Welcome to our dedicated page for DOW SEC filings (Ticker: DOW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dow Inc. filings document the company's public reporting as a Delaware materials science issuer with common stock listed on the New York Stock Exchange. Its 8-K filings furnish quarterly results and financial condition updates, including segment sales, pricing, volume, operating items and equity-method matters tied to businesses such as Packaging & Specialty Plastics, Industrial Intermediates & Infrastructure, and Performance Materials & Coatings.
Dow's regulatory record also includes proxy materials for director elections, executive compensation, stock incentive plan approvals, auditor ratification and stockholder advisory votes. Other filings address board and officer changes, exit and disposal cost accruals, exhibits incorporated into Form 10-K reporting, and the capital structure of Dow Inc. common stock and The Dow Chemical Company exchange-listed notes.
Dow Inc. reported leadership changes involving a senior executive and a director. On December 29, 2025, A.N. Sreeram, Senior Vice President and Chief Technology Officer, gave notice that he will retire from the Company effective June 30, 2026. He will be succeeded by Andre Argenton, who has been appointed Chief Technology and Sustainability Officer effective January 1, 2026. Dr. Argenton has over 25 years of experience at Dow, including senior leadership roles in research and development, and will lead the global R&D organization while continuing to oversee environment, health, safety and sustainability.
Dow also disclosed that on January 2, 2026, director Rebecca B. Liebert resigned from the Board of Directors, effective immediately. Her resignation is due to her appointment as Chair of the Board of Directors of Occidental Chemical Corporation and is not related to any disagreement with Dow’s operations, policies or practices.
Dow Inc. reported an insider equity transaction by a senior vice president. On 11/28/2025, the officer disposed of 323 shares of common stock at $23.85 per share. The filing explains that these shares were withheld by the company to cover withholding tax obligations under an existing award agreement, and that the transaction is exempt under Rule 16b-3.
After this tax withholding transaction, the officer beneficially owns 117,334 shares of Dow common stock directly, plus 2,136.696 shares through a 401(k) plan and 315.947 shares through a 401(k) ESOP.
Dow Inc. reported an insider equity transaction by its Chief Financial Officer. On 11/28/2025, the CFO disposed of 524 shares of Dow common stock at $23.85 per share. The shares were withheld by the company to cover withholding tax obligations related to an equity award, as permitted under Rule 16b-3, rather than being sold on the open market.
After this tax withholding, the CFO beneficially owns 97,561 shares, which includes previously reported restricted stock units and 715 shares acquired through Dow’s Employee Stock Purchase Plan on October 3, 2025. The filing indicates the holdings are owned directly and does not report any derivative securities transactions.
Dow Inc. officer reports small share withholding transaction
Dow Inc. Senior Vice President and Chief Technology Officer Attiganal N. Sreeram reported a disposition of 407 shares of Dow common stock on 11/28/2025 at a price of $23.85 per share. The shares were withheld by Dow to cover tax withholding obligations related to an equity award, as permitted under the award agreement and exempt under Rule 16b-3.
After this transaction, Sreeram beneficially owns 129,791 Dow common shares directly, 41,296 shares indirectly through a trust, 2,613.755 shares through a 401(k) plan, and 1,312.067 shares through a 401(k) ESOP.
Dow Inc. officer reports small share withholding for taxes
A Dow Inc. executive, serving as President, Packaging & Specialty Plastics, reported a routine change in holdings involving Dow common stock. On 11/28/2025, 244 shares of common stock were disposed of at a price of $23.85 per share, with the filing explaining that these shares were withheld by Dow to cover withholding tax obligations tied to an equity award and that this is exempt under Rule 16b-3.
After this transaction, the executive directly owned 45,593 shares of Dow common stock, and also had additional indirect holdings through a 401(k) plan, an ESOP within the 401(k) plan, and a spouse’s 401(k) ESOP and plan accounts.
Dow Inc. insider filing shows a routine tax-related share withholding. The Chair and CEO of Dow Inc. reported the disposition of 1,929 shares of common stock on 11/28/2025 at a price of $23.85 per share. According to the explanation, these shares were withheld by the company to cover withholding tax obligations under an existing award agreement and are exempt under Rule 16b-3. After this transaction, the reporting person directly beneficially owns 131,438 shares of Dow common stock, with additional indirect holdings of 3,913.9 shares and 2,356.11 shares through 401(k) and ESOP plans, and 281,559 shares held via a trust.
Dow Inc. reported an insider equity transaction by Chief Operating Officer Karen S. Carter. On 11/28/2025, 1,093 shares of common stock were disposed of at $23.85 per share, representing shares withheld by the company to cover tax obligations related to an equity award, as described in the award agreement.
Following this withholding, Carter directly beneficially owned 120,134 shares of Dow common stock, plus 1,218.536 shares held through a 401(k) Plan and 320.376 shares held through a 401(k) Plan ESOP. She also held 11,970.377 phantom stock units, each equivalent to one share of Dow common stock and payable in cash under a compensation deferral election.
Dow Inc. insider reports routine tax withholding share disposition
Dow Inc.'s General Counsel and Secretary reported a routine share disposition tied to tax withholding. On 11/28/2025, 926 shares of Dow common stock were withheld by the company at a price of $23.85 per share to satisfy withholding tax obligations under an existing award agreement, a transaction described as exempt under Rule 16b-3.
Following this non-market transaction, the officer beneficially owns 91,635 shares of Dow common stock directly, plus 219.706 shares held through a 401(k) plan and 352.789 shares through a 401(k) ESOP. The filing reflects administrative equity compensation and tax treatment rather than an open-market sale.
Dow Inc. (DOW) reported a Form 4 for Chief Operating Officer Karen S. Carter. On 11/03/2025, she disposed of 16,259 shares of common stock at $23.23 per share, noted as shares withheld by the issuer to cover taxes upon settlement of prior awards. Following the transaction, she directly holds 121,227 shares. She also holds 1,218.536 shares indirectly via a 401(k) Plan and 320.376 shares via an ESOP. In addition, she reports 11,970.377 phantom stock units, which are payable in cash.
Dow Inc. (DOW) reported an insider transaction on a Form 4 by its President, Packaging & Specialty Plastics. On 11/03/2025, the reporting person disposed of 2,801 shares of common stock at $23.23. The filing states the shares were withheld by the issuer to satisfy the reporting person’s tax obligations upon settlement of previously reported awards under Rule 16b-3.
Following the transaction, the reporting person beneficially owned 45,837 common shares directly. Indirect holdings were also reported: 4,775.033 shares by a 401(k) Plan, 1,414.564 shares by a 401(k) Plan ESOP, 213.693 shares by a spouse’s 401(k) Plan, and 46.241 shares by a spouse’s 401(k) Plan ESOP.