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[Form 4] Dream Finders Homes, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Dream Finders Homes, Inc. (DFH) reported that one of its directors acquired additional Class A common stock through an equity award. On 11/19/2025, the director received 218 shares of Class A common stock at a stated price of $0, indicating this was a restricted stock grant rather than an open-market purchase. Following this transaction, the director beneficially owned 18,037 shares directly.

The filing notes that this restricted stock will vest 100% on March 5, 2026, meaning the director’s full ownership of these 218 shares becomes non-forfeitable on that date, assuming applicable conditions are met. No derivative securities transactions were reported in this filing.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Weatherford William

(Last) (First) (Middle)
C/O DREAM FINDERS HOMES, INC.
14701 PHILLIPS HIGHWAY, SUITE 300

(Street)
JACKSONVILLE FL 32256

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Dream Finders Homes, Inc. [ DFH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock, par value $0.01 per share 11/19/2025 A 218(1) A $0 18,037 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The restricted stock will vest 100% on March 5, 2026.
/s/ Robert E. Riva, Jr. by Power of Attorney 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did DFH report in this Form 4?

The report shows a director of Dream Finders Homes, Inc. acquired 218 shares of Class A common stock as a restricted stock award on 11/19/2025.

At what price were the DFH shares acquired in this transaction?

The 218 shares of DFH Class A common stock were reported as acquired at a stated price of $0, consistent with a restricted stock grant rather than a market purchase.

How many DFH shares does the reporting person own after this transaction?

After the reported transaction, the director beneficially owned 18,037 shares of DFH Class A common stock, held as direct ownership.

When do the newly granted DFH restricted shares vest?

The filing states that the restricted stock will vest 100% on March 5, 2026, at which point the 218 shares are scheduled to become fully vested.

Does this DFH Form 4 report any derivative securities activity?

No. The section for derivative securities shows no entries, indicating there were no options, warrants, or other derivatives reported in this transaction.

What is the reporting person’s relationship to Dream Finders Homes, Inc.?

The individual is identified as a director of Dream Finders Homes, Inc., and the Form 4 is filed by one reporting person.
Dream Finders Homes, Inc.

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1.64B
28.77M
18.8%
91.64%
5.57%
Residential Construction
Operative Builders
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United States
JACKSONVILLE