Duos director buys 5,764 shares in open market
DUOS TECHNOLOGIES GROUP, INC.
Rhea-AI Filing Summary
DUOS TECHNOLOGIES GROUP, INC. (DUOT) director James Craig Nixon reported two open-market purchases of common stock on September 18, 2026. He bought 2,857 shares at $8.50 per share and 2,907.2907 shares at $8.60 per share, totaling 5,764.2907 shares acquired directly. No Rule 10b5-1 trading plan is reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 5,764.2907 shares
Net Buy
2 txns
Insider
Nixon James Craig
Role
Director
Bought
5,764.2907 shs ($49K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock, $0.001 par value | 2,857 | $8.50 | $24K |
| Purchase | Common Stock, $0.001 par value | 2,907.2907 | $8.60 | $25K |
Holdings After Transaction:
Common Stock, $0.001 par value — 84,523.2907 shares (Direct)
Key Figures
Shares purchased (first transaction): 2,857 shares
Purchase price (first transaction): $8.50 per share
Shares purchased (second transaction): 2,907.2907 shares
+2 more
5 metrics
Shares purchased (first transaction)
2,857 shares
Common stock bought on September 18, 2026 at $8.50 per share
Purchase price (first transaction)
$8.50 per share
Open-market or private purchase of 2,857 common shares
Shares purchased (second transaction)
2,907.2907 shares
Common stock bought on September 18, 2026 at $8.60 per share
Purchase price (second transaction)
$8.60 per share
Open-market or private purchase of 2,907.2907 common shares
Total shares purchased
5,764.2907 shares
Sum of both common stock purchases reported for September 18, 2026
Key Terms
open market, private transaction, Rule 10b5-1 trading plan
3 terms
open market financial
"Purchase in open market or private transaction"
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.
private transaction financial
"Purchase in open market or private transaction"
A private transaction is the sale or transfer of securities, assets, or ownership stakes carried out directly between a small number of parties rather than on a public exchange. For investors it matters because these deals are less visible and often less liquid than public trades, so pricing can be harder to verify, the investment can be harder to sell quickly, and buyers or sellers may gain strategic advantages not available in open markets — like negotiated terms similar to a private garage sale versus a crowded marketplace.
Rule 10b5-1 trading plan regulatory
"No Rule 10b5-1 trading plan is reported for these transactions"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did DUOT report in this Form 4?
The filing reports that director James Craig Nixon purchased 5,764.2907 shares of DUOS TECHNOLOGIES GROUP, INC. common stock in two transactions on September 18, 2026, both described as open-market or private purchases.
Were the DUOT insider purchases made under a Rule 10b5-1 trading plan?
No. The filing indicates that no Rule 10b5-1 trading plan is reported for the transactions disclosed for James Craig Nixon.
Did the DUOT director trade any derivative securities in this Form 4?
No. The reported transactions involve only common stock, and the filing shows no derivative security transactions for James Craig Nixon in this Form 4.
AI-generated analysis. How Rhea-AI works. Not financial advice.
