STOCK TITAN
  1. Home
  2. Sec-filings
  3. DUK
  4. [Form 4] Duke Energy CORP Insider Trading Activity

Duke Energy (NYSE: DUK) EVP granted 4,991 RSUs; shares withheld for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Duke Energy EVP & Chief Legal Officer Glenn Robert Alexander reported stock-based compensation and related tax withholding transactions. On February 25, 2026, he was granted 4,991 restricted stock units (RSUs) under the 2023 Long-Term Incentive Plan. These RSUs settle one-for-one in common stock, with one-third vesting each year over three years beginning on February 25, 2027.

On February 26, 2026, 701 shares and 34 shares of common stock were withheld to cover taxes due upon vesting of earlier RSU awards granted in February 2025 and April 2025. After these transactions, he directly owned 22,915 common shares and held an additional 5,544 shares indirectly through a 401(k) issuer stock fund.

Positive

  • None.

Negative

  • None.
Insider Glenn Robert Alexander
Role EVP & Chief Legal Officer
Type Security Shares Price Value
Tax Withholding Common Stock 701 $129.23 $91K
Tax Withholding Common Stock 34 $129.23 $4K
Grant/Award Common Stock 4,991 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 22,949 shares (Direct); Common Stock — 5,544 shares (Indirect, 401(k))
Footnotes (1)
  1. The reporting owner received restricted stock units ("RSUs") granted under the Duke Energy Corporation 2023 Long-Term Incentive Plan, which RSU's are settled in common stock on a one-for-one basis upon vesting. 1/3rd of the RSUs vest each year over a 3-year period beginning on February 25, 2027. Represents the number of shares withheld to pay taxes due upon vesting of 1,612 restricted stock units ("RSUs") related to an RSU award granted February 26, 2025, under the Duke Energy Corporation 2023 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis. Represents the number of shares withheld to pay taxes due upon vesting of 77 restricted stock units ("RSUs") related to an RSU award granted April 30, 2025, under the Duke Energy Corporation 2023 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis. Represents interests in an issuer stock fund.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Glenn Robert Alexander
(Last) (First) (Middle)
525 S. TRYON STREET
(Street)
CHARLOTTE NC 28202
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/25/2026 A 4,991(1) A $0 23,650 D
Common Stock 02/26/2026 F 701(2) D $129.23 22,949 D
Common Stock 02/26/2026 F 34(3) D $129.23 22,915 D
Common Stock 5,544 I 401(k)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting owner received restricted stock units ("RSUs") granted under the Duke Energy Corporation 2023 Long-Term Incentive Plan, which RSU's are settled in common stock on a one-for-one basis upon vesting. 1/3rd of the RSUs vest each year over a 3-year period beginning on February 25, 2027.
2. Represents the number of shares withheld to pay taxes due upon vesting of 1,612 restricted stock units ("RSUs") related to an RSU award granted February 26, 2025, under the Duke Energy Corporation 2023 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
3. Represents the number of shares withheld to pay taxes due upon vesting of 77 restricted stock units ("RSUs") related to an RSU award granted April 30, 2025, under the Duke Energy Corporation 2023 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
4. Represents interests in an issuer stock fund.
Remarks:
David S. Maltz, attorney-in-fact for Robert Alexander Glenn 02/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What stock award did Duke Energy (DUK) EVP Glenn Robert Alexander receive?

Glenn Robert Alexander received 4,991 restricted stock units (RSUs) of Duke Energy common stock. The RSUs were granted under the 2023 Long-Term Incentive Plan and settle one-for-one in common shares as they vest over a three-year period starting February 25, 2027.

How do Glenn Robert Alexander’s new RSUs at Duke Energy (DUK) vest?

The 4,991 RSUs granted to Glenn Robert Alexander vest in three equal installments. One-third vests each year over a three-year period beginning on February 25, 2027, and each vested RSU converts into one share of Duke Energy common stock.

Why were shares of Duke Energy (DUK) withheld from Glenn Robert Alexander?

Duke Energy withheld 701 shares and 34 shares to pay taxes due upon vesting of earlier RSU awards. These are tax-withholding dispositions, not open-market sales, tied to RSUs granted in February 2025 and April 2025.

How many Duke Energy (DUK) shares does Glenn Robert Alexander now hold directly?

After the RSU grant and tax-withholding share dispositions, Glenn Robert Alexander directly owns 22,915 shares of Duke Energy common stock. This figure reflects his direct ownership immediately following the most recent reported transactions on February 26, 2026.

What indirect Duke Energy (DUK) holdings does Glenn Robert Alexander report?

In addition to direct holdings, Glenn Robert Alexander reports 5,544 shares held indirectly through a 401(k) issuer stock fund. This reflects interests in a Duke Energy stock fund within a retirement plan, rather than shares held outright in a brokerage account.

Were Glenn Robert Alexander’s Duke Energy (DUK) transactions open-market buys or sells?

The filing shows no open-market buys or sells. It reports a stock award of 4,991 RSUs and share dispositions solely for tax withholding related to RSU vesting, which are different from discretionary purchases or sales in the open market.