DFTX (NASDAQ: DFTX) filing to sell 29,208 common shares on 06/25/2026

Rhea-AI Filing Summary

DFTX submitted a Form 144 notice to sell 29,208 shares of Common Stock in connection with restricted stock vesting under a registered plan, with the transaction date listed as 06/25/2026. The filing also reports a prior sale of 24,431 shares on 03/25/2026 for $451,240.57, attributed to Robert B. Barrow. The sale reason is listed as Services Rendered.

Key Figures

Planned shares to be sold: 29,208 shares Prior shares sold: 24,431 shares Proceeds from prior sale: $451,240.57

3 metrics

Planned shares to be sold 29,208 shares planned sale dated 06/25/2026 from restricted stock vesting

Prior shares sold 24,431 shares sale dated 03/25/2026 attributed to Robert B. Barrow

Proceeds from prior sale $451,240.57 amount reported for 24,431-share sale on 03/25/2026

Key Terms

Form 144, Restricted Stock Vesting Under a Registered Plan, Services Rendered, Broker/Agent (Morgan Stanley Smith Barney LLC)

4 terms

Form 144 regulatory

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting Under a Registered Plan financial

"Common | 06/25/2026 | Restricted Stock Vesting Under a Registered Plan"

Services Rendered financial

"06/25/2026 | Services Rendered"

Broker/Agent (Morgan Stanley Smith Barney LLC) financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

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Available on EDGAR 06/25/2026 - 04:06 PM Accepted by SEC EDGAR 06/25/2026 - 04:06 PM Learn about SEC filing dates

FAQ

What does DFTX's Form 144 disclose about share sales?

It discloses a planned sale of 29,208 common shares on 06/25/2026. The filing states the shares arise from restricted stock vesting under a registered plan; a prior sale of 24,431 shares on 03/25/2026 for $451,240.57 is also reported.

Who is named in the Form 144 filing for DFTX?

Robert B. Barrow is identified for a prior sale of 24,431 shares. The form also lists Morgan Stanley Smith Barney LLC Executive Financial Services as the broker/agent associated with the transactions.

What is the reason given for the 29,208-share sale in DFTX's Form 144?

The filing states the sale relates to 'Restricted Stock Vesting Under a Registered Plan.' The line item lists the disposition reason as 'Services Rendered,' indicating vesting tied to services.

When were the reported and prior transactions dated in the DFTX filing?

The planned sale is dated 06/25/2026. The filing also records a prior sale dated 03/25/2026 of 24,431 shares for $451,240.57 attributed to Robert B. Barrow.

Does DFTX's Form 144 state how proceeds will be used?

The excerpt does not state any use of proceeds or who will receive cash. The filing lists transaction dates, share counts, and the disposition reason 'Services Rendered' without specifying proceeds treatment.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	29208	1230533.04	109066783	06/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/25/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			29208	06/25/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ROBERT B BARROW ONE WORLD TRADE CENTER SUITE 8500 NEW YORK NY 10007	Common	03/25/2026	24431	451240.57

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)