Does the Duke Energy (DUK) Form 4 show any share sales by Theodore F. Craver Jr.?

The Form 4 shows no sales. It reports only one transaction: a grant or award acquisition of 2,402 shares of Duke Energy common stock, increasing his total reported holdings to 19,193 shares after the transaction.

Director at Duke Energy (NYSE: DUK) awarded 2,402 common shares

Q: Was the Duke Energy (DUK) transaction a purchase or a grant of shares?

The transaction was a grant or award acquisition , not an open-market purchase. It is coded as “Grant, award, or other acquisition,” indicating compensation-related stock rather than a discretionary buy in the market.

Q: What does the joint trust disclosure mean in the Duke Energy (DUK) Form 4?

The filing notes that 16,790 shares are held in a joint trust . This means part of Theodore F. Craver Jr.’s reported holdings are owned through a shared trust arrangement, which is included within his total reported beneficial ownership.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Duke Energy director Theodore F. Craver Jr. reported receiving a grant of 2,402 shares of Duke Energy common stock on May 7, 2026. The shares were acquired as a grant or award at a reported price of $124.87 per share, increasing his direct holdings to 19,193 shares.

The reported total includes 16,790 shares held in a joint trust, reflecting both directly held shares and those held through this shared trust arrangement.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider CRAVER THEODORE F JR

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,402	$124.87	$300K

Holdings After Transaction: Common Stock — 19,193 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares granted: 2,402 shares Grant price: $124.87 per share Total holdings after grant: 19,193 shares +1 more

4 metrics

Shares granted 2,402 shares Common stock grant on May 7, 2026

Grant price $124.87 per share Reported value for stock award

Total holdings after grant 19,193 shares Shares beneficially owned following transaction

Joint trust holdings 16,790 shares Portion of total held in a joint trust

Key Terms

Grant, award, or other acquisition, Common Stock, joint trust, Form 4

4 terms

Grant, award, or other acquisition financial

"The transaction is coded as “Grant, award, or other acquisition.”"

Common Stock financial

"The transaction involves Duke Energy common stock."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

joint trust financial

"Includes 16,790 shares held in a joint trust."

Form 4 regulatory

"Insider transaction is reported on a Form 4."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

05/11/2026 - 04:25 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CRAVER THEODORE F JR

(Last)

(First)

(Middle)

525 S. TRYON STREET

(Street)

CHARLOTTE

NORTH CAROLINA

28202

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Chair

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/07/2026		A		2,402	A	$124.87	19,193⁽¹⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Includes 16,790 shares held in a joint trust.

Remarks:

	David S. Maltz, attorney-in-fact for Theodore F. Craver, Jr.	05/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Duke Energy (DUK) report for Theodore F. Craver Jr.?

Duke Energy reported that director Theodore F. Craver Jr. received a grant of 2,402 shares of common stock. The transaction was coded as a grant or award acquisition, increasing his total reported holdings to 19,193 shares following the transaction.

Was the Duke Energy (DUK) transaction a purchase or a grant of shares?

The transaction was a grant or award acquisition, not an open-market purchase. It is coded as “Grant, award, or other acquisition,” indicating compensation-related stock rather than a discretionary buy in the market.

At what price were the Duke Energy (DUK) shares granted to Theodore F. Craver Jr.?

The 2,402 Duke Energy common shares were reported at a price of $124.87 per share. This figure reflects the value used for the grant entry and helps indicate the compensation value associated with the stock award.

How many Duke Energy (DUK) shares does Theodore F. Craver Jr. hold after this transaction?

After the grant of 2,402 shares, Theodore F. Craver Jr. is reported to hold 19,193 shares of Duke Energy common stock. This total includes both directly held shares and 16,790 shares held in a joint trust.

What does the joint trust disclosure mean in the Duke Energy (DUK) Form 4?

The filing notes that 16,790 shares are held in a joint trust. This means part of Theodore F. Craver Jr.’s reported holdings are owned through a shared trust arrangement, which is included within his total reported beneficial ownership.