Duos Technologies CEO receives 2,799 director shares

Duos Technologies Group, Inc. (DUOT) CEO and director Frank Douglas Recker acquired 2,799 common shares on September 30, 2026, as compensation for Director services; the transaction lists $8.9339 per share.

Rhea-AI Filing Summary

Duos Technologies Group, Inc. (DUOT) CEO and director Frank Douglas Recker acquired 2,799 common shares on September 30, 2026, as compensation for Director services; the transaction lists $8.9339 per share. His indirect holding through an IRA is reported as 9,250 shares as of September 30, 2026. A separate direct holding is described as shares granted under the issuer’s 2021 Equity Incentive Plan.

Insider Trade Summary

Grant/Award: 2,799 shares

Grant/Award 3 txns

Insider Recker Frank Douglas

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $0.001 par value F1	2,799	$8.9339	$25K
holding	Common Stock, $0.001 par value	--	--	--
holding	Common Stock, $0.001 par value F2	--	--	--

Holdings After Transaction: Common Stock, $0.001 par value — 402,799 shares (Direct); Common Stock, $0.001 par value — 9,250 shares (Indirect, By IRA)

Footnotes (2)

1. F1. These shares were issued to Mr. Recker as compensation for his services as a Director of the Issuer.
2. F2. These shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of these shares vest on January 1, 2028, subject to acceleration, under the terms of Mr. Recker's Employment Agreement, to April 1, 2027, if certain fiscal 2026 targets are achieved.

Key Figures

Awarded shares: 2,799 shares Reported transaction price: $8.9339 per share Indirect IRA holding: 9,250 shares +2 more

5 metrics

Awarded shares 2,799 shares Compensation for Director services on September 30, 2026

Reported transaction price $8.9339 per share September 30, 2026 compensation award

Indirect IRA holding 9,250 shares As of September 30, 2026

Vesting date January 1, 2028 Separately described direct holding

Possible acceleration date April 1, 2027 If certain fiscal 2026 targets are achieved

Key Terms

2021 Equity Incentive Plan, three-year cliff vesting period, fiscal 2026 targets

3 terms

2021 Equity Incentive Plan financial

"under the Issuer's 2021 Equity Incentive Plan, as amended"

three-year cliff vesting period financial

"subject to a three-year cliff vesting period"

fiscal 2026 targets financial

"if certain fiscal 2026 targets are achieved"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did DUOT CEO Frank Douglas Recker receive?

Frank Douglas Recker acquired 2,799 common shares on September 30, 2026, as compensation for services as a Director; the transaction lists $8.9339 per share.

When do shares in DUOT’s separately described direct holding vest?

The separately described direct holding is subject to a three-year cliff vesting period, with vesting on January 1, 2028. Under the terms of Frank Douglas Recker’s Employment Agreement, vesting may accelerate to April 1, 2027 if certain fiscal 2026 targets are achieved.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/09/2026 - 06:00 PM Accepted by SEC EDGAR 10/09/2026 - 06:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Recker Frank Douglas

(Last) (First) (Middle)

6651 GATE PARKWAY, 4TH FLOOR

(Street)

JACKSONVILLE FLORIDA 32256

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
DUOS TECHNOLOGIES GROUP, INC. [ DUOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	09/30/2026		A(1)		2,799	A	$8.9339	2,799	D
Common Stock, $0.001 par value								9,250	I	By IRA
Common Stock, $0.001 par value								400,000	D(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were issued to Mr. Recker as compensation for his services as a Director of the Issuer.

2. These shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of these shares vest on January 1, 2028, subject to acceleration, under the terms of Mr. Recker's Employment Agreement, to April 1, 2027, if certain fiscal 2026 targets are achieved.

	/s/ Frank Douglas Recker	10/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)