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Duke Energy Corp SEC Filings

DUK NYSE

Duke Energy Corporation filings document the regulatory record of a Delaware energy holding company with electric and natural gas utility subsidiaries. Disclosures cover material events, operating and financial results, governance matters, shareholder voting, annual meeting proxy materials, and capital-structure matters tied to its regulated utility business.

The filing record identifies registered securities including DUK common stock, junior subordinated debentures, depositary shares representing Series A preferred stock, and senior notes listed on the New York Stock Exchange. SEC reports also reference major subsidiaries such as Duke Energy Carolinas, Duke Energy Progress, Duke Energy Florida, Duke Energy Ohio, Duke Energy Indiana and Piedmont Natural Gas, along with disclosures on infrastructure investment, generation resources, regulatory matters and risk factors.

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Duke Energy Corporation executive Kodwo Ghartey-Tagoe, EVP & CEO of the Duke Energy Carolinas and Natural Gas Business, reported equity compensation activity in company common stock. On February 5, 2026, he acquired 22,337 shares at $0 per share from the vesting of performance shares granted February 22, 2023, after a three-year performance period was deemed satisfied.

On the same date, 8,490 shares were withheld at $123.41 per share to cover taxes due upon vesting. After these transactions, he directly beneficially owned 59,932 shares of common stock, and indirectly owned 5,502 shares through a 401(k) issuer stock fund.

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Duke Energy Corporation EVP & Chief Legal Officer Robert Alexander Glenn reported equity compensation activity in company stock. On February 5, 2026, 13,286 shares of common stock vested from a performance share award granted on February 22, 2023, after a three-year performance period was deemed satisfied.

To cover taxes on the vesting, 4,593 shares were withheld at a price of $123.41 per share. Following these transactions, Glenn directly held 20,060 shares of Duke Energy common stock and indirectly held 5,547 shares through a 401(k) issuer stock fund.

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Duke Energy executive Thomas Preston Gillespie Jr., EVP–Chief Generation Officer–Enterprise Operations Excellence, reported equity compensation activity in Duke Energy common stock on February 5, 2026.

He received 16,263 shares at $0 per share from the vesting of performance shares granted on February 22, 2023, after a three-year performance period was deemed satisfied. To cover taxes on this vesting, 5,857 shares were withheld at a price of $123.41 per share. After these transactions, he directly owned 56,828 Duke Energy shares, and held an additional 420 shares indirectly through a 401(k) issuer stock fund.

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Duke Energy senior vice president Regis T. Repko reported equity compensation activity in company common stock. On February 5, 2026, he received 6,162 shares of common stock at $0 per share, representing vested performance shares from an award granted on February 22, 2023 and measured over a three-year period.

On the same date, 1,786 shares were withheld at a price of $123.41 per share to cover taxes due upon vesting. After these transactions, Repko directly owned 9,618 shares of Duke Energy common stock.

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Duke Energy Corporation executive Louis E. Renjel reported equity compensation activity. On February 5, 2026, he acquired 14,629 shares of Duke Energy common stock at $0 upon vesting of performance shares from a February 22, 2023 award. On the same date, 6,154 shares were withheld at $123.41 per share to pay taxes due on the vesting. After these transactions, he held 28,807 shares of common stock directly and 827 shares indirectly through a 401(k) stock fund.

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Duke Energy executive Scott L. Batson reported equity compensation activity. On February 5, 2026, he acquired 5,580 shares of Duke Energy common stock at $0, reflecting the vesting of performance shares granted on February 22, 2023 after a three-year performance period.

On the same date, 1,603 shares were withheld at $123.41 per share to cover taxes due upon vesting. After these transactions, Batson directly owned 30,418 shares of Duke Energy common stock.

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Duke Energy executive Alexander J. Weintraub, EVP and Chief Customer Officer, reported equity compensation activity in company stock. On February 5, 2026, he acquired 3,940 shares of common stock at $0 upon vesting of a performance share award granted on February 22, 2023, after a three-year performance period was deemed satisfied.

On the same date, 1,164 shares were disposed of at $123.41 per share, representing shares withheld to cover taxes due upon vesting. Following these transactions, Weintraub directly beneficially owned 10,636 shares of Duke Energy common stock and indirectly held 2,596 shares through a 401(k) issuer stock fund.

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Duke Energy EVP & CFO Brian D. Savoy reported equity compensation activity. On February 5, 2026, he acquired 20,776 shares of common stock at $0, reflecting the vesting of performance shares from an award granted on February 22, 2023 after a three-year performance period.

On the same date, 7,822 shares were withheld at $123.41 per share to cover taxes due upon vesting. After these transactions, Savoy directly beneficially owned 69,206 shares of Duke Energy common stock.

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Duke Energy senior vice president and chief accounting officer Cynthia S. Lee reported equity compensation activity in the company’s common stock. On February 5, 2026, she acquired 2,983 shares at $0 upon vesting of previously granted performance shares tied to a three-year performance period.

On the same date, 902 shares were withheld at $123.41 per share to cover taxes due on the vesting. Following these transactions, Lee directly owned 9,399 common shares and had an additional 464 shares held indirectly through a 401(k) issuer stock fund.

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Duke Energy executive Bonnie B. Titone reported equity compensation activity. On February 5, 2026, she acquired 8,129 shares of Duke Energy common stock at $0 as performance shares vested from an award granted on February 22, 2023 with a three-year performance period.

On the same date, 2,341 shares were withheld at $123.41 per share to cover taxes due upon vesting. After these transactions, she directly owned 25,396 shares of Duke Energy common stock.

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FAQ

How many Duke Energy (DUK) SEC filings are available on StockTitan?

StockTitan tracks 110 SEC filings for Duke Energy (DUK), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Duke Energy (DUK)?

The most recent SEC filing for Duke Energy (DUK) was filed on February 9, 2026.