Welcome to our dedicated page for Dow SEC filings (Ticker: DOW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dow Inc. filings document the company's public reporting as a Delaware materials science issuer with common stock listed on the New York Stock Exchange. Its 8-K filings furnish quarterly results and financial condition updates, including segment sales, pricing, volume, operating items and equity-method matters tied to businesses such as Packaging & Specialty Plastics, Industrial Intermediates & Infrastructure, and Performance Materials & Coatings.
Dow's regulatory record also includes proxy materials for director elections, executive compensation, stock incentive plan approvals, auditor ratification and stockholder advisory votes. Other filings address board and officer changes, exit and disposal cost accruals, exhibits incorporated into Form 10-K reporting, and the capital structure of Dow Inc. common stock and The Dow Chemical Company exchange-listed notes.
Dow Inc. (DOW) reported a Form 4 for Chief Operating Officer Karen S. Carter. On 11/03/2025, she disposed of 16,259 shares of common stock at $23.23 per share, noted as shares withheld by the issuer to cover taxes upon settlement of prior awards. Following the transaction, she directly holds 121,227 shares. She also holds 1,218.536 shares indirectly via a 401(k) Plan and 320.376 shares via an ESOP. In addition, she reports 11,970.377 phantom stock units, which are payable in cash.
Dow Inc. (DOW) reported an insider transaction on a Form 4 by its President, Packaging & Specialty Plastics. On 11/03/2025, the reporting person disposed of 2,801 shares of common stock at $23.23. The filing states the shares were withheld by the issuer to satisfy the reporting person’s tax obligations upon settlement of previously reported awards under Rule 16b-3.
Following the transaction, the reporting person beneficially owned 45,837 common shares directly. Indirect holdings were also reported: 4,775.033 shares by a 401(k) Plan, 1,414.564 shares by a 401(k) Plan ESOP, 213.693 shares by a spouse’s 401(k) Plan, and 46.241 shares by a spouse’s 401(k) Plan ESOP.
Dow Inc. filed its Q3 2025 10‑Q, reporting net sales of $9,973 million versus $10,879 million a year ago and diluted EPS of $0.08 versus $0.30. The quarter included lower cost of sales and reduced SG&A and R&D, but equity losses from affiliates offset some gains. Other income improved, and the tax line was a credit.
For the first nine months, net income (loss) available to common stockholders was $(1,080) million, driven in part by $822 million in restructuring and asset‑related charges and weaker affiliate earnings. Operating cash flow was $764 million year‑to‑date; capex was $1,911 million. Cash and cash equivalents rose to $4,609 million (from $2,189 at year‑end), aided by $2,943 million of proceeds from sale of noncontrolling interests and $2,652 million of new long‑term debt; long‑term debt increased to $17,709 million.
Dow declared a $0.35 dividend per share in Q3. Shares outstanding were 710,767,392 as of September 30, 2025. Noncontrolling interests rose to $1,523 million, and accumulated other comprehensive loss improved modestly.
Dow Inc. furnished an 8-K announcing its third-quarter 2025 results via a press release dated October 23, 2025. The release is attached as Exhibit 99.1 under Item 2.02 (Results of Operations and Financial Condition). The company states the information is being furnished and not deemed filed under the Exchange Act, which means it is not subject to Section 18 liabilities. An Exhibit 104 cover page interactive data file is also included.
The company disclosed documentation related to a Notes offering, filing an Underwriting Agreement for the offering and attaching related exhibits. It included the Indenture among the company, The Dow Chemical Company and the trustee, plus the form of 4.800% notes due 2031 and the form of 5.650% notes due 2036. The filing also includes an opinion and consent from Allen & Overy Shearman Sterling US LLP and notes that the cover page interactive data is embedded in the Inline XBRL document. The report is signed by Andrea L. Dominowski, Controller and Vice President of Controllers.
Dow Inc. completed the sale of an additional 9% equity stake in Diamond Infrastructure Solutions to a fund managed by Macquarie Asset Management. Diamond Infrastructure Solutions is described as a dedicated infrastructure company holding select U.S. Gulf Coast infrastructure assets. The transaction was carried out under a previously announced option that gave the Macquarie-managed fund the right to purchase this additional stake. Dow communicated the completion of this sale through a press release furnished as an exhibit to this report.
Dow Inc. completed the sale of an additional 9% equity stake in Diamond Infrastructure Solutions to a fund managed by Macquarie Asset Management. Diamond Infrastructure Solutions is described as a dedicated infrastructure company holding select U.S. Gulf Coast infrastructure assets. The transaction was carried out under a previously announced option that gave the Macquarie-managed fund the right to purchase this additional stake. Dow communicated the completion of this sale through a press release furnished as an exhibit to this report.