Affiliate sale notice: DOCU (NASDAQ: DOCU) 6,000-share Form 144

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice concerning proposed sales of common stock related to DOCU. The filing lists a sale of 6,000 shares on 01/02/2026 valued at $402,293.40 and shows awards of 3,000 performance shares (06/10/2025) and 3,000 restricted stock (08/10/2025).

Key Figures

Proposed sale: 6,000 shares Reported value: $402,293.40 Performance shares granted: 3,000 shares +2 more

5 metrics

Proposed sale 6,000 shares sale date 01/02/2026

Reported value $402,293.40 value tied to 6,000-share sale on 01/02/2026

Performance shares granted 3,000 shares grant date 06/10/2025

Restricted stock granted 3,000 shares grant date 08/10/2025

Reported total shares (listed) 194,427,928 figure shown with date 04/01/2026

Key Terms

Form 144, Performance Shares, Restricted Stock, Issuer

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Performance Shares financial

"Common | 06/10/2025 | Performance Shares"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Restricted Stock financial

"Common | 08/10/2025 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"Performance Shares | ISSUER"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6000	281041.80	194427928	04/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/10/2025	Performance Shares	ISSUER			3000	06/10/2025	Not Applicable
Common	08/10/2025	Restricted Stock	ISSUER			3000	08/10/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
PAULA HANSEN 221 Main Street, Suite 800 San Francisco CA 94105	Common	01/02/2026	6000	402293.40

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DOCU's Form 144 filing report?

The filing reports a proposed sale of 6,000 shares on 01/02/2026 with a reported value of $402,293.40. It also lists 3,000 performance shares and 3,000 restricted stock with grant dates in 2025.

Who is the seller named in the DOCU Form 144?

The seller is listed as Paula Hansen with an address in San Francisco. The notice was submitted through Morgan Stanley Smith Barney LLC acting as the broker-dealer handling the proposed transaction.

What types of securities are listed in the DOCU Form 144?

The notice lists Common stock alongside equity awards: Performance Shares (3,000) dated 06/10/2025 and Restricted Stock (3,000) dated 08/10/2025. The 6,000-share sale is common stock.

How much value is attached to the shares proposed for sale in the DOCU filing?

The proposed sale of 6,000 shares is shown with a value of $402,293.40. The filing provides that dollar amount alongside the sale date of 01/02/2026.