DIAX Form 3 shows officer holds no beneficial securities
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) reported an initial ownership filing on Form 3 for an officer serving as VP and Treasurer. The filing states the reporting person beneficially owns no securities of DIAX as of the event date.
The event date is 09/10/2025, and the form was filed by one reporting person. This is a routine disclosure establishing the officer’s baseline ownership position as none.
Positive
- None.
Negative
- None.
FAQ
What did DIAX disclose in this Form 3 filing?
The filing reports that the officer, serving as VP and Treasurer, beneficially owns no securities of DIAX.
Which fund is involved and what is its ticker?
The filing is for Nuveen Dow 30sm Dynamic Overwrite Fund with ticker DIAX.
What is the event date on the Form 3 for DIAX?
The event date is 09/10/2025.
Is this filing by a single reporting person?
Yes. It is Form filed by One Reporting Person.
What is the reporting person’s relationship to DIAX?
The reporting person is an Officer, with the title VP and Treasurer.
Does the filing list any derivative or non-derivative holdings?
No. The remarks state: No securities are beneficially owned.