Welcome to our dedicated page for Douglas Elliman SEC filings (Ticker: DOUG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Douglas Elliman Inc. filings document the public-company record for a NYSE-listed real estate services company centered on Douglas Elliman Realty. Form 8-K reports furnish quarterly and annual financial results and disclose material agreements, completed asset sales, convertible-note redemption activity, changes in the company’s independent registered public accounting firm, officer compensation arrangements, board appointments, and Regulation FD matters.
Definitive proxy materials describe board composition, committee structure, executive compensation, equity awards, shareholder voting items, and governance practices. The filings also identify Douglas Elliman’s common stock registered on the New York Stock Exchange under DOUG and provide formal disclosure on legal proceedings, capital structure, and business areas including residential brokerage, development marketing, mortgage, settlement and escrow services, property technology investments, and the company’s former property management business.
Douglas Elliman Inc. reported that a company officer serving as Vice President of Communications had 21,118 shares of common stock withheld on 12/15/2025 to cover payroll tax liabilities arising from the vesting of restricted stock.
The withholding relates to an aggregate 38,750 restricted shares that were awarded on December 31, 2021, March 14, 2023 and February 29, 2024. The withheld shares were valued at $2.755 per share, based on the average of the low $2.66 and high $2.85 stock prices of Douglas Elliman common stock on the vesting date. After this transaction, the officer beneficially owns 91,249 shares of Douglas Elliman common stock directly.
Douglas Elliman Inc. reported an insider equity transaction involving its Vice President of Human Resources. On December 15, 2025, 12,876 shares of Douglas Elliman common stock were withheld to pay the executive’s payroll tax liabilities that arose when an aggregate of 25,625 restricted shares vested from awards granted on January 1, 2023 and February 29, 2024. The withheld shares were valued at $2.755 per share, based on the average of the day’s low ($2.66) and high ($2.85) trading prices. After this tax withholding, the executive beneficially owns 70,153 shares of Douglas Elliman common stock, held directly.
Douglas Elliman Inc. Executive Vice President, Treasurer and CFO J Bryant Kirkland III reported a tax-related share withholding connected to the vesting of restricted stock.
On December 15, 2025, 75,256 shares of Douglas Elliman common stock were disposed of at $2.755 per share to cover the reporting person’s payroll tax liabilities arising from the vesting of an aggregate 191,250 restricted shares granted on several prior award dates. After this transaction, Kirkland beneficially owned 877,274 shares of Douglas Elliman common stock in direct ownership.
Douglas Elliman Inc. reported an equity grant to a director-level insider. On November 26, 2025, the company granted the reporting person a restricted stock award of 58,594 shares of Douglas Elliman common stock under its 2021 Management Incentive Plan. The award was reported as acquired at a price of $0, reflecting that it is a compensatory grant rather than an open-market purchase.
The restricted stock will vest in two equal annual installments on November 26, 2026 and November 26, 2027, as long as the reporting person continues in service through each vesting date. The grant may vest earlier if the reporting person dies, becomes disabled, or if there is a change of control at the company. Following this transaction, the reporting person beneficially owns 58,594 shares of Douglas Elliman common stock directly.
Douglas Elliman Inc. (DOUG) President and CEO Michael S. Liebowitz, who is also a director, reported equity changes in a Form 4. On 11/24/2025, 196,750 shares of common stock were withheld at $2.41 per share to cover his payroll tax liabilities tied to the vesting of 500,000 restricted shares originally awarded on November 24, 2024. The $2.41 value reflected the average of that day’s low ($2.35) and high ($2.47) trading prices.
The filing also notes a transfer of 56,530 shares from Liebowitz’s direct holdings to MSL18 Holdings LLC, a single-member LLC he owns. Following these transactions, he beneficially owns 1,344,030 shares directly and 1,534,912.149 shares indirectly through MSL18 Holdings LLC.
Douglas Elliman Inc. has applied to withdraw its previously filed Form S-3 resale registration statement that had registered 40,854,085 shares of common stock issuable upon conversion of its 7% senior secured convertible notes due 2029. The company explains that on October 24, 2025 it repaid and redeemed all of these notes, so no securities remain outstanding or issuable under them. The filing also states that no securities were sold, and none will be sold, under this registration statement.
Douglas Elliman Inc. (DOUG) disclosed an insider ownership update: director Perry Weitz filed an initial Form 3 stating he beneficially owns 0 shares of the company’s stock and holds no reportable derivative securities as of 11/03/2025. The filing indicates a single reporting person and includes a Power of Attorney, with the form signed by an attorney-in-fact.
Douglas Elliman Inc. reported Q3 2025 results with total revenue of $262.8 million, slightly below $266.3 million a year ago. The quarter posted an operating loss of $10.7 million versus a $7.4 million loss last year, and a net loss of $24.9 million versus $27.4 million. Year‑to‑date revenue reached $787.6 million (up from $752.3 million), with the net loss narrowing to $53.9 million from $70.9 million.
Cash and cash equivalents were $143.0 million at September 30, 2025. Stockholders’ equity was $114.8 million, down from $162.4 million at year‑end, reflecting losses and a higher derivative liability. The fair value of the derivative embedded within the convertible debt increased to $63.4 million from $30.3 million, contributing $15.4 million to other expense in Q3.
Subsequent events: on October 24, 2025, the company sold Douglas Elliman Property Management for a base purchase price of $85.0 million and redeemed all 7.0% Convertible Notes due 2029 for an aggregate payment of $95.0 million, including approximately $1.4 million of accrued interest. At October 29, 2025, shares outstanding were 88,818,970.
Douglas Elliman Inc. (NYSE: DOUG) furnished an update covering two items. First, it announced that it released financial results for the three and nine months ended September 30, 2025, with the full details provided in a press release furnished as Exhibit 99.1.
Second, the Board appointed Perry Weitz as an independent Class III director effective November 3, 2025, and named him to the Audit Committee. On the same date, Patrick J. Bartels Jr. and Scott Vogel resigned as Class III directors; the company stated their resignations were not due to any disagreement on operations, policies, or practices. A separate press release regarding the appointment was furnished as Exhibit 99.2. The company noted that the furnished materials are not deemed “filed” under the Exchange Act.
Douglas Elliman Inc. (DOUG) repurchased its senior secured convertible notes for $95,000,000 on 10/24/2025 from KLCP Fund III (EU) Master AIV LP and KLIM Delta HQC3 LP. The Form 4 reports the disposition of the derivative securities to 0 indirectly held following the transaction. In connection with the repurchase, David Chene resigned from the Board of Directors on 10/24/2025.
The KLCP Fund III note had a principal amount of $45,790,109.01 and the KLIM Delta note had a principal amount of $4,209,890.99, each due on July 2, 2029 with interest at 7.0% in cash or 8.0% paid in kind. The notes were convertible at an initial price of $1.50 per share, subject to a 4.99% Beneficial Ownership Limitation, adjustable on notice up to 24.99%. The table lists underlying common stock amounts of 30,526,740 and 2,806,594 shares for the respective notes.