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Dow Inc. (DOW) CTO Sreeram reports 407-share tax withholding at $23.85

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dow Inc. officer reports small share withholding transaction

Dow Inc. Senior Vice President and Chief Technology Officer Attiganal N. Sreeram reported a disposition of 407 shares of Dow common stock on 11/28/2025 at a price of $23.85 per share. The shares were withheld by Dow to cover tax withholding obligations related to an equity award, as permitted under the award agreement and exempt under Rule 16b-3.

After this transaction, Sreeram beneficially owns 129,791 Dow common shares directly, 41,296 shares indirectly through a trust, 2,613.755 shares through a 401(k) plan, and 1,312.067 shares through a 401(k) ESOP.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sreeram Attiganal N

(Last) (First) (Middle)
2211 H.H. DOW WAY

(Street)
MIDLAND MI 48674

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DOW INC. [ DOW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President / CTO
3. Date of Earliest Transaction (Month/Day/Year)
11/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/28/2025 D 407(1) D $23.85 129,791(2) D
Common Stock 41,296 I By Trust
Common Stock 2,613.755 I By 401(k) Plan
Common Stock 1,312.067 I By 401(k) Plan ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.
2. Total includes previously reported restricted stock units.
Remarks:
/s/ Attiganal N. Sreeram 12/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Dow (DOW) report for Attiganal N. Sreeram?

Dow reported that Senior Vice President and CTO Attiganal N. Sreeram had 407 shares of Dow common stock withheld on 11/28/2025 at $23.85 per share.

Why were 407 Dow (DOW) shares disposed of in Sreeram's Form 4?

The 407 shares were withheld by Dow to satisfy tax withholding obligations under an equity award agreement, and the transaction is noted as exempt under Rule 16b-3.

How many Dow (DOW) shares does Sreeram own directly after this transaction?

Following the reported transaction, Attiganal N. Sreeram directly owns 129,791 shares of Dow common stock.

What indirect holdings of Dow (DOW) stock does Sreeram report?

Sreeram reports indirect ownership of 41,296 shares through a trust, 2,613.755 shares through a 401(k) plan, and 1,312.067 shares through a 401(k) ESOP.

What is the transaction code used in this Dow (DOW) Form 4 filing?

The filing lists the transaction as a disposition with code D, representing shares disposed of, in this case through tax withholding.

Is the reported Dow (DOW) insider transaction part of a Rule 10b5-1 plan?

The form includes a checkbox reference for transactions under a Rule 10b5-1(c) plan, but the excerpt does not indicate that this specific transaction was made under such a plan.

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