Every Form 4 that Duke Energy Corporation (DUK) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow DUK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full DUK filings page.
Duke Energy (DUK) director Joyce A. Mullen acquired 1,066 Director Savings Plan Restricted Stock Unit Deferrals on September 28, 2026. The reported transaction price was $113.41 per share, and Mullen's reported position after the transaction was 1,066 units. The deferrals convert into Common Stock on a 1-for-1 basis and are generally payable upon termination of service.
Kesner Idalene Fay reported acquisition or exercise transactions in this Form 4 filing.
Duke Energy director Idalene Fay Kesner reported a routine equity compensation transaction. On July 2, 2026, she received 266 Director Savings Plan Restricted Stock Unit deferrals, each tied to Duke Energy common stock on a 1-for-1 basis at a reference value of $129.60 per unit.
These units are generally payable upon her termination of service and are held directly. After this award and an adjustment to include previously omitted units, her aggregate Director Savings Plan restricted stock unit holdings total 15,191 units, all representing deferred rights to receive common shares rather than an open-market purchase.
Duke Energy EVP and Chief Customer Officer Alexander J. Weintraub reported routine plan-related movements in his Duke Energy interests. A discretionary transaction under Rule 16b-3(f) involved 394 shares of common stock held indirectly through a 401(k) plan at $123.81 per share, bringing his indirect 401(k) holdings to 3,011 shares.
He also reported a discretionary transaction in the Executive Savings Plan, showing 3,265 phantom stock units at $124.56 per unit, each economically equivalent to one share of Duke Energy common stock and generally settled six months after termination of service. Separately, he holds 12,187 shares of common stock directly, with no open-market purchases or sales indicated.
Duke Energy director and chair Theodore F. Craver Jr. reported a bona fide gift of 2,402 shares of Common Stock on May 18, 2026. The filing describes this as a transfer from directly held shares to a joint trust, so it does not reflect a market sale.
After the transfer, Craver reports 19,193 Duke Energy shares as directly owned, which now includes shares held through the joint trust. The transaction is a non-cash internal reallocation of ownership rather than a change in his overall economic exposure to the stock.
Duke Energy executive Louis E. Renjel reported an open‑market sale of 3,500 shares of Common Stock at $125.15 per share. After the sale, he holds 21,415 shares directly and 914 shares indirectly through a 401(k) stock fund, according to the Form 4.
Duke Energy director Jeffrey B. Guldner reported a compensation-related equity award. He acquired 1,602 Director Savings Plan restricted stock unit deferrals at a reference value of $124.87 per unit, each convertible into one share of Duke Energy common stock.
These units are generally payable upon his termination of service. Following this grant, his reported balance in this plan is 1,022 restricted stock unit deferrals. The transaction reflects an award or other acquisition rather than an open‑market stock purchase or sale.
Duke Energy director Michael J. Pacilio reported a compensation-related grant of 1,602 Director Savings Plan restricted stock unit deferrals on Common Stock at a reference value of $124.87 per unit. These units convert into Common Stock on a 1-for-1 basis and are generally payable upon his termination of service. Following this award, his deferred balance under this plan totals 7,347 units. This is a routine grant/award acquisition rather than an open-market share purchase or sale.
Duke Energy Corp director Derrick Burks received an equity award through the company’s Director Savings Plan. On May 7, 2026, he acquired 1,602 Director Savings Plan Restricted Stock Unit Deferrals tied to Duke Energy common stock at a reference value of $124.87 per unit.
The units convert to common stock on a 1-for-1 basis and are generally payable when his board service ends. Following this grant, Burks has 7,681 restricted stock unit deferrals recorded as directly owned.
Duke Energy CORP director Caroline Dorsa reported receiving a grant of 1,602 shares of Common Stock on May 7, 2026. The grant is recorded at a reference price of $124.87 per share and is classified as a grant, award, or other acquisition. After this award, Dorsa directly holds 12,723 shares of Duke Energy common stock.
Duke Energy director John T. Herron reported an automatic acquisition of 1,602 shares of Common Stock, classified as a grant or award at $124.87 per share. The increase was due to dividend reinvestment. After this transaction, he directly owns 34,525 shares, including 33,166 held in a revocable joint trust.
Davis Robert M reported acquisition or exercise transactions in this Form 4 filing.
Duke Energy director Robert M. Davis received a grant of company stock. On this date, he was awarded 1,602 shares of Duke Energy common stock at a value of $124.87 per share. After this compensation-related award, he directly holds a total of 14,262 Duke Energy shares.
Duke Energy director Thomas E. Skains received an automatic compensation-related award under the Director Savings Plan, acquiring 1,602 restricted stock unit deferrals linked to common stock at a reference price of $124.87 per unit. These units convert into Duke Energy common stock on a 1-for-1 basis and are generally payable when his board service ends. Following this award, Skains holds a total of 9,276 director savings plan restricted stock unit deferrals, reflecting deferred equity compensation rather than an open-market share purchase or sale.
Duke Energy director Theodore F. Craver Jr. reported receiving a grant of 2,402 shares of Duke Energy common stock on May 7, 2026. The shares were acquired as a grant or award at a reported price of $124.87 per share, increasing his direct holdings to 19,193 shares.
The reported total includes 16,790 shares held in a joint trust, reflecting both directly held shares and those held through this shared trust arrangement.
Duke Energy President and CEO Harry K. Sideris reported an open-market sale of 20,000 shares of common stock at a weighted average price of $124.37 per share, in multiple trades between $124.08 and $124.53 on May 8, 2026. Following the sale, he directly holds 96,102 shares and indirectly holds 2,540 shares through a 401(k) stock fund.
Duke Energy director Dunbar Webster Roy reported an automatic equity award under the company’s director savings plan. On May 7, 2026, he acquired 1,602 Director Savings Plan Restricted Stock Unit deferrals, each tied on a 1-for-1 basis to Duke Energy common stock at a reference price of $124.87 per unit.
These RSU deferrals are generally payable upon his termination of board service rather than being settled immediately. Following this award, his directly held director savings plan RSU balance increased to 7,347 units. This is a compensation-related grant, not an open-market stock purchase or sale.
Duke Energy Corp director William E. Webster Jr. received a grant of 1,602 Director Savings Plan Restricted Stock Unit deferrals on May 7, 2026. These units reference a price of $124.87 per unit and each unit converts into one share of Duke Energy common stock.
The units are generally payable when the director’s service ends, so this is a deferred, compensation-related award rather than an open‑market purchase. After this grant, Webster holds a total of 19,708 restricted stock unit deferrals linked to Duke Energy common stock.
Duke Energy director Nicholas C. Fanandakis received a grant of 1,602 shares of Common Stock on May 7, 2026. The award was recorded at a price of $124.87 per share. Following this compensation-related acquisition, his direct holdings increased to 4,742 shares of Duke Energy Common Stock.
Duke Energy director Annette K. Clayton received 1,602 Director Savings Plan Restricted Stock Unit deferrals on Common Stock, treated as a grant or award. These units convert to common stock on a 1‑for‑1 basis and are generally payable upon her termination of service. Following this award, she directly holds 20,271 such units.
Duke Energy director Idalene Fay Kesner received a grant of 1,602 Director Savings Plan Restricted Stock Unit deferrals on Common Stock at a reference price of $124.87 per unit. After this award, she holds 12,938 units directly. Each unit converts into one share of Common Stock and is generally payable upon her termination of service, with no stated expiration date.
Duke Energy director Idalene Fay Kesner received a grant of 257 Director Savings Plan Restricted Stock Unit Deferrals tied to the company’s common stock. The units are valued at $131.41 per share and convert to common stock on a 1-for-1 basis.
These deferred stock units are generally payable when Kesner’s board service ends, aligning her compensation with long-term shareholder interests. Following this grant, she holds a total of 12,933 such units directly.
Duke Energy CORP executive Scott L. Batson, EVP and Chief Power Grid Operations Officer, reported a routine tax-related share withholding. On April 1, 2026, 38 shares of common stock were withheld at $130.90 per share to cover taxes due on the vesting of 87 restricted stock units (RSUs) from a March 11, 2024 award under the Duke Energy Corporation 2023 Long-Term Incentive Plan. The RSUs convert into common stock on a one-for-one basis. Following this transaction, Batson directly holds 33,481 shares of Duke Energy common stock.
Duke Energy President and CEO Harry K. Sideris reported a routine tax-withholding transaction related to equity compensation. On April 1, 2026, 2,016 shares of common stock were withheld at $130.90 per share to cover taxes due upon the vesting of 4,640 restricted stock units (RSUs) from a March 11, 2024 award.
After this non-market disposition, Sideris holds 116,102 shares directly. He also has an indirect interest in 2,538 shares through a 401(k) issuer stock fund. The filing shows no open-market purchases or sales, only shares withheld for tax obligations.
Duke Energy executive Alexander J. Weintraub reported a routine share withholding related to equity compensation. On April 1, 2026, 139 shares of common stock were withheld at $130.90 per share to cover taxes due upon vesting of 318 restricted stock units granted under the 2023 Long-Term Incentive Plan. This was a tax-withholding disposition, not an open-market sale. After the transaction, he held 12,187 shares directly and an additional 2,616 shares indirectly through a 401(k) issuer stock fund.
Duke Energy executive Bonnie B. Titone reported a routine tax-related share withholding tied to equity compensation. On the vesting of 654 restricted stock units granted March 11, 2024, 285 common shares were withheld at $130.90 per share to cover taxes. Following this non‑market transaction, she directly holds 29,011 Duke Energy shares.
Duke Energy executive vice president Kodwo Ghartey-Tagoe reported open-market sales of a total of 18,246 shares of Duke Energy common stock on March 2, 2026. The transactions were executed under a Rule 10b5-1 trading plan adopted on November 28, 2025.
He sold 17,066 shares at a weighted average price of $131.538 and 1,180 shares at a weighted average price of $132.0559, in multiple trades within stated price ranges. After these sales, he directly owned 47,017 common shares and indirectly held 5,511 share-equivalent interests through a 401(k) issuer stock fund.
Duke Energy senior vice president Regis T. Repko reported an open-market sale of 663 shares of common stock at an average price of $131 per share. After this March 2, 2026 transaction, he directly holds 6,501 shares. The trade was executed under a pre-established Rule 10b5-1 trading plan adopted on November 19, 2025.
Duke Energy executive Thomas Preston Gillespie Jr., EVP and Chief Generation Officer, reported equity compensation and related tax withholding in common stock. He received 5,989 restricted stock units (RSUs) under the 2023 Long-Term Incentive Plan, which convert into common shares on a one-for-one basis. One-third of these RSUs vest each year over a 3-year period beginning on February 25, 2027.
The filing also shows a tax-withholding disposition of 925 shares at $129.23 per share to cover taxes on the vesting of 2,128 RSUs from a February 26, 2025 award, rather than an open-market sale. After these transactions, Gillespie holds 60,150 Duke Energy shares directly and 423 shares indirectly through a 401(k) issuer stock fund.
Duke Energy CORP executive Louis E. Renjel reported equity compensation and related tax-withholding transactions in company stock. On February 25, 2026, he acquired 6,108 shares of common stock at $0.0000 per share as a restricted stock unit (RSU) award under the Duke Energy Corporation 2023 Long-Term Incentive Plan. Footnotes explain these RSUs will be settled in common stock on a one-for-one basis, with one-third vesting each year over three years beginning on February 25, 2027.
On February 26, 2026, Renjel had shares withheld to cover taxes due upon vesting of prior RSU awards, disposing of 910 shares and 44 shares at a price of $129.23 per share through tax-withholding dispositions, not open-market sales. After these transactions, his direct holdings in Duke Energy common stock were reported as 24,915 shares. He also reported indirect ownership of 834 shares through interests in an issuer stock fund in a 401(k) plan.
Duke Energy senior vice president and chief human resources officer Olivia Cameron D. McDonald reported equity compensation activity in the form of stock awards and related tax withholding.
On February 25, 2026, she acquired 2,676 shares of common stock as a grant under the Duke Energy Corporation 2023 Long-Term Incentive Plan. The related footnote explains this represents restricted stock units that settle into common stock on a one-for-one basis, with one-third of the units vesting each year over a three-year period beginning on February 25, 2027.
On February 26, 2026, a total of 206 shares of common stock (178 shares and 28 shares) were disposed of at $129.23 per share to cover taxes due upon the vesting of earlier restricted stock unit awards. These are tax-withholding dispositions rather than open-market sales. Following these transactions, she directly owned several thousand shares of Duke Energy common stock and indirectly held 2,640 shares through a 401(k) plan stock fund.
Duke Energy EVP Scott L. Batson reported equity compensation changes involving company common stock. On February 25, 2026, he acquired 4,235 shares through a grant of restricted stock units under the Duke Energy Corporation 2023 Long-Term Incentive Plan, at a stated price of $0.0000 per share.
The RSUs convert into common stock on a one-for-one basis, with one-third vesting each year over a three-year period beginning on February 25, 2027. On February 26, 2026, 500 shares and 245 shares were disposed of at $129.23 per share to cover taxes due upon vesting of earlier RSU awards. After these transactions, he directly owned 33,519 common shares.
Duke Energy executive Bonnie B. Titone reported equity compensation activity and related tax withholding. On February 25, 2026, she acquired 5,375 shares of common stock at $0.00 per share as a grant under the 2023 Long-Term Incentive Plan, in the form of restricted stock units that settle one-for-one into common shares, with one-third vesting each year over three years beginning February 25, 2027.
On February 26, 2026, 701 shares of common stock at $129.23 per share were disposed of as a tax-withholding transaction upon vesting of 1,612 restricted stock units from a prior award. After these transactions, she directly holds 29,296 shares of Duke Energy common stock.
Duke Energy senior vice president Cynthia S. Lee reported equity compensation and related tax withholding transactions in company common stock. She received an award of 895 restricted stock units under the 2023 Long-Term Incentive Plan, which will convert into common shares as they vest, with one-third vesting each year over a three-year period beginning on February 25, 2027. In a separate transaction, 92 shares were withheld to cover taxes due upon vesting of 321 restricted stock units from a prior award granted on February 26, 2025. After these transactions, she directly holds 10,016 common shares and has an additional 464 shares held indirectly through a 401(k) stock fund.
Duke Energy CORP President and CEO Harry K. Sideris reported equity compensation and related tax withholding transactions in company common stock. He acquired 30,540 shares through a grant of restricted stock units (RSUs) under the Duke Energy Corporation 2023 Long-Term Incentive Plan, with no cash price per share.
The footnotes state these RSUs convert into common stock on a one-for-one basis, with one-third vesting each year over a three-year period beginning on February 26, 2027. On the same date, 3,642 shares were disposed of at $129.23 per share to cover taxes due upon vesting of 8,382 RSUs from a prior award. Following these transactions, he held 118,118 shares directly and 2,518 shares indirectly through a 401(k) stock fund.
Duke Energy Corporation executive Kodwo Ghartey-Tagoe reported equity compensation and related tax withholding transactions in company common stock. On February 25, 2026, he acquired 8,712 shares through a grant of restricted stock units under the 2023 Long-Term Incentive Plan, with one-third of the RSUs vesting each year beginning on February 25, 2027.
On February 26, 2026, 1,066 shares and 53 shares were disposed of to cover taxes due upon vesting of prior RSU awards at a price of $129.23 per share, leaving 65,263 shares held directly. He also has 5,506 shares held indirectly through a 401(k) issuer stock fund.
Duke Energy EVP & Chief Legal Officer Glenn Robert Alexander reported stock-based compensation and related tax withholding transactions. On February 25, 2026, he was granted 4,991 restricted stock units (RSUs) under the 2023 Long-Term Incentive Plan. These RSUs settle one-for-one in common stock, with one-third vesting each year over three years beginning on February 25, 2027.
On February 26, 2026, 701 shares and 34 shares of common stock were withheld to cover taxes due upon vesting of earlier RSU awards granted in February 2025 and April 2025. After these transactions, he directly owned 22,915 common shares and held an additional 5,544 shares indirectly through a 401(k) issuer stock fund.
Duke Energy executive Alexander J. Weintraub, EVP and Chief Customer Officer, reported equity compensation changes and related tax withholding. He received a grant of 2,117 restricted stock units (RSUs) under the Duke Energy Corporation 2023 Long-Term Incentive Plan, settled in common stock on a one-for-one basis.
According to the filing, one-third of these RSUs will vest each year over a three-year period beginning on February 25, 2027. Separately, 180 shares of common stock were withheld at a price of $129.23 per share to cover taxes on the vesting of 631 RSUs from a prior award granted on February 26, 2025. The report also notes indirect holdings through a 401(k) stock fund.
Duke Energy senior vice president Regis T. Repko reported equity compensation activity involving company common stock. On February 25, 2026, he acquired 3,636 restricted stock units (RSUs) under the Duke Energy Corporation 2023 Long-Term Incentive Plan, at a stated price of $0.00 per share, as a grant or award. The footnotes state these RSUs are settled in common stock on a one-for-one basis, with one-third vesting each year over a three-year period beginning on February 25, 2027.
On February 26, 2026, 368 shares of common stock at $129.23 per share were disposed of as a tax-withholding disposition to cover taxes due upon vesting of 1,031 RSUs from a prior February 26, 2025 award. After these transactions, Repko directly owned 7,164 shares of Duke Energy common stock.
Duke Energy executive vice president and CFO Brian D. Savoy reported equity compensation transactions in company common stock. He received a grant of 7,679 restricted stock units under the Duke Energy Corporation 2023 Long-Term Incentive Plan, which convert into common shares on a one-for-one basis.
According to the filing, one-third of these RSUs will vest each year over three years beginning on February 25, 2027. The report also shows 1,027 shares withheld to cover taxes due upon vesting of 2,362 RSUs from a prior award. After these transactions, he directly holds 61,764 common shares.
Duke Energy senior vice president Regis T. Repko reported an open-market sale of common stock under a prearranged Rule 10b5-1 trading plan. He sold 962 shares of Duke Energy common stock at $127.86 per share, and held 3,896 shares afterward.
The filing notes that Mr. Repko adopted the 10b5-1 plan under which this transaction was executed on November 19, 2025. The transaction is reported as a direct ownership sale of non-derivative common stock.
Duke Energy EVP & CFO Brian D. Savoy reported several stock transactions. On February 23, 2026, he executed open-market sales of 8,728 shares at a weighted average price of $127.4934 and 3,272 shares at $128.2265. After these sales, his direct holdings were 55,112 common shares. On February 22, 2026, he disposed of 944 and 1,150 shares to cover taxes upon vesting of restricted stock units granted in 2023 and 2024 under Duke Energy long-term incentive plans.
Duke Energy EVP and Chief Customer Officer Alexander J. Weintraub reported tax-related share withholdings tied to vesting restricted stock units. On February 22, 2026, 118 and 129 shares of common stock were disposed of at $126.78 per share to cover tax obligations. After these non-market tax-withholding dispositions, he directly holds 10,389 common shares and indirectly holds 2,596 shares through a 401(k) stock fund.
Duke Energy President and CEO Harry K. Sideris reported a tax-withholding disposition of 924 shares of common stock at $126.78 per share. These shares were withheld to cover taxes due upon vesting of 2,126 restricted stock units granted on February 22, 2023.
After this withholding, he directly holds 91,220 common shares and has indirect ownership of 2,519 shares through a 401(k) issuer stock fund. The filing reflects equity compensation and related tax treatment rather than an open-market sale.
Duke Energy executive Glenn Robert Alexander reported automatic share dispositions tied to restricted stock vesting. On February 22, 2026, 604 and 797 shares of Duke Energy common stock were withheld at $126.78 per share to cover taxes on vested restricted stock units from 2023 and 2024 awards.
After these tax-withholding transactions, he directly holds 18,659 Duke Energy shares and indirectly holds 5,547 shares through a 401(k) issuer stock fund. These were not open-market purchases or sales but shares delivered to satisfy tax obligations upon vesting.
Duke Energy senior vice president Regis T. Repko reported multiple stock transactions involving company common shares. On February 20, 2026, he completed an open‑market sale of 4,376 shares at $127.18 per share. The transactions on February 22, 2026 were tax‑withholding dispositions, with 184 shares and 200 shares withheld at $126.78 per share to cover taxes due upon vesting of restricted stock units granted in 2023 and 2024. After these transactions, he held 4,858 shares of Duke Energy common stock directly.
Duke Energy senior vice president and chief accounting officer Cynthia S. Lee reported tax-withholding dispositions of company stock tied to restricted stock unit vesting. On February 22, 2026, a total of 186 common shares were withheld at $126.78 per share to cover tax obligations on prior RSU awards. After these transactions, she directly owned 9,213 common shares and indirectly held 464 shares through a 401(k) issuer stock fund.
Duke Energy executive Scott L. Batson reported two tax-related share dispositions tied to restricted stock vesting. On February 22, he surrendered 166 and 223 shares of common stock at $126.78 per share to cover taxes on vesting of 583 and 784 RSUs granted in 2023 and 2024. After these withholdings, he directly owned 30,029 shares of Duke Energy common stock.
Duke Energy executive Kodwo Ghartey-Tagoe, EVP & CEO of the Carolinas and Natural Gas business, reported routine tax-related share dispositions tied to restricted stock vesting. On February 22, 2026, 1,014 and 1,248 shares of common stock were withheld at $126.78 per share to cover taxes due upon vesting of prior restricted stock unit awards. These are classified as tax-withholding dispositions, not open-market sales. After these transactions, he holds 57,670 shares of Duke Energy common stock directly and an additional 5,502 shares indirectly through a 401(k) stock fund.
Duke Energy executive Thomas Preston Gillespie Jr. reported share dispositions tied to restricted stock unit (RSU) vesting rather than open‑market sales. On February 22, 2026, he used 1,742 shares of common stock, at $126.78 per share, to cover tax obligations on two RSU awards granted in 2023 and 2024. After these tax-withholding dispositions, he directly owned 55,086 common shares and indirectly held 420 shares through a 401(k) issuer stock fund.
Duke Energy EVP Bonnie B. Titone reported two tax-related share dispositions tied to restricted stock vesting. On 850 and 930 RSUs vesting, a total of 774 common shares were withheld at $126.78 per share to cover tax obligations. After these withholdings, she directly holds 24,622 common shares.
Duke Energy executive Louis E. Renjel reported share dispositions tied to tax withholding rather than open-market sales. On February 22, 2026, he surrendered common stock at $126.78 per share in three transactions of 767, 1,025 and 454 shares to cover taxes on vesting restricted stock units granted in 2023 and 2024. Following these transactions, he continued to hold over 19,000 Duke Energy common shares directly, plus additional indirect interests in a company stock fund through a 401(k) plan.