as OTCQB common and shows multiple sales by an affiliate in recent months, with individual trades dated 01/30/2026, 02/02/2026, 02/04/2026, 02/05/2026, and 04/27/2026.

Key Figures

Proposed sale: 300 shares Past trade: 300 shares Past trade: 325 shares +3 more

6 metrics

Proposed sale 300 shares planned sale reported with date 04/27/2026

Past trade 300 shares trade dated 01/30/2026

Past trade 325 shares trade dated 02/02/2026

Past trade 232 shares trade dated 02/04/2026

Past trade 225 shares trade dated 02/05/2026

Past trade 300 shares trade dated 04/27/2026

Key Terms

Form 144, OTCQB, Privately Negotiated Transaction

3 terms

Form 144 regulatory

"submitted a Rule 144 notice reporting proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

OTCQB market

"listed the securities as OTCQB Common"

OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

Privately Negotiated Transaction market

"Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Canaccord Genuity Corp (DEFG) disclose in this Form 144?

The Form 144 notifies a proposed sale of 300 shares of common stock. It lists recent transactions by an affiliate on 01/30/2026, 02/02/2026, 02/04/2026, 02/05/2026, and 04/27/2026, showing shares and per-trade figures as reported.

How many shares does the filing say are planned for sale by DEFG?

The filing reports a planned sale of 300 shares of common stock. The notice identifies the securities as OTCQB common and associates the sale with dates in late April 2026 shown in the filing.

What recent insider or affiliate trades are listed for DEFG?

The notice lists multiple past trades: 300 shares on 01/30/2026, 325 shares on 02/02/2026, 232 shares on 02/04/2026, 225 shares on 02/05/2026, and 300 shares on 04/27/2026, with per-trade numeric entries as reported.

Are the trades in the Form 144 for DEFG on a public exchange?

The filing identifies the securities as OTCQB common, indicating quotation on the OTCQB market. Specific execution methods for the listed past trades are not described beyond the trade dates and reported share counts.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001977454
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GRAYSCALE DECENTRALIZED FINANCE (DEFI) FUND LLC
SEC File Number	021-407958
Address of Issuer	290 Harbor Drive Stamford CONNECTICUT 06902
Phone	212-668-1427
Name of Person for Whose Account the Securities are To Be Sold	DCG International Investments Ltd
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2247.00	239000	04/27/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2244.00	239000	04/28/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/15/2021	Privately Negotiated Transaction	Purchased from Issuer			300	07/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/30/2026	300	2603.01
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	325	2601.76
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	232	1682.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	225	1638.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	300	2247.0

144: Remarks and Signature

Remarks
Date of Notice	04/28/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DCG International Investments Ltd
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)