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Director at Duos Technologies (DUOT) granted additional share awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Duos Technologies Group director receives stock awards and corrects prior grant details. Director James Craig Nixon reported two acquisitions of common stock under a Form 4/A. On December 31, 2025, he was awarded 2,185 shares of common stock at $11.4438 per share. The filing also shows a separate 10,000-share stock grant at the same price, bringing his direct holdings to 73,468 shares after the transactions. Footnotes explain these shares were issued as compensation for his services as a director and that the amendment corrects the issue date and price of the 10,000-share grant.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nixon James Craig

(Last) (First) (Middle)
7660 CENTURION PARKWAY
SUITE 100

(Street)
JACKSONVILLE FL 32256

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DUOS TECHNOLOGIES GROUP, INC. [ DUOT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
01/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.001 par value 12/31/2025 A(1) 2,185 A $11.4438 63,468 D
Common Stock, $0.001 par value 12/31/2025 A(1)(2) 10,000 A $11.4438 73,468 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer.
2. This amendment corrects the issue date and price of this 10,000 share grant.
/s/ James Craig Nixon 02/19/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Duos Technologies (DUOT) report for James Craig Nixon?

Duos Technologies reported that director James Craig Nixon acquired common stock through two stock awards. These were recorded on December 31, 2025, and reflect compensation for his board service rather than open-market purchases, according to the accompanying footnotes in the Form 4/A amendment.

How many Duos Technologies (DUOT) shares did James Craig Nixon receive?

James Craig Nixon received 2,185 shares and a separate 10,000-share grant of Duos Technologies common stock. Together, these awards increased his directly held position to 73,468 shares following the reported transactions, as disclosed in the Form 4/A insider filing.

At what price were James Craig Nixon's Duos Technologies (DUOT) awards recorded?

Both stock awards to James Craig Nixon were recorded at a price of $11.4438 per share. This price applies to the 2,185-share grant and the 10,000-share grant, and the amendment specifically notes it corrects the issue date and price of the 10,000-share grant.

Why was an amended Form 4/A filed for Duos Technologies (DUOT)?

An amended Form 4/A was filed to correct the issue date and price of a 10,000-share stock grant to director James Craig Nixon. The amendment clarifies the original grant terms while confirming the shares were issued as compensation for his service as a director.

Are James Craig Nixon’s Duos Technologies (DUOT) transactions open-market buys?

No, the transactions are not open-market buys. The Form 4/A shows transaction code “A” for grants or awards, and footnotes state the shares were issued as compensation for Nixon’s services as a director, rather than being purchased in the market.

What is James Craig Nixon’s Duos Technologies (DUOT) ownership after these grants?

After the reported grants, James Craig Nixon directly owns 73,468 shares of Duos Technologies common stock. This total reflects the addition of 2,185 shares and a separate 10,000-share compensation grant reported in the amended Form 4/A filing.
Duos Technologies Group Inc

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JACKSONVILLE