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Duke Energy (DUK) director Guldner granted 1,602 restricted stock unit deferrals

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Duke Energy director Jeffrey B. Guldner reported a compensation-related equity award. He acquired 1,602 Director Savings Plan restricted stock unit deferrals at a reference value of $124.87 per unit, each convertible into one share of Duke Energy common stock.

These units are generally payable upon his termination of service. Following this grant, his reported balance in this plan is 1,022 restricted stock unit deferrals. The transaction reflects an award or other acquisition rather than an open‑market stock purchase or sale.

Positive

  • None.

Negative

  • None.
Insider GULDNER JEFFREY B.
Role null
Type Security Shares Price Value
Grant/Award Director Savings Plan Restricted Stock Unit Deferrals 1,602 $124.87 $200K
Holdings After Transaction: Director Savings Plan Restricted Stock Unit Deferrals — 1,022 shares (Direct, null)
Footnotes (1)
  1. Converts to Common Stock on a 1-for-1 basis. Generally payable upon reporting person's termination of service. Expiration date not applicable.
RSU deferrals granted 1,602 units Director Savings Plan restricted stock unit deferrals granted on 2026-05-07
Grant reference value $124.87 per unit Reference value per restricted stock unit deferral
Units following transaction 1,022 units Director Savings Plan restricted stock unit deferrals after transaction
Conversion ratio 1-for-1 Each unit converts into one share of Duke Energy common stock
Director Savings Plan financial
"Director Savings Plan restricted stock unit deferrals"
Restricted Stock Unit financial
"Director Savings Plan Restricted Stock Unit Deferrals"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
1-for-1 basis financial
"Converts to Common Stock on a 1-for-1 basis."
termination of service financial
"Generally payable upon reporting person's termination of service."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GULDNER JEFFREY B.
(Last)(First)(Middle)
525 SOUTH TRYON STREET
(Street)
CHARLOTTE NORTH CAROLINA 28202
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Director Savings Plan Restricted Stock Unit Deferrals(1)05/07/2026A1,602 (2) (3)Common Stock1,602$124.871,022D
Explanation of Responses:
1. Converts to Common Stock on a 1-for-1 basis.
2. Generally payable upon reporting person's termination of service.
3. Expiration date not applicable.
Remarks:
David S. Maltz, attorney-in-fact for Jeffrey B. Guldner05/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Duke Energy (DUK) director Jeffrey B. Guldner report in this Form 4?

Jeffrey B. Guldner reported receiving 1,602 Director Savings Plan restricted stock unit deferrals. The award is a compensation-related grant, not an open-market trade, and each unit is linked to Duke Energy common stock value.

How many Duke Energy (DUK) restricted stock unit deferrals did Guldner receive and at what value?

He received 1,602 restricted stock unit deferrals tied to Duke Energy common stock at a reference value of $124.87 per unit. This reflects the grant’s valuation date, rather than a cash purchase price in the market.

What is Guldner’s reported balance after this Duke Energy (DUK) award?

After the reported transaction, Guldner’s total Director Savings Plan restricted stock unit deferrals are listed as 1,022 units. This figure shows his plan holdings following the grant, as disclosed in the Form 4.

How do Guldner’s restricted stock unit deferrals convert into Duke Energy (DUK) common stock?

Each restricted stock unit deferral converts into Duke Energy common stock on a 1-for-1 basis. This means one unit corresponds to one share of common stock when the deferral is ultimately settled under the plan’s terms.

When are Guldner’s Duke Energy (DUK) restricted stock unit deferrals generally payable?

The restricted stock unit deferrals are generally payable upon Guldner’s termination of service. At that point, the units convert on a 1-for-1 basis into Duke Energy common stock, according to the plan’s terms disclosed in the filing.