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Dow (DOW) director receives 5,127 time-vested restricted stock units as award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Yohannes Daniel reported acquisition or exercise transactions in this Form 4 filing.

DOW INC. director Yohannes Daniel reported receiving a grant of 5,127 shares of common stock in the form of time-vested restricted stock units. These units will be settled in one installment of Dow common shares following his separation from the company. After this award, his directly held and previously reported restricted stock units total 34,880 shares.

Positive

  • None.

Negative

  • None.
Insider Yohannes Daniel
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 5,127 $0.00 --
Holdings After Transaction: Common Stock — 34,880 shares (Direct)
Footnotes (1)
  1. Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. Total includes previously reported restricted stock units.
Shares granted 5,127 shares Time-vested restricted stock units granted on April 9, 2026
Price per share $0.0000 per share Stated transaction price for the equity award
Total holdings after grant 34,880 shares Total including previously reported restricted stock units
restricted stock units financial
"Time vested restricted stock units to be settled in one installment"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
time vested financial
"Time vested restricted stock units to be settled in one installment"
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yohannes Daniel
(Last)(First)(Middle)
2211 H.H. DOW WAY
(Street)
MIDLAND MICHIGAN 48674
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
DOW INC. [ DOW ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/09/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/09/2026A5,127(1)A$034,880(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.
2. Total includes previously reported restricted stock units.
Remarks:
/s/ Daniel W. Yohannes04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did DOW (DOW) director Yohannes Daniel report?

Director Yohannes Daniel reported an acquisition of 5,127 shares of Dow common stock through a grant of time-vested restricted stock units. These units represent compensation rather than an open-market purchase and increase his total reported holdings to 34,880 shares.

How many DOW (DOW) shares does Yohannes Daniel hold after this Form 4?

Following the reported grant, Yohannes Daniel holds 34,880 shares tied to Dow equity awards. This total includes the newly granted 5,127 time-vested restricted stock units and previously reported restricted stock units, as noted in the filing’s footnotes.

Was the DOW (DOW) Form 4 transaction a market purchase or a stock award?

The Form 4 transaction was a stock award, not a market purchase. Daniel received 5,127 time-vested restricted stock units at a stated price of $0.0000 per share, indicating an equity compensation grant rather than a cash-funded buy on the open market.

When will Yohannes Daniel’s new DOW (DOW) restricted stock units settle?

The time-vested restricted stock units will be settled in one installment of Dow common stock after Yohannes Daniel’s separation from the company. Settlement timing therefore depends on his eventual separation date, as specified in the footnote disclosure.

Do the DOW (DOW) holdings for Yohannes Daniel include earlier grants?

Yes. The total of 34,880 Dow-related shares reported after the transaction includes previously reported restricted stock units. A footnote clarifies that these earlier equity awards are combined with the newly granted 5,127 time-vested units in the reported total.