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DIAX Form 3 shows officer holds no beneficial securities

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) reported an initial ownership filing on Form 3 for an officer serving as VP and Treasurer. The filing states the reporting person beneficially owns no securities of DIAX as of the event date.

The event date is 09/10/2025, and the form was filed by one reporting person. This is a routine disclosure establishing the officer’s baseline ownership position as none.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Page Robert Tanner

(Last) (First) (Middle)
C/O NUVEEN INVESTMENTS
333 W. WACKER DRIVE

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/10/2025
3. Issuer Name and Ticker or Trading Symbol
Nuveen Dow 30sm Dynamic Overwrite Fund [ DIAX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and Treasurer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
pagepoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did DIAX disclose in this Form 3 filing?

The filing reports that the officer, serving as VP and Treasurer, beneficially owns no securities of DIAX.

Which fund is involved and what is its ticker?

The filing is for Nuveen Dow 30sm Dynamic Overwrite Fund with ticker DIAX.

What is the event date on the Form 3 for DIAX?

The event date is 09/10/2025.

Is this filing by a single reporting person?

Yes. It is Form filed by One Reporting Person.

What is the reporting person’s relationship to DIAX?

The reporting person is an Officer, with the title VP and Treasurer.

Does the filing list any derivative or non-derivative holdings?

No. The remarks state: No securities are beneficially owned.
Nuveen Dow 30 Dynamic Overwrite

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