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DeFi Development (DFDV) director files Form 3 reporting no beneficial ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

DeFi Development Corp. director Stern Hadley R. filed a Form 3 as a reporting person under Section 16(a) of the Exchange Act. The filing states that no securities are beneficially owned, so both non-derivative and derivative ownership tables contain no reported holdings.

The document includes a remark that Exhibit 24 provides a power of attorney, and the form is signed by /s/ Bruce S. Rosenbloom as Attorney-in-Fact on 01/29/2026. The event requiring the statement is dated 01/27/2026, and the form is filed by one reporting person.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Stern Hadley R.

(Last) (First) (Middle)
C/O DEFI DEVELOPMENT CORP.
6401 CONGRESS AVENUE, SUITE 250

(Street)
BOCA RATON FL 33487

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/27/2026
3. Issuer Name and Ticker or Trading Symbol
DeFi Development Corp. [ DFDV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24: Power of attorney provided herewith.
No securities are beneficially owned.
/s/ Bruce S. Rosenbloom, Attorney-in-Fact 01/29/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does DeFi Development Corp. (DFDV) Form 3 disclose?

The Form 3 for DeFi Development Corp. discloses that director Stern Hadley R. is a reporting person and that no securities are beneficially owned. Both non-derivative and derivative tables show no reported holdings, and the filing is made by one reporting person.

Who is the reporting person on DeFi Development Corp. (DFDV) Form 3?

The reporting person on this Form 3 is Stern Hadley R., identified as a director of DeFi Development Corp. The form indicates it is filed by one reporting person, with no officer role or 10% owner status checked for this individual.

What is the event date on the DeFi Development Corp. (DFDV) Form 3?

The Form 3 lists 01/27/2026 as the date of the event requiring the statement. This date appears alongside the issuer name DeFi Development Corp. and ticker DFDV, anchoring when the reporting obligation for director Stern Hadley R. arose for this filing.

Does this Form 3 show any DeFi Development Corp. securities owned?

No, this Form 3 explicitly states that no securities are beneficially owned. As a result, the tables for non-derivative and derivative securities beneficially owned contain no positions, indicating no reported ownership by director Stern Hadley R. as of the event date.

Who signed the DeFi Development Corp. (DFDV) Form 3 and under what authority?

The Form 3 is signed by /s/ Bruce S. Rosenbloom as Attorney-in-Fact on 01/29/2026. The remarks section references Exhibit 24: Power of attorney provided herewith, indicating the authority under which the attorney-in-fact executed the filing.
DeFi Development Corp

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United States
BOCA RATON