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Duke Energy (NYSE: DUK) EVP stock withheld to cover RSU taxes

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(Neutral)
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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Duke Energy executive Bonnie B. Titone reported a routine tax-related share withholding tied to equity compensation. On the vesting of 654 restricted stock units granted March 11, 2024, 285 common shares were withheld at $130.90 per share to cover taxes. Following this non‑market transaction, she directly holds 29,011 Duke Energy shares.

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Insider Titone Bonnie B.
Role EVP, Chief Admin Officer
Type Security Shares Price Value
Tax Withholding Common Stock 285 $130.90 $37K
Holdings After Transaction: Common Stock — 29,011 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares withheld for taxes 285 shares Tax-withholding disposition on April 1, 2026
Withholding price per share $130.90 per share Value used for 285 withheld shares
Shares owned after transaction 29,011 shares Direct Duke Energy common stock holding post-transaction
RSUs vesting 654 RSUs Restricted stock units from March 11, 2024 award vesting
restricted stock units ("RSUs") financial
"Represents the number of shares withheld to pay taxes due upon vesting of 654 restricted stock units ("RSUs")"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
2023 Long-Term Incentive Plan financial
"related to a RSU award granted March 11, 2024, under the Duke Energy Corporation 2023 Long-Term Incentive Plan"
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Titone Bonnie B.
(Last)(First)(Middle)
525 S. TRYON STREET
(Street)
CHARLOTTE NORTH CAROLINA 28202
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Admin Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026F285(1)D$130.929,011D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld to pay taxes due upon vesting of 654 restricted stock units ("RSUs") related to a RSU award granted March 11, 2024, under the Duke Energy Corporation 2023 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
Remarks:
David S. Maltz, attorney-in-fact for Bonnie B. Titone04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Duke Energy (DUK) EVP Bonnie Titone report in this Form 4?

Bonnie B. Titone reported a tax-withholding disposition of 285 Duke Energy common shares. The shares were withheld to pay taxes due upon vesting of restricted stock units under the 2023 Long-Term Incentive Plan.

Was Bonnie Titone’s Duke Energy (DUK) Form 4 an open-market stock sale?

No, the Form 4 reflects shares withheld for taxes, not an open-market sale. The 285 shares were surrendered to satisfy tax obligations when restricted stock units converted into common stock.

How many Duke Energy (DUK) shares were withheld for Bonnie Titone’s RSU taxes?

A total of 285 Duke Energy common shares were withheld. This tax-withholding disposition covered taxes due upon vesting of restricted stock units that convert into common stock on a one-for-one basis.

How many Duke Energy (DUK) shares does Bonnie Titone own after this transaction?

After the tax-withholding transaction, Bonnie B. Titone directly holds 29,011 Duke Energy common shares. This figure reflects her direct ownership position immediately following the RSU-related tax withholding.

What RSU award triggered the tax withholding in this Duke Energy (DUK) filing?

The withholding relates to 654 restricted stock units from an award granted March 11, 2024. These RSUs were issued under Duke Energy’s 2023 Long-Term Incentive Plan and convert into common stock on a one-for-one basis at vesting.