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DoubleLine Income Solutions (NYSE: DSL) VP Liu-Hartman reports zero share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

DoubleLine Income Solutions Fund filed an initial ownership report for Vice President Carolyn Liu-Hartman. The filing shows that, as of the event date, she beneficially owned 0 shares of the fund’s common stock in direct ownership. This is a routine disclosure of insider holdings required under securities regulations and does not describe any stock purchases or sales.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Liu-Hartman Carolyn

(Last) (First) (Middle)
C/O DOUBLELINE FUNDS
2002 N. TAMPA STREET, SUITE 200

(Street)
TAMPA FL 33602

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/19/2025
3. Issuer Name and Ticker or Trading Symbol
DoubleLine Income Solutions Fund [ DSL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Jeremy Smith as Attorney-in-Fact for Carolyn Liu-Hartman 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider in this DoubleLine Income Solutions Fund (DSL) Form 3 filing?

The insider is Carolyn Liu-Hartman, who is reported as a Vice President of DoubleLine Income Solutions Fund.

What does this Form 3 for DSL show about Carolyn Liu-Hartman’s share ownership?

The Form 3 reports that she beneficially owns 0 shares of DoubleLine Income Solutions Fund common stock in direct ownership.

What is the event date for this DSL insider ownership report?

The date of the event requiring the statement is 08/19/2025, which is when her reportable status as an officer is reflected.

Does this DSL Form 3 disclose any derivative securities for the insider?

No derivative securities are listed in Table II; only common stock is shown, with a reported beneficial ownership of 0 shares.

Is this DSL Form 3 filed by one or multiple reporting persons?

The document indicates it is a Form filed by One Reporting Person, namely Vice President Carolyn Liu-Hartman.

DoubleLine Income Solutions

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