Welcome to our dedicated page for Ocean Park High Income ETF SEC filings (Ticker: DUKH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Thomas Preston Gillespie Jr., an officer of Duke Energy Corp (DUK), reported a sale on Form 4. On 08/12/2025 he sold 6,700 shares of Duke Energy common stock at $124.26 per share. Following the transaction he beneficially owned 46,422 shares directly. The filing also shows an indirect holding of 403 shares through a 401(k) stock fund. The Form 4 was signed by an attorney-in-fact on 08/13/2025. The document lists the reporting person’s title and address and discloses the transaction but provides no reason for the sale.
Ocean Park High Income ETF submitted a Form 144 reporting a proposed sale of 6,700 common shares through Fidelity Brokerage Services, with an aggregate market value of $832,542.67, to be executed approximately on 08/12/2025 on the NYSE. The filing lists 777,624,467 shares outstanding, and the securities to be sold were acquired as restricted stock vesting in February 2022 (two grants of 6,546 and 154 shares) recorded as compensation. The form states “Nothing to Report” for sales in the past three months and includes the required representation that the filer is not aware of undisclosed material adverse information.
Form 4 filed for Duke Energy Corp (DUK) reports that Theodore F. Craver Jr., a director and chair, transferred 2,431 shares from direct ownership into a joint trust on 08/08/2025. The filing states the joint trust holds 16,790 shares. The transaction is recorded as a non-sale reclassification (no cash price), indicating a change in how the shares are held rather than an open-market sale.
John T. Herron, a director of Duke Energy (DUK), reported three acquisitions of common stock on 08/08/2025 under transaction code G, indicating dividend reinvestment. Each reported line shows 400 shares acquired at $0 (dividend reinvestment), and the filings list resulting beneficial ownership balances of 33,723, 33,323 and 32,923 shares. The explanatory notes state the increases were due to dividend reinvestment and that the reported balances include shares held in revocable joint trusts. These entries reflect routine, non-derivative share additions through the issuer's dividend reinvestment process.
Renjel Louis E., listed as an officer (EVP & CEO, Duke Energy FL & Midwest), reported the sale of common stock of Duke Energy (DUK). The Form 4 shows a disposition of 1,580 shares on 08/07/2025 at a weighted average sale price of $125.5557, with the reporting person retaining 21,132 shares directly after the transactions. The filing also discloses an indirect beneficial interest of 797 shares held in an issuer stock fund (401(k)).
The explanation states the 1,580 shares were sold in multiple transactions at prices ranging from $125.540 to $125.567. The report is signed by an attorney-in-fact on behalf of the reporting person and provides the weighted-average sale price and the nature of the indirect holding.
E. Marie McKee, a director of Duke Energy Corp (DUK), reported a sale of common stock on 08/07/2025. The Form 4 shows a transaction coded "S" disposing of 1,610 shares at $124.88 per share. The filing was submitted under Section 16 and signed by an attorney-in-fact, documenting the director's reported sale and providing transparent disclosure of the transaction.
Ocean Park High Income ETF (symbol DUKH) has filed a Form 144 indicating the intended sale of 1,580 common shares through Fidelity Brokerage Services LLC on or about 08/07/2025. The shares carry an approximate aggregate market value of $198,378.07 and will be sold on the NYSE. They were obtained via four restricted-stock vesting events between February 2024 and February 2025 (482, 282, 98 and 718 shares, respectively).
The ETF reports 777,624,467 shares outstanding; the proposed sale therefore equals roughly 0.0002 % of outstanding equity—an amount too small to meaningfully affect float or liquidity. The filer reports no sales in the past three months and certifies the absence of undisclosed material adverse information.
Ocean Park High Income ETF (ticker DUKH) filed a Form 144 covering a routine insider disposition under Rule 144.
- Shares to be sold: 1,610 common shares.
- Estimated value: $201,056.96.
- Float impact: ≈0.0002 % of the 777,624,467 shares outstanding—economically immaterial.
- Origin of shares: Restricted-stock vesting on 05/09/24 (4 sh) and 05/01/25 (1,606 sh); consideration classified as compensation.
- Planned sale date: on or after 08/07/2025 via NYSE through Fidelity Brokerage Services LLC.
The filer reports no share sales in the prior three months and certifies no undisclosed adverse information. No financial, operational, or strategic data accompanies the notice.
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