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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 7, 2026
Commission
file
number |
Exact
Name of Registrant as Specified in its Charter, State or other Jurisdiction
of Incorporation, Address of Principal Executive Offices, Zip Code, and
Registrant’s Telephone Number, Including Area Code |
IRS
Employer
Identification No. |
| |
 |
|
| 1-32853 |
DUKE ENERGY CORPORATION
(a Delaware corporation)
525 South Tryon Street
Charlotte, North Carolina 28202
800-488-3853
|
20-2777218 |
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
SECURITIES REGISTERED
PURSUANT TO SECTION 12(b) OF THE ACT:
| Registrant |
Title of each class |
Trading
Symbol(s) |
Name
of each exchange on
which registered |
| Duke Energy |
Common Stock, $0.001 par value |
DUK |
New York Stock Exchange LLC |
| Duke Energy |
5.625% Junior Subordinated Debentures due September 15, 2078 |
DUKB |
New York Stock Exchange LLC |
| Duke Energy |
Depositary
Shares each representing a 1/1,000th interest
in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share |
DUK PR A |
New York Stock Exchange LLC |
| Duke Energy |
3.10% Senior Notes due 2028 |
DUK 28A |
New York Stock Exchange LLC |
| Duke Energy |
3.85% Senior Notes due 2034 |
DUK
34 |
New York Stock Exchange LLC |
| Duke Energy |
3.75% Senior Notes due 2031 |
DUK 31A |
New York Stock Exchange LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.07 |
Submission of Matters to a Vote of Security Holders. |
| (a) | Duke Energy Corporation (the “Corporation”) held its Annual Meeting of Shareholders (the
“Annual Meeting”) on May 7, 2026. |
| | |
| (b) | At the Annual Meeting, shareholders voted on the following items: (i) election of directors;
(ii) ratification of the appointment of Deloitte & Touche LLP as the Corporation’s independent registered public
accounting firm for 2026; (iii) an advisory vote to approve the Corporation’s named executive officer compensation; and
(iv) a management proposal regarding an amendment to the Amended and Restated Certificate of Incorporation of Duke Energy
Corporation to eliminate supermajority voting requirements. For more information on the proposals, see the Corporation’s
Definitive Proxy Statement on Schedule 14A filed with the Securities Exchange Commission on March 20, 2026. Set forth are the
final voting results for each of the proposals. |
· Proposal No. 1 – Election of Director Nominees
| Director | |
For | |
Against | |
Abstain | |
Broker Non-Votes | |
Votes
Cast FOR Votes Cast FOR + AGAINST | |
| Derrick Burks | |
519,072,978 | |
6,335,896 | |
1,748,453 | |
143,394,191 | |
| 98.79 | % |
| Annette K. Clayton | |
519,917,387 | |
5,631,105 | |
1,608,835 | |
143,394,191 | |
| 98.93 | % |
| Theodore F. Craver, Jr. | |
467,063,319 | |
57,570,091 | |
2,523,917 | |
143,394,191 | |
| 89.03 | % |
| Robert M. Davis | |
510,791,969 | |
14,539,322 | |
1,826,036 | |
143,394,191 | |
| 97.23 | % |
| Caroline Dorsa | |
515,516,034 | |
9,974,497 | |
1,666,796 | |
143,394,191 | |
| 98.10 | % |
| W. Roy Dunbar | |
515,993,581 | |
9,423,852 | |
1,739,894 | |
143,394,191 | |
| 98.21 | % |
| Nicholas C. Fanandakis | |
515,070,499 | |
9,532,708 | |
2,554,120 | |
143,394,191 | |
| 98.18 | % |
| Jeffrey B. Guldner | |
520,300,390 | |
5,087,962 | |
1,768,975 | |
143,394,191 | |
| 99.03 | % |
| John T. Herron | |
518,085,417 | |
7,359,747 | |
1,712,163 | |
143,394,191 | |
| 98.60 | % |
| Idalene F. Kesner | |
514,591,964 | |
10,912,897 | |
1,652,466 | |
143,394,191 | |
| 97.92 | % |
| Michael J. Pacilio | |
516,941,148 | |
8,453,855 | |
1,762,324 | |
143,394,191 | |
| 98.39 | % |
| Harry K. Sideris | |
521,709,419 | |
3,583,689 | |
1,864,219 | |
143,394,191 | |
| 99.32 | % |
| Thomas E. Skains | |
500,852,867 | |
23,734,150 | |
2,570,310 | |
143,394,191 | |
| 95.48 | % |
| William E. Webster, Jr. | |
507,680,482 | |
17,711,679 | |
1,765,166 | |
143,394,191 | |
| 96.63 | % |
Each director nominee was elected to the Board of Directors with the
support of a majority of the votes cast.
· Proposal No. 2 – Ratification of Deloitte &
Touche LLP as the Company’s independent registered public accounting firm for 2026
| For | |
Against | |
Abstain | |
Broker Non-Votes | |
Votes
Cast FOR Votes Cast FOR + AGAINST | | |
Votes
Cast FOR Votes Cast FOR + AGAINST + ABSTAIN | |
| 639,757,086 | |
28,434,117 | |
2,360,315 | |
N/A | |
| 95.74 | % | |
| 95.41 | % |
The ratification of Deloitte & Touche LLP as the Corporation’s
independent registered public accounting firm for 2026 received the support of a majority of the shares represented.
· Proposal No. 3 – Advisory vote to approve the
Company’s named executive officer compensation
| For | |
Against | |
Abstain | |
Broker Non-Votes | |
Votes
Cast FOR Votes Cast FOR + AGAINST | | |
Votes
Cast FOR Votes Cast FOR + AGAINST + ABSTAIN | |
| 496,884,668 | |
26,030,663 | |
4,241,996 | |
143,394,191 | |
| 95.02 | % | |
| 94.26 | % |
The advisory vote to approve the Corporation’s named executive
officer compensation received the support of a majority of the shares represented.
· Proposal No. 4 – Management proposal regarding
an amendment to the Amended and Restated Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority voting requirements
| For | |
Against | |
Abstain | |
Broker Non-Votes | |
Votes
Cast FOR Shares Outstanding | |
| 516,664,589 | |
7,507,137 | |
2,985,601 | |
143,394,191 | |
| 66.39 | % |
The management proposal regarding
an amendment to the Amended and Restated Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority voting requirements
failed to receive the required support of 80% of the shares outstanding.
(c) Not applicable.
(d) Not applicable
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| 104 |
|
Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document). |
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| |
DUKE ENERGY CORPORATION |
| |
|
| Date: May 13, 2026 |
By:
|
/s/
David S. Maltz |
| |
|
David S. Maltz |
| |
|
Vice President, Chief
Governance Officer and Corporate Secretary |