Welcome to our dedicated page for Digital Ally SEC filings (Ticker: DGLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings for Digital Ally, Inc. (NASDAQ: DGLY) provide detailed insight into a business that combines video and safety technology with entertainment, ticketing, and healthcare-related activities through its subsidiaries. Registration statements, proxy materials, and current reports describe how the company develops, manufactures, and markets advanced video recording products and other critical safety products for law enforcement, emergency management, fleet safety, event security, and commercial applications, while also operating in live event production, ticket brokering and marketing, and healthcare revenue cycle management.
Investors reviewing DGLY’s filings will find information on its capital structure and financing arrangements, including senior secured convertible notes, warrants, and a committed equity financing facility documented in Securities Purchase Agreements and Common Stock Purchase Agreements. Related 8-K filings outline the terms of these instruments, such as conversion mechanics, security interests, registration rights, and limitations tied to Nasdaq Capital Market rules. Registration statements on Form S-1 further describe the resale of shares underlying these financings and discuss reverse stock splits that affect the number of outstanding shares.
Corporate governance and shareholder matters are addressed in proxy statements on Schedule 14A, which cover director elections, auditor ratification, equity compensation plans, advisory votes on executive compensation, and approvals related to financing transactions. Filings also document reverse stock splits and charter amendments, providing historical context for changes in share count and bid price compliance. Notifications of late filings on Form 12b-25, when present, explain timing considerations for periodic reports.
Filings also reflect the company’s evolving business mix. For example, an 8-K filed in January 2026 describes the sale of ownership units in Nobility Healthcare, LLC by Digital Ally Healthcare, Inc., a wholly owned subsidiary, while other disclosures reference entertainment and ticketing operations through Kustom Entertainment, Inc. A separate 8-K and related press release describe the planned corporate rebranding to Kustom Entertainment, Inc. and an expected ticker symbol change to KUST on the Nasdaq Capital Market.
On Stock Titan’s SEC filings page, users can access these documents as they are made available through EDGAR, including Forms 10-K, 10-Q, 8-K, S-1, and proxy statements. AI-powered tools can help summarize lengthy filings, highlight key terms in financing agreements, and surface items such as reverse stock splits, equity facilities, segment descriptions, and subsidiary transactions, allowing readers to understand how Digital Ally’s regulatory disclosures relate to its video technology, entertainment, ticketing, and healthcare-related operations.
Digital Ally, Inc. (DGLY) is asking stockholders to approve several significant items at its December 19, 2025 annual meeting. Stockholders will vote to elect four directors, ratify Victor Mokuolu CPA PLLC as auditor, and address multiple capital-raising and compensation proposals.
Two key proposals seek approval to issue 20% or more of the company’s common stock in connection with a September 15, 2025 senior secured convertible note and warrant financing, and a separate equity line of credit under a Common Stock Purchase Agreement and its November 7, 2025 amendment. Another proposal would amend the 2022 Stock Option and Restricted Stock Plan to increase shares reserved under the plan by 375,000 shares of common stock.
Stockholders will also vote on advisory resolutions on executive compensation and on how often to hold future say-on-pay votes, while the Board recommends voting in favor of all management proposals and supports an advisory vote on executive pay every three years.
Digital Ally, Inc. filed an 8-K/A to add Item 3.02 and disclose a First Amendment to its Common Stock Purchase Agreement with an investor. The amendment provides that the commitment fee will be paid partly in Commitment Shares equal to 19.99% of the common shares outstanding on the Purchase Agreement’s execution date, with the value per share based on the 5-day VWAP ending on the 10th trading day after the later of stockholder approval or the effectiveness of the resale registration statement, capped at the full commitment fee and subject to a Beneficial Ownership Limitation.
The remaining portion of the commitment fee will be paid in cash using 30% of proceeds from subsequent financings, including the Purchase Agreement. The Commitment Shares were issued as unregistered securities in reliance on Section 4(a)(2) and Rule 506 of Regulation D, with restrictive legends and no general solicitation.
Digital Ally, Inc. filed a current report stating that on November 12, 2025 it issued a press release titled “Digital Ally, Inc. Announces Third Quarter Operating Results.” The press release, attached as Exhibit 99.1, provides details on the company’s third quarter operating performance and financial condition.
The company notes that the information in this report and the press release is being furnished, not filed, under securities laws, which affects how it may be used in other regulatory filings. The report also highlights that the press release contains forward-looking statements along with cautionary language about factors that could cause actual results to differ from expectations.
Digital Ally, Inc. (DGLY) filed a preliminary proxy for its Annual Meeting on December 19, 2025 at 1:00 p.m. CT in Overland Park, KS. Stockholders will vote to elect four directors and ratify Victor Mokuolu CPA PLLC as auditor.
Key items seek approval to issue 20% or more of outstanding common stock under a September 15, 2025 securities purchase agreement tied to senior secured convertible notes due September 15, 2026 and related warrants, and to issue 20% or more of common stock under a committed equity line (ELOC) entered September 15, 2025 and amended November 7, 2025. The proxy also proposes amending the 2022 Stock Option and Restricted Stock Plan to increase shares reserved by 375,000, plus advisory votes on executive compensation and its frequency. The Board recommends voting FOR all proposals. Shares outstanding were 1,898,436 as of November 10, 2025.
Digital Ally, Inc. (DGLY) filed its Q3 2025 report, showing modest top-line growth but continued losses. Q3 revenue was $4.54 million (up from $4.05 million), as service and other revenue rose to $3.87 million while product revenue fell to $0.66 million. Gross profit was $1.37 million, and the company reported an operating loss of $1.12 million, a marked improvement versus the prior-year quarter that included a $4.83 million impairment.
Net loss attributable to common stockholders for Q3 was $1.02 million, versus $3.47 million a year ago. For the nine months, revenue totaled $14.64 million and operating loss was $6.19 million. Cash was $793,360 at September 30, 2025. Current liabilities dropped to $9.80 million from $29.73 million at year-end, helped by lower accounts payable, reduced debt due within a year, and a decline in warrant derivative liabilities to $1,116.
The company executed reverse stock splits of 1-for-20 on May 6, 2025 and 1-for-100 on May 22, 2025. Financing activities in 2025 included $14.31 million net proceeds from a February public equity offering with warrants and $610,000 from September senior secured convertible notes. Shares outstanding were 1,898,436 as of November 12, 2025.
Digital Ally, Inc. entered into a First Amendment to its Common Stock Purchase Agreement with an investor effective November 7, 2025. The amendment sets how the Commitment Fee will be paid: a portion in shares of common stock equal to 19.99% of the shares outstanding on September 15, 2025, with the value per share based on the 5-day VWAP ending on the tenth trading day after the later of stockholder approval or the resale registration becoming effective, capped at the full commitment fee and subject to the agreement’s Beneficial Ownership Limitation. The remaining balance of the fee will be paid in cash using 30% of proceeds from subsequent financings, including the purchase agreement.
The company filed the form of this amendment as an exhibit. The structure combines stock and cash components tied to future corporate milestones and financing activity.
Digital Ally, Inc. received a joint Schedule 13G from Yield Point NY LLC and Yisroel Ari Kluger disclosing potential beneficial ownership of 191,722 shares of common stock, representing 9.9% of the 1,727,421 shares outstanding as of October 2, 2025. The reported position arises from a combination of 476,569 warrants and a senior secured convertible note with a principal of approximately $806,451, the economic interaction of which is limited by "Blocker" provisions that cap beneficial ownership at 9.99%.
The filing clarifies that Yield Point holds the instruments directly and Mr. Kluger, as director of Yield Point, has shared voting and disposition power over the 191,722 shares; Mr. Kluger does not directly own the shares. The Reporting Persons state the holdings were not acquired to change or influence control and have executed a joint filing agreement.
Digital Ally, Inc. preliminary proxy seeks stockholder approval for several governance items including a request to amend the 2022 Stock Option and Restricted Stock Plan to increase the number of shares reserved for issuance by 375,000 shares, bringing the total reserved to 375,045 shares. The filing also includes two non-binding advisory proposals: one to approve the compensation paid to the company’s named executive officers and one to set the frequency of that advisory vote.
The document lists board changes and director backgrounds, including Charles M. Anderson, who joined the board in December 2024 and is described as CEO of Alien Audio since 2007. Summary compensation figures shown include $348,525 total for Thomas J. Heckman in 2023 and $54,808 for 2024, and totals for Peng Han of $285,771 in 2023 and $150,541 in 2024.
Digital Ally, Inc. filed a Form D claiming a Regulation D exemption under Rule 506(b) for an equity offering of up to $25,000,000. The filing shows $0 sold to date with $25,000,000 remaining and indicates the first sale has yet to occur. The issuer is organized in Nevada, lists its principal place of business in Overland Park, Kansas, and classifies its industry as Other Technology. The issuer reported one investor so far, a minimum investment accepted of $0, no sales commissions or finders' fees, and $0 of proceeds allocated to named officers or directors. The notice was signed by Stanton E. Ross, Chairman and CEO on 2025-09-26.
Digital Ally, Inc. filed a Form D notice reporting a Rule 506(b) exempt offering of convertible notes convertible into the companys common stock. The issuer set a total offering target of $1,000,000 and reports $750,000 sold with $250,000 remaining to be sold.
The filing identifies executive officers and directors at the issuers Overland Park, Kansas address, lists the offering as a new notice with the first sale on 2025-09-15, indicates the offering will not last more than one year, reports no sales commissions or finders fees, and shows 1 investor has already invested. The convertible note will convert into common stock, par value $0.001 per share.