Dow (NYSE: DOW) counsel has 3,718 shares withheld for tax obligations
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Dow Inc. General Counsel and Secretary Amy E. Wilson reported an issuer-related share disposition tied to tax withholding. On the transaction date, 3,718 shares of common stock were withheld by Dow at $29.90 per share to satisfy her tax obligations upon settlement of previously reported awards, as described in the footnote. After this transaction, she directly held 113,133 common shares. She also reported indirect ownership through retirement plans, with 227.721 shares held by a 401(k) Plan and 353.753 shares held by a 401(k) Plan ESOP.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Wilson Amy E
Role
General Counsel / Secretary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Disposition | Common Stock | 3,718 | $29.90 | $111K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 113,133 shares (Direct);
Common Stock — 227.721 shares (Indirect, By 401(k) Plan)
Footnotes (1)
- Shares withheld by Issuer to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Total includes previously reported restricted stock units.
FAQ
What insider transaction did Dow (DOW) report for Amy E. Wilson?
Dow reported an issuer-related disposition where Amy E. Wilson had 3,718 common shares withheld at $29.90 per share to cover tax obligations on previously reported equity awards, rather than an open-market stock sale, according to the filing footnote.
What indirect Dow (DOW) holdings did Amy E. Wilson report?
Amy E. Wilson reported indirect ownership of Dow shares through retirement plans. The filing shows 227.721 shares held by a 401(k) Plan and 353.753 shares held by a 401(k) Plan ESOP, in addition to her direct common stock holdings reported on the Form 4.
What does the disposition code on Amy E. Wilson’s Dow (DOW) Form 4 mean?
The disposition code reflects a transfer of 3,718 shares to the issuer, Dow Inc. A footnote explains these shares were withheld to satisfy the reporting person’s tax withholding obligations upon settlement of previously reported equity awards, under Rule 16b-3 provisions.