Duos CFO granted 200,000 equity-plan shares

DUOS TECHNOLOGIES GROUP, INC.

Rhea-AI Filing Summary

DUOS TECHNOLOGIES GROUP, INC. (DUOT) reported the initial beneficial ownership of its Chief Financial Officer, Christopher James DeAlmeida, on a Form 3. He holds 200,000 shares of common stock granted under the company’s 2021 Equity Incentive Plan, subject to a three-year cliff vesting schedule with all shares vesting on September 1, 2029. The shares are reported as directly owned, and no purchase or sale transactions are disclosed in this filing.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider DeAlmeida Christopher James

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Common Stock, $0.001 par value F1	--	--	--

Holdings After Transaction: Common Stock, $0.001 par value — 200,000 shares (Direct)

Footnotes (1)

1. F1. The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on September 1, 2029.

Key Figures

Common stock holdings: 200,000 shares of Common Stock, $0.001 par value Cliff vesting period: three-year cliff vesting period Vesting date: September 1, 2029

3 metrics

Common stock holdings 200,000 shares of Common Stock, $0.001 par value Total shares beneficially owned following the reported holding entry

Cliff vesting period three-year cliff vesting period Applies to the 200,000 granted shares under the 2021 Equity Incentive Plan

Vesting date September 1, 2029 Date when all 200,000 shares vest under the three-year cliff vesting schedule

Key Terms

three-year cliff vesting period, Equity Incentive Plan, Common Stock, $0.001 par value

3 terms

three-year cliff vesting period financial

"are subject to a three-year cliff vesting period. All of the shares vest"

Equity Incentive Plan financial

"granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended"

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

Common Stock, $0.001 par value financial

"security_title: "Common Stock, $0.001 par value""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does DUOT’s latest Form 3 report for Christopher James DeAlmeida?

The Form 3 reports that DUOT’s Chief Financial Officer, Christopher James DeAlmeida, beneficially owns 200,000 shares of common stock granted under the 2021 Equity Incentive Plan, subject to a three-year cliff vesting schedule with full vesting on September 1, 2029.

How many DUOT shares does the CFO beneficially own according to this Form 3?

According to the Form 3, the CFO beneficially owns 200,000 shares of DUOS TECHNOLOGIES GROUP, INC. common stock, reported as directly held and granted under the company’s 2021 Equity Incentive Plan.

What is the vesting schedule for the DUOT shares reported for the CFO?

The reported 200,000 DUOT shares are subject to a three-year cliff vesting period, with all of the shares scheduled to vest on September 1, 2029, as disclosed in the footnote.

Were the DUOT shares reported on the Form 3 granted under an equity plan?

Yes. The 200,000 DUOT common shares were granted pursuant to the company’s 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting schedule ending on September 1, 2029.

Does the DUOT Form 3 show any buy or sell transactions by the CFO?

No. The Form 3 for DUOT reports the CFO’s holding of 200,000 common shares but does not disclose any purchase or sale transactions; it is an initial statement of beneficial ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/26/2026 - 08:51 AM Accepted by SEC EDGAR 08/26/2026 - 08:51 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

DeAlmeida Christopher James

(Last) (First) (Middle)

6551 GATE PARKWAY, 4TH FLOOR

(Street)

JACKSONVILLE FLORIDA 32256

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/24/2026

3. Issuer Name and Ticker or Trading Symbol
DUOS TECHNOLOGIES GROUP, INC. [ DUOT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.001 par value(1)	200,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on September 1, 2029.

	/s/ Christopher J. DeAlmeida	08/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)