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Krispy Kreme (DNUT) CAO granted 25,642 RSUs vesting in 2029

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Esposito Joseph J reported acquisition or exercise transactions in this Form 4 filing.

Krispy Kreme, Inc. Chief Accounting Officer Joseph J. Esposito received a grant of 25,642 restricted stock units (RSUs) of common stock on June 10, 2026 at no cash cost, as part of his equity compensation.

According to the filing, these RSUs will vest on April 9, 2029, subject to stated terms and conditions, and will settle one-for-one in Krispy Kreme common shares when vested. After this award, Esposito’s reported equity interest totals 128,351 units, consisting of 10,743 directly held shares and 117,608 unvested RSUs. The transaction is classified as a grant or award, not an open‑market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Esposito Joseph J
Role Chief Accounting Officer
Type Security Shares Price Value
Grant/Award Common Stock 25,642 $0.00 --
Holdings After Transaction: Common Stock — 128,351 shares (Direct, null)
Footnotes (1)
  1. Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on April 09, 2029. Direct: 10,743; Unvested RSUs: 117,608.
RSUs granted 25,642 RSUs Grant on June 10, 2026
Price per RSU $0.00 per unit Equity compensation grant
Total equity units after grant 128,351 units Holdings following transaction
Directly held shares 10,743 shares Direct ownership per footnote
Unvested RSUs 117,608 RSUs Unvested awards per footnote
RSU vesting date April 9, 2029 Vesting schedule for new grant
restricted stock units ("RSUs") financial
"Consists of restricted stock units ("RSUs") that upon vesting are settled"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
vest financial
"Subject to certain terms and conditions, the RSUs will vest on April 09, 2029."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Chief Accounting Officer financial
"officer_title": "Chief Accounting Officer""
A chief accounting officer is a senior executive responsible for overseeing a company's financial records and ensuring all accounting practices are accurate and compliant with regulations. They play a key role in preparing financial reports that help investors understand the company's financial health, much like a trusted navigator guiding a ship through complex waters. Their work ensures transparency and trust in the company's financial information.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Esposito Joseph J

(Last)(First)(Middle)
C/O KRISPY KREME, INC.
2116 HAWKINS STREET, SUITE 101

(Street)
CHARLOTTE NORTH CAROLINA 28203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026A25,642(1)A$0128,351(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on April 09, 2029.
2. Direct: 10,743; Unvested RSUs: 117,608.
Remarks:
/s/ Christine McDevitt, Attorney-in-fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Krispy Kreme (DNUT) report for Joseph J. Esposito?

Krispy Kreme reported an equity grant to Chief Accounting Officer Joseph J. Esposito of 25,642 restricted stock units of common stock. The award was recorded at a price of $0.00 per unit, reflecting compensation rather than an open‑market purchase or sale.

When do Joseph J. Esposito’s newly granted RSUs at Krispy Kreme (DNUT) vest?

The newly granted RSUs vest on April 9, 2029, subject to applicable terms and conditions. Once vested, the restricted stock units are scheduled to settle one‑for‑one in Krispy Kreme common shares, increasing the executive’s directly held share count at that future date.

How many Krispy Kreme (DNUT) equity units does Joseph J. Esposito hold after this Form 4?

After the grant, Joseph J. Esposito holds 128,351 equity units in total. Footnotes show this consists of 10,743 directly held shares of common stock and 117,608 unvested restricted stock units that may convert into shares upon vesting.

Was the Krispy Kreme (DNUT) Form 4 transaction an open‑market buy or sell?

The Form 4 reflects a grant, not an open‑market trade. The transaction code is “A,” described as a grant, award, or other acquisition, with a per‑unit price of $0.00, indicating compensation rather than a discretionary market purchase or sale.

What role does Joseph J. Esposito hold at Krispy Kreme (DNUT) in this Form 4?

Joseph J. Esposito is identified as Chief Accounting Officer of Krispy Kreme, Inc. in the filing. The reported grant of restricted stock units represents part of his compensation package tied to the company’s common stock, rather than a separate investment decision.