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  4. [Form 4] Dell Technologies Inc. Insider Trading Activity

Dell (DELL) general counsel sells 20,000 Class C shares in open market

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Dell Technologies Inc. reported that General Counsel & Secretary Richard J. Rothberg executed an open-market sale of 20,000 shares of Class C Common Stock at a price of $410.00 per share. After this transaction on June 15, 2026, he directly holds 142,415 shares.

Positive

  • None.

Negative

  • None.
Insider Rothberg Richard J
Role General Counsel & Secretary
Sold 20,000 shs ($8.20M)
Type Security Shares Price Value
Sale Class C Common Stock 20,000 $410.00 $8.20M
Holdings After Transaction: Class C Common Stock — 142,415 shares (Direct, null)
Footnotes (1)
Shares sold 20,000 shares Open-market sale of Class C Common Stock on June 15, 2026
Sale price $410.00 per share Price for 20,000 shares sold
Shares held after sale 142,415 shares Direct ownership following the transaction
Net buy/sell shares -20,000 shares Net insider share activity in this Form 4
Transaction count (sales) 1 transaction Number of sale transactions reported
Class C Common Stock financial
"security_title: "Class C Common Stock""
A class C common stock is a type of company share that usually represents ownership but often carries limited or no voting power compared with other share classes. For investors, that matters because it can affect influence over company decisions and sometimes the stock’s price or dividend priority — think of it as owning a ticket to the same event but in a section with less say in how the event is run.
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
direct ownership financial
"ownership_type: "direct""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rothberg Richard J
(Last)(First)(Middle)
ONE DELL WAY
(Street)
ROUND ROCK TEXAS 78682
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Dell Technologies Inc. [ DELL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel & Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class C Common Stock06/15/2026S20,000D$410142,415D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ James Williamson, Attorney-in-Fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Dell Technologies (DELL) report for Richard J. Rothberg?

Dell Technologies reported that General Counsel & Secretary Richard J. Rothberg sold 20,000 shares of Class C Common Stock in an open-market transaction at $410.00 per share on June 15, 2026, as shown in the Form 4 filing.

How many Dell (DELL) shares does Richard J. Rothberg hold after this Form 4 sale?

After selling 20,000 shares, Richard J. Rothberg directly holds 142,415 shares of Dell Class C Common Stock. This post-transaction ownership figure is disclosed in the Form 4 as the total shares following the transaction.

What was the sale price in Richard J. Rothberg’s Dell (DELL) Form 4 transaction?

The reported sale price for Richard J. Rothberg’s transaction was $410.00 per share. This price applies to the 20,000 shares of Dell Class C Common Stock sold in the open-market transaction on June 15, 2026.

Was Richard J. Rothberg’s Dell (DELL) transaction a buy or sell?

The transaction was a sell. The Form 4 identifies the code as “S” and describes it as an open-market sale, with 20,000 shares of Dell Class C Common Stock disposed of at $410.00 per share.

Does the Dell (DELL) Form 4 show any derivative transactions for Richard J. Rothberg?

No derivative transactions are shown for Richard J. Rothberg in this Form 4. The derivative transaction count and exerciseShares fields are zero, and the derivativeSummary section is empty in the provided data.